13F-HR/A filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR/A for the quarter ended 2015-03-31, filed 2015-06-09, with 1,117 holding rows worth $46,399,326,000.
- Accession
- 0001207017-15-000065
- Filer
- CIK 1207017
- Filed
- 2015-06-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, amendment of type restatement, 1,489 entries on the cover page, a total value of $46,399,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,398,588,000 with VALUE read as thousands by filing date, 13F file number 028-10469. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 20,103,229 | $1,252,429,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 17,060,164 | $1,109,422,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 10,110,348 | $1,064,618,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,944,888 | $1,030,513,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,108,354 | $1,008,921,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 41,876,251 | $983,253,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 19,526,414 | $850,178,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 11,462,174 | $782,865,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 5,228,144 | $782,599,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 16,355,817 | $757,108,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 21,087,795 | $733,642,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 28,437,530 | $726,862,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,934,369 | $713,841,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 10,622,114 | $663,774,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 107,319,973 | $618,160,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,220,736 | $544,574,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 50,468,629 | $509,732,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 35,624,547 | $457,773,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,659,850 | $456,198,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,668,393 | $428,275,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,883,279 | $427,419,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,448,783 | $421,814,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 15,139,391 | $415,576,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,996,346 | $411,971,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 10,157,181 | $383,229,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,151,812 | $369,347,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,556,282 | $366,012,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,273,260 | $365,225,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,877,144 | $355,494,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,208,884 | $343,525,000 | thousands by filing date | |
| 38259p508 | COM | 613,248 | $340,167,000 | thousands by filing date | ||
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,414,607 | $329,984,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 6,070,503 | $327,867,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 5,448,665 | $323,378,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,694,128 | $312,802,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,372,648 | $310,492,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,226,604 | $310,140,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 11,500,330 | $306,828,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,588,514 | $300,241,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,606,851 | $298,682,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,587,932 | $295,920,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,786,406 | $283,807,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,650,045 | $280,536,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 4,133,371 | $276,811,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 6,405,765 | $276,152,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,144,523 | $273,872,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,678,084 | $273,832,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,329,122 | $262,117,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,618,582 | $258,729,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 467,844 | $256,376,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,912,640 | $255,129,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 61,826,490 | $252,869,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,530,403 | $247,253,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,085,541 | $246,029,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,385,941 | $240,024,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,744,778 | $235,749,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,998,878 | $234,270,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,266,142 | $233,888,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,367,034 | $233,469,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,954,515 | $229,067,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,042,506 | $215,204,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,782,012 | $213,569,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,126,084 | $209,653,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 5,185,178 | $208,755,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,369,143 | $201,375,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,262,137 | $196,739,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 2,311,801 | $195,693,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,624,190 | $192,955,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,252,710 | $191,551,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,768,291 | $191,521,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 33,497,044 | $189,257,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,236,355 | $187,300,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,859,139 | $186,582,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,372,042 | $184,500,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 4,275,314 | $184,094,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,073,471 | $183,835,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,750,234 | $183,739,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,502,542 | $183,174,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,271,311 | $181,524,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,784,790 | $179,424,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,500,519 | $177,496,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,126,092 | $174,275,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,993,321 | $172,055,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 3,034,215 | $170,112,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,426,963 | $169,494,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,974,000 | $167,145,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 8,861,930 | $167,047,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,933,464 | $167,030,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 3,686,361 | $166,106,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 440,326 | $163,844,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,074,059 | $163,139,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 2,396,212 | $159,995,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,786,418 | $159,953,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,225,910 | $159,085,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 5,068,280 | $157,927,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 3,138,515 | $156,549,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 4,483,251 | $151,309,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 5,677,220 | $148,231,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,306,870 | $147,339,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,055,414 | $141,168,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,622,663 | $138,423,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 946,958 | $133,170,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 3,613,409 | $130,696,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 613,407 | $127,484,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,548,989 | $126,662,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,335,493 | $126,470,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,289,410 | $125,638,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,312,280 | $124,872,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,816,930 | $124,259,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 5,892,599 | $123,626,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,616,650 | $118,015,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,035,808 | $117,729,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,710,325 | $116,020,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,919,963 | $115,480,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,457,914 | $113,834,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,212,802 | $107,981,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,011,082 | $107,371,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,854,631 | $100,891,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 960,109 | $99,630,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 4,178,685 | $96,903,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 3,472,257 | $96,841,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,087,389 | $96,708,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,764,661 | $96,707,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 8,900,610 | $92,209,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,570,643 | $91,951,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 130,774 | $89,207,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,997,094 | $88,716,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,406,109 | $87,514,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 6,694,586 | $87,229,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,525,569 | $86,942,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,346,687 | $84,126,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,408,005 | $83,531,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 789,290 | $82,125,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,741,673 | $80,961,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 1,559,974 | $80,759,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,443,328 | $80,336,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,868,502 | $77,935,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,112,075 | $77,303,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 932,014 | $72,930,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 2,034,066 | $71,476,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 1,781,781 | $70,077,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 7,456,596 | $69,196,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 811,491 | $67,709,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,536,645 | $67,426,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 501,003 | $67,304,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,020,051 | $66,954,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 406,258 | $66,427,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 554,390 | $64,159,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,540,879 | $63,977,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 936,773 | $63,644,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,298,641 | $63,503,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,685,540 | $62,870,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,238,166 | $59,164,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 528,489 | $58,889,000 | thousands by filing date | principal |
| BRUKER CORP | 116794108 | COM | 3,115,558 | $57,543,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,128,439 | $56,999,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,725,483 | $56,496,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 975,883 | $55,820,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,103,985 | $53,686,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 977,973 | $53,025,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 381,785 | $52,987,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 370,877 | $52,597,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 2,155,962 | $52,432,000 | thousands by filing date | principal |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,080,586 | $50,214,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 807,430 | $48,913,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 7,882,551 | $48,004,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,451,992 | $47,446,000 | thousands by filing date | |
| IJH | 464287507 | COM | 306,207 | $46,537,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 614,272 | $46,530,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,604,969 | $46,323,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,341,004 | $45,486,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,345,942 | $43,943,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 337,091 | $43,680,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 912,416 | $42,782,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 2,753,752 | $42,683,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 245,359 | $42,307,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,127,249 | $42,007,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,811,115 | $41,773,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 678,189 | $40,452,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 999,004 | $40,050,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,412,095 | $39,934,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,014,805 | $39,759,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 3,436,001 | $39,651,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 240,305 | $39,638,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 625,346 | $38,932,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 3,788,856 | $38,191,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,764,891 | $38,139,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,989,080 | $37,732,000 | thousands by filing date | principal |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 212,398 | $36,957,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,236,807 | $35,026,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 1,326,738 | $33,858,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,172,283 | $33,257,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 645,436 | $33,097,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 552,083 | $32,578,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300,460 | $32,181,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,879,539 | $31,595,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,613,291 | $31,055,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,412,199 | $30,305,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,471,447 | $30,252,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 367,732 | $30,233,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 661,562 | $30,073,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2,385,767 | $29,726,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 251,703 | $29,708,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,362,914 | $29,561,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 357,753 | $29,423,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 778,264 | $29,246,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 13,250,000 | $29,141,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 358,286 | $28,738,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 25,280,000 | $28,361,000 | thousands by filing date | principal |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 594,468 | $27,654,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 262,932 | $27,578,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 962,070 | $27,274,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 245,937 | $27,136,000 | thousands by filing date | principal |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 4,544,816 | $26,541,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,062,585 | $26,362,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 249,131 | $26,247,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 270,348 | $25,849,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,211,422 | $25,670,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 333,418 | $25,559,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 672,801 | $25,391,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,190,603 | $25,193,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,308,088 | $24,460,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 342,037 | $23,958,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,893,994 | $23,712,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 2,278,080 | $23,555,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,978,063 | $23,479,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 250,750 | $23,379,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 745,350 | $23,038,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,260,019 | $22,981,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,129,252 | $22,957,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,470,199 | $22,435,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 339,152 | $22,275,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 216,523 | $22,169,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 14,775,000 | $22,033,000 | thousands by filing date | principal |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,224,993 | $22,025,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,428,955 | $21,990,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 583,042 | $21,724,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,727,770 | $21,648,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,399,086 | $21,335,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,114,016 | $21,013,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 310,774 | $20,998,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 539,485 | $20,975,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 165,343 | $20,847,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 591,871 | $20,602,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 198,912 | $20,567,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,154,882 | $20,487,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 574,519 | $20,343,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 706,177 | $20,161,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 17,000,000 | $20,123,000 | thousands by filing date | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 597,760 | $20,013,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 305,830 | $19,851,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,073,703 | $19,824,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 18,400,000 | $19,711,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 636,798 | $19,581,000 | thousands by filing date | principal |
| ALLSTATE CORP COM | 020002101 | Stock | 275,067 | $19,576,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 625,302 | $19,559,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 946,137 | $19,149,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 397,836 | $19,000,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 16,215,000 | $18,870,000 | thousands by filing date | principal |
| CARTERS INC | 146229109 | COM | 203,997 | $18,863,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 695,404 | $18,705,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 456,528 | $18,593,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 365,736 | $18,487,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 263,052 | $18,445,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,041,717 | $18,427,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 42,939 | $18,130,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 398,064 | $18,103,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,165,388 | $17,877,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,802,503 | $17,718,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 346,520 | $17,502,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 6,500,000 | $17,277,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 707,936 | $17,224,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 781,978 | $17,211,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 553,139 | $17,031,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 2,319,938 | $16,796,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 307,070 | $16,587,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 358,092 | $16,515,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 200,799 | $16,452,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 550,380 | $16,423,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 488,433 | $16,342,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 319,281 | $16,286,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 125,240 | $16,210,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 355,589 | $16,168,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 14,022,000 | $16,125,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 12,587,000 | $16,056,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 110,908 | $16,006,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 420,242 | $15,969,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,124,552 | $15,867,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 237,966 | $15,748,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 197,295 | $15,483,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,049,395 | $15,467,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 445,301 | $15,385,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 513,612 | $15,377,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 727,789 | $15,334,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 809,465 | $15,258,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 173,386 | $15,222,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 929,142 | $15,126,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 153,095 | $15,022,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 12,500,000 | $14,570,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359309 | COM | 255,411 | $14,554,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 316,650 | $14,356,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 187,248 | $14,262,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 353,480 | $14,029,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 21,437,000 | $13,907,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 312,701 | $13,894,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 179,827 | $13,857,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 583,273 | $13,846,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,798,747 | $13,760,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 10,780,000 | $13,724,000 | thousands by filing date | principal |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,682,549 | $13,628,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 155,796 | $13,572,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,434,810 | $13,558,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 106,950 | $13,545,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 222,940 | $13,540,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,878,907 | $13,527,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 855,009 | $13,466,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 314,860 | $13,255,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 159,007 | $13,234,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 13,349,000 | $13,207,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 89,084 | $13,013,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 205,343 | $12,942,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 316,763 | $12,816,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 306,942 | $12,781,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 252,338 | $12,765,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 264,126 | $12,714,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 697,271 | $12,697,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 109,883 | $12,666,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 637,313 | $12,618,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 455,051 | $12,577,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 537,447 | $12,533,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 418,010 | $12,335,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 11,638,000 | $12,307,000 | thousands by filing date | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 62,745 | $12,275,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 144,405 | $12,259,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 92,484 | $12,099,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 195,686 | $12,054,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 8,550,000 | $12,052,000 | thousands by filing date | principal |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 365,915 | $12,016,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 142,277 | $12,012,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 386,334 | $11,999,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 6,750,000 | $11,972,000 | thousands by filing date | principal |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 255,775 | $11,957,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 364,915 | $11,899,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,460,000 | $11,767,000 | thousands by filing date | principal |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 11,250,000 | $11,714,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 332,424 | $11,661,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 235,630 | $11,618,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 10,571,000 | $11,562,000 | thousands by filing date | principal |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 9,000,000 | $11,525,000 | thousands by filing date | principal |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 10,100,000 | $11,507,000 | thousands by filing date | principal |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 79,685 | $11,489,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 689,069 | $11,459,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 332,630 | $11,445,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 506,197 | $11,434,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 328,670 | $11,431,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 220,600 | $11,413,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 9,900,000 | $11,255,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 235,714 | $11,238,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 8,500,000 | $11,235,000 | thousands by filing date | principal |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 13,110,000 | $11,176,000 | thousands by filing date | principal |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,009,064 | $11,159,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 198,065 | $11,141,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 183,475 | $10,865,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 376,951 | $10,763,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 9,311,000 | $10,754,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 9,150,000 | $10,745,000 | thousands by filing date | principal |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 670,602 | $10,736,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 62,857 | $10,710,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 10,485,000 | $10,688,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,084,077 | $10,678,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 10,000,000 | $10,625,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 52,251 | $10,604,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 94,301 | $10,513,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 183,860 | $10,498,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 272,665 | $10,456,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 332,453 | $10,448,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 9,416,000 | $10,439,000 | thousands by filing date | principal |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 686,365 | $10,432,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 143,818 | $10,428,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 332,986 | $10,425,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 276,080 | $10,424,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,913,828 | $10,372,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 13,550,000 | $10,314,000 | thousands by filing date | principal |
| LITTELFUSE INC COM | 537008104 | Stock | 103,442 | $10,281,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 467,887 | $10,279,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 231,128 | $10,136,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 10,822,000 | $10,084,000 | thousands by filing date | principal |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,215,371 | $9,941,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 223,984 | $9,917,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 21,197,000 | $9,883,000 | thousands by filing date | principal |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 212,480 | $9,862,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100,012 | $9,829,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 155,425 | $9,791,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 282,430 | $9,766,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 92,000 | $9,715,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 374,265 | $9,700,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 309,815 | $9,644,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 6,000,000 | $9,618,000 | thousands by filing date | principal |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 247,410 | $9,589,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 60,208 | $9,584,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 9,500,000 | $9,583,000 | thousands by filing date | principal |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 82,290 | $9,470,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 766,238 | $9,440,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 85,199 | $9,405,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 170,271 | $9,329,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 7,500,000 | $9,328,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 136,515 | $9,265,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 61,718 | $9,262,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 805,570 | $9,151,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 238,191 | $9,139,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 158,123 | $9,042,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 7,800,000 | $8,970,000 | thousands by filing date | principal |
| HCA Healthcare Inc | 40412C101 | COM | 118,540 | $8,917,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 82,968 | $8,838,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 212,402 | $8,833,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 8,585,000 | $8,815,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 8,000,000 | $8,680,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 158,180 | $8,646,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 221,302 | $8,599,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 84,116 | $8,488,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 79,530 | $8,474,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 59,478 | $8,473,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 244,241 | $8,465,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 38,775 | $8,384,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 289,253 | $8,252,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 51,039 | $8,214,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 5,740,000 | $8,183,000 | thousands by filing date | principal |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 816,916 | $8,103,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 136,740 | $8,095,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 126,765 | $8,081,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 6,700,000 | $8,027,000 | thousands by filing date | principal |
| THAI FUND INC | 882904105 | CMN | 920,197 | $8,024,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 236,952 | $8,018,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 6,000,000 | $8,006,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 8,737,000 | $7,988,000 | thousands by filing date | principal |
| BALL CORP | 058498106 | COM | 111,613 | $7,884,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 224,078 | $7,880,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 98,766 | $7,866,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 80,706 | $7,824,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 343,481 | $7,790,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 6,455,000 | $7,790,000 | thousands by filing date | principal |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 10,050,000 | $7,776,000 | thousands by filing date | principal |
| CELLECTIS ADS | 15117K103 | COM | 222,134 | $7,683,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 8,950,000 | $7,590,000 | thousands by filing date | principal |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 9,958,000 | $7,524,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 7,951,000 | $7,523,000 | thousands by filing date | principal |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 176,032 | $7,439,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 150,231 | $7,435,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 129,027 | $7,413,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 549,219 | $7,397,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 8,219,000 | $7,397,000 | thousands by filing date | principal |
| HASBRO INC COM | 418056107 | Stock | 115,527 | $7,305,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 687,768 | $7,304,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 117,179 | $7,300,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 300,300 | $7,297,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 269,300 | $7,238,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 5,169,000 | $7,197,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 7,806,000 | $7,191,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 7,510,000 | $7,186,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 75,903 | $7,146,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 123,482 | $7,090,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 221,600 | $7,087,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 78,630 | $7,075,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 6,000,000 | $7,072,000 | thousands by filing date | principal |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 168,508 | $7,070,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 182,120 | $7,062,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 7,500,000 | $7,021,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 3,510,000 | $6,923,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 6,050,000 | $6,897,000 | thousands by filing date | principal |
| NORDSON CORP | 655663102 | COM | 87,920 | $6,887,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 205,322 | $6,828,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 5,845,000 | $6,816,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 5,000,000 | $6,809,000 | thousands by filing date | principal |
| B/E AEROSPACE INC | 073302101 | COM | 105,564 | $6,715,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 143,597 | $6,672,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 244,720 | $6,671,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 197,215 | $6,644,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 55,165 | $6,635,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 63,300 | $6,613,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 249,005 | $6,571,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 6,270,000 | $6,552,000 | thousands by filing date | principal |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 178,250 | $6,548,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,050,900 | $6,536,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 360,106 | $6,525,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 80,210 | $6,508,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 114,060 | $6,457,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 64,135 | $6,430,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 62,190 | $6,413,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 175,495 | $6,410,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 325,285 | $6,391,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 159,198 | $6,388,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 6,162,000 | $6,377,000 | thousands by filing date | principal |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 235,700 | $6,368,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,206,429 | $6,273,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 264,900 | $6,230,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 129,425 | $6,203,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 139,483 | $6,187,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 6,648,000 | $6,145,000 | thousands by filing date | principal |
| MASTEC INC COM | 576323109 | Stock | 317,802 | $6,133,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 56,713 | $6,132,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-15-000056 | superseded | 2015-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001207017-15-000065 | this filing | 2015-06-09 | acceptance time not in the bulk data set |