13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 989 holding rows worth $47,841,548,000.
- Accession
- 0001207017-14-000058
- Filer
- CIK 1207017
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 1,332 entries on the cover page, a total value of $47,841,548,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,840,898,000 with VALUE read as thousands by filing date, 13F file number 028-10469. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 110,435 | $5,871,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 202,107 | $5,834,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 88,317 | $5,802,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 5,845,000 | $5,768,000 | thousands by filing date | principal |
| ROCKWOOD HLDGS INC | 774415103 | COM | 74,496 | $5,660,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 243,743 | $5,659,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 121,325 | $5,642,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 6,650,000 | $5,619,000 | thousands by filing date | principal |
| VERIS RESIDENTIAL INC | 554489104 | COM | 258,400 | $5,550,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 116,026 | $5,537,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 5,000,000 | $5,515,000 | thousands by filing date | principal |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 5,455,000 | $5,502,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 126,747 | $5,498,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 498,571 | $5,488,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 606,553 | $5,465,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 29,030 | $5,450,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 97,216 | $5,431,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 102,226 | $5,392,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 112,802 | $5,380,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 481,443 | $5,339,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 106,730 | $5,319,000 | thousands by filing date | |
| Cal Dive International | 12802TAB7 | CONV BOND | 6,225,000 | $5,295,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,000,000 | $5,265,000 | thousands by filing date | principal |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 121,024 | $5,222,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 92,372 | $5,213,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 63,167 | $5,192,000 | thousands by filing date | principal |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 477,526 | $5,171,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449AK4 | BOND | 3,946,000 | $5,068,000 | thousands by filing date | principal |
| Waste Connections | 941053100 | COM | 103,998 | $5,049,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 4,753,000 | $5,044,000 | thousands by filing date | principal |
| WP CAREY INC COM | 92936U109 | REIT | 77,104 | $4,965,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 557,520 | $4,934,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 54,819 | $4,932,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 44,165 | $4,921,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 109,500 | $4,885,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,148,374 | $4,880,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 99,815 | $4,843,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 95,822 | $4,839,000 | thousands by filing date | principal |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 579,207 | $4,772,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 138,351 | $4,746,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 71,501 | $4,744,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 3,500,000 | $4,687,000 | thousands by filing date | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 181,537 | $4,670,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 204,365 | $4,598,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 6,500,000 | $4,550,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 42,543 | $4,455,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 59,697 | $4,425,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 280,289 | $4,375,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 106,289 | $4,365,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 80,146 | $4,364,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 166,606 | $4,338,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 385,187 | $4,306,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 30,087 | $4,289,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 4,250,000 | $4,289,000 | thousands by filing date | principal |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 91,414 | $4,288,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 38,542 | $4,208,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 10,000,000 | $4,106,000 | thousands by filing date | principal |
| GENERAL MILLS INC COM | 370334104 | Stock | 77,719 | $4,082,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 181,135 | $4,028,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 360,933 | $3,966,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 46,313 | $3,937,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 4,079,000 | $3,915,000 | thousands by filing date | principal |
| VENTAS INC COM | 92276F100 | REIT | 61,006 | $3,910,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 39,976 | $3,885,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 149,485 | $3,856,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 233,271 | $3,846,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 144,267 | $3,836,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 203,410 | $3,783,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 209,079 | $3,686,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 39,775 | $3,657,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 144,502 | $3,631,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 37,840 | $3,595,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 50,000 | $3,589,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 52,488 | $3,588,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 77,289 | $3,580,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 55,298 | $3,535,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 325,606 | $3,532,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 97,155 | $3,469,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 18,703 | $3,458,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 155,774 | $3,419,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 105,397 | $3,401,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 82,949 | $3,382,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 67,654 | $3,378,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 99,683 | $3,351,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 97,951 | $3,327,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 44,148 | $3,181,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 67,465 | $3,167,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 153,655 | $3,099,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 67,499 | $3,062,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 230,628 | $3,053,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 55,000 | $2,973,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 55,000 | $2,973,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 305,600 | $2,958,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 49,526 | $2,956,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 37,694 | $2,945,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 41,368 | $2,938,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 216,603 | $2,937,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 84,438 | $2,927,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 34,263 | $2,872,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 49,722 | $2,869,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 348,636 | $2,861,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 47,332 | $2,855,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 151,300 | $2,847,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 154,730 | $2,834,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 185,036 | $2,823,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 309,835 | $2,794,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,500,000 | $2,756,000 | thousands by filing date | principal |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 46,532 | $2,725,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 152,554 | $2,709,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 2,700,000 | $2,666,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 41,500 | $2,664,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 64,195 | $2,625,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 166,636 | $2,621,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 64,540 | $2,611,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 21,500 | $2,596,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 34,955 | $2,595,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 14,995 | $2,569,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 213,663 | $2,563,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 186,000 | $2,479,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 234,802 | $2,460,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 96,018 | $2,442,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 206,174 | $2,412,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 155,737 | $2,410,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 29,822 | $2,410,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 55,287 | $2,394,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 91,270 | $2,392,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 19,824 | $2,371,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 800,367 | $2,369,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 97,000 | $2,368,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 27,092 | $2,353,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 40,000 | $2,346,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 69,496 | $2,299,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 50,000 | $2,295,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 38,315 | $2,273,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 70,000 | $2,264,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 15,008 | $2,259,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 37,563 | $2,254,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 37,572 | $2,248,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 18,809 | $2,222,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 206,405 | $2,216,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 52,516 | $2,195,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 46,443 | $2,179,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 44,685 | $2,104,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 23,782 | $2,104,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 87,192 | $2,071,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 12,048 | $2,038,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 49,476 | $2,032,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 13,750 | $2,024,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 22,636 | $2,006,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 69,562 | $2,004,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 23,645 | $1,995,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 18,736 | $1,978,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 164,931 | $1,960,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 24,389 | $1,959,000 | thousands by filing date | principal |
| STAG INDUSTRIAL INC | 85254J102 | COM | 80,900 | $1,942,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 274,451 | $1,940,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 14,560 | $1,933,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 58,475 | $1,914,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 27,875 | $1,900,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 118,752 | $1,900,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 39,574 | $1,890,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 179,400 | $1,854,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 21,442 | $1,843,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 47,207 | $1,809,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 21,858 | $1,799,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 100,000 | $1,795,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 24,900 | $1,778,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 14,242 | $1,752,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 18,587 | $1,747,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 27,000 | $1,726,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 38,600 | $1,687,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 93,480 | $1,677,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 51,434 | $1,647,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 199,748 | $1,641,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 46,430 | $1,562,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 36,599 | $1,534,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 46,200 | $1,513,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 101,018 | $1,508,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 41,201 | $1,504,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 56,463 | $1,485,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 44,600 | $1,474,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 13,703 | $1,462,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 90,629 | $1,454,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 20,383 | $1,448,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 225,800 | $1,438,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 31,700 | $1,429,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 39,825 | $1,420,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 34,105 | $1,390,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 78,536 | $1,331,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 123,321 | $1,329,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 42,961 | $1,320,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 139,596 | $1,313,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 33,666 | $1,303,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 35,139 | $1,298,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 415,856 | $1,280,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 27,900 | $1,239,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 27,847 | $1,229,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,296 | $1,227,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 12,333 | $1,219,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 11,501 | $1,202,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 10,572 | $1,156,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 31,110 | $1,154,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 715,000 | $1,118,000 | thousands by filing date | principal |
| KEYCORP COM | 493267108 | Stock | 77,381 | $1,108,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 325,857 | $1,104,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 25,060 | $1,096,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 33,600 | $1,093,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 12,785 | $1,075,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 40,000 | $1,064,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,435 | $1,044,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 26,700 | $1,040,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 61,944 | $1,035,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 49,372 | $1,019,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 24,100 | $1,001,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 29,152 | $993,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 22,800 | $970,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 8,135 | $962,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,345 | $959,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 92,155 | $952,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 56,000 | $949,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 10,011 | $946,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 16,685 | $940,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 85,914 | $932,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,839 | $918,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 48,628 | $912,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,426 | $911,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 12,957 | $909,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 27,169 | $906,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 141,200 | $883,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 750,000 | $849,000 | thousands by filing date | principal |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 30,158 | $847,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 32,325 | $840,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 25,200 | $837,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 40,271 | $830,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 23,902 | $817,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 12,040 | $814,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 94,100 | $810,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,500 | $800,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 10,302 | $790,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 28,000 | $781,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 33,500 | $778,000 | thousands by filing date | principal |
| METALICO INC | 591176102 | COM | 623,094 | $772,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 24,020 | $771,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,240 | $761,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 57,100 | $748,000 | thousands by filing date | principal |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 15,789 | $738,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 55,400 | $725,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 88,184 | $724,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,700 | $715,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 238,202 | $702,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 700,000 | $693,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 78,350 | $692,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 29,070 | $690,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 11,816 | $685,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 30,328 | $681,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 29,365 | $679,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 38,100 | $677,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 18,000 | $674,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 72,518 | $670,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 25,075 | $668,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 49,585 | $668,000 | thousands by filing date | principal |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 63,534 | $663,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 6,900 | $658,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 23,791 | $656,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 25,300 | $654,000 | thousands by filing date | principal |
| VIVUS INC | 928551100 | COM | 122,098 | $649,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 20,816 | $646,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 21,382 | $636,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 72,650 | $629,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 10,197 | $621,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 44,826 | $610,000 | thousands by filing date | principal |
| ISHARES TR | 464287861 | EUROPE ETF | 12,500 | $607,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 28,600 | $604,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 47,500 | $593,000 | thousands by filing date | principal |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 48,600 | $591,000 | thousands by filing date | principal |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 33,966 | $590,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 42,800 | $587,000 | thousands by filing date | principal |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 45,600 | $581,000 | thousands by filing date | principal |
| HOMEAWAY INC | 43739Q100 | COM | 16,496 | $574,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,256 | $571,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,000 | $543,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 2,585 | $536,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 5,752 | $528,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 11,681 | $527,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 7,823 | $516,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 27,541 | $514,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,733 | $505,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 14,745 | $504,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 6,778 | $500,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,600 | $497,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 10,385 | $497,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 9,278 | $492,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 400,000 | $488,000 | thousands by filing date | principal |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 149,782 | $482,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 440,000 | $480,000 | thousands by filing date | principal |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 34,000 | $479,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 41,896 | $478,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,100 | $469,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 7,177 | $468,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 20,000 | $452,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,155 | $435,000 | thousands by filing date | principal |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,500 | $423,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 142,471 | $417,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,000 | $415,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 350,000 | $413,000 | thousands by filing date | principal |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 30,100 | $406,000 | thousands by filing date | principal |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 16,643 | $404,000 | thousands by filing date | principal |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 28,900 | $404,000 | thousands by filing date | principal |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,031 | $385,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6,184 | $384,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,300 | $380,000 | thousands by filing date | principal |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,557 | $379,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,500 | $369,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,189 | $365,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,249 | $364,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,600 | $348,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,100 | $346,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,848 | $344,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 7,000 | $340,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 10,000 | $319,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,918 | $308,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 9,539 | $308,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,288 | $303,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,000 | $303,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 8,347 | $300,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,424 | $296,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 10,600 | $296,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 10,524 | $293,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 16,400 | $291,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 16,400 | $291,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,000 | $289,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,574 | $284,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 8,455 | $281,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,494 | $277,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,692 | $273,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,000 | $272,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,457 | $271,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 35,592 | $269,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 40,370 | $268,000 | thousands by filing date | principal |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,206 | $263,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,586 | $255,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,300 | $255,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 4,228 | $252,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,583 | $246,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 2,328 | $236,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,000 | $234,000 | thousands by filing date | principal |
| TECHNIPFMC PLC | 30249U101 | COM | 3,803 | $232,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,540 | $230,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 15,917 | $230,000 | thousands by filing date | principal |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 9,855 | $230,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 9,750 | $230,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,600 | $229,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 12,710 | $228,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,768 | $223,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 2,488 | $219,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,821 | $218,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,000 | $214,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,400 | $210,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 117,668 | $207,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,574 | $203,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,900 | $201,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,890 | $198,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 5,474 | $196,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,300 | $185,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,000 | $184,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 5,000 | $184,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,791 | $175,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,250 | $174,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,800 | $174,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 9,285 | $174,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,020 | $170,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,197 | $168,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,777 | $167,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 18,900 | $165,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,161 | $164,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,521 | $160,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 5,102 | $159,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 2,524 | $151,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 2,000 | $151,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 4,304 | $150,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,280 | $147,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 9,007 | $147,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,106 | $140,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 5,874 | $138,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,000 | $135,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,200 | $134,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 4,000 | $133,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 130,000 | $133,000 | thousands by filing date | principal |
| Gevo Inc | 374396109 | COMMON | 150,914 | $129,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,854 | $127,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 15,000 | $126,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,700 | $125,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,889 | $119,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,400 | $117,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,101 | $117,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 950 | $112,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,780 | $110,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 3,135 | $108,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,050 | $101,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 4,000 | $101,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 4,700 | $101,000 | thousands by filing date | principal |
| ALLIENT INC | 019330109 | COM | 7,000 | $101,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 2,045 | $100,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,400 | $100,000 | thousands by filing date | principal |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,650 | $99,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 2,552 | $97,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 2,230 | $96,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,309 | $95,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 9,882 | $94,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 4,500 | $94,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,410,118 | $94,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 5,000 | $92,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 89,344 | $88,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,000 | $80,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 135,889 | $80,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 9,680 | $80,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,230 | $79,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,944 | $77,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,383 | $76,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 115 | $75,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 66,000 | $73,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 786 | $72,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 3,019 | $72,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 550 | $70,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 18,000 | $69,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,085 | $67,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,441 | $66,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 19,000 | $66,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,520 | $65,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 610 | $64,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 700 | $62,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 1,190 | $61,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 7,500 | $53,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,911 | $50,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 839 | $49,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,050 | $49,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,650 | $49,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 642 | $46,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 636 | $44,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,695 | $42,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 858 | $41,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 550 | $39,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,383 | $39,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 900 | $39,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 440 | $37,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,237 | $37,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS TRUST | 36246K137 | RTS | 98,180 | $37,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 337 | $35,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 50 | $35,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 750 | $34,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 1,000 | $30,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,510 | $29,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 279 | $28,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 689 | $27,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 367 | $25,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 875 | $23,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 600 | $22,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 2,325 | $20,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 1,750 | $20,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 152 | $19,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 538 | $18,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 230 | $18,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,160 | $16,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 900 | $16,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 400 | $14,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 6,900 | $9,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 400 | $8,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 600 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 195 | $7,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 175 | $7,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 374 | $7,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 277 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 307 | $6,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 305 | $6,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 200 | $6,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 136 | $5,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 631 | $5,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 107 | $5,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 81 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 112 | $4,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 97 | $4,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 64 | $3,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 109 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10 | $2,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 86 | $2,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 63 | $2,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 27 | $2,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 36 | $1,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 19 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-14-000058 | this filing | 2014-08-12 | acceptance time not in the bulk data set |