13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 1,031 holding rows worth $45,051,296,000.
- Accession
- 0001207017-14-000041
- Filer
- CIK 1207017
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 1,377 entries on the cover page, a total value of $45,051,296,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,050,617,000 with VALUE read as thousands by filing date, 13F file number 028-10469. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AAR CORP | 000361AK1 | NOTE 1.625% 3/0 | 5,157,000 | $5,198,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 76,017 | $5,097,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 104,619 | $5,085,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 92,300 | $5,083,000 | thousands by filing date | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 283,211 | $5,049,000 | thousands by filing date | |
| DOLLAR FINANCIAL CORP 2.875% CB 6/30/2027 - REGIST | 256664AB9 | Bond | 5,178,000 | $5,048,000 | thousands by filing date | principal |
| CUMMINS INC COM | 231021106 | Stock | 35,453 | $4,997,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 99,296 | $4,954,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 166,056 | $4,950,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 70,107 | $4,920,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 69,556 | $4,889,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 111,818 | $4,784,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 58,949 | $4,714,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 58,616 | $4,678,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 4,374,000 | $4,598,000 | thousands by filing date | principal |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 3,730,000 | $4,592,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 100,648 | $4,590,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 61,643 | $4,555,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,500,000 | $4,552,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 4,250,000 | $4,534,000 | thousands by filing date | principal |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 343,000 | $4,493,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 4,500,000 | $4,491,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 95,822 | $4,477,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 163,660 | $4,475,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 158,886 | $4,453,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 187,321 | $4,438,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815AB8 | NOTE 6.500% 5/1 | 4,350,000 | $4,398,000 | thousands by filing date | principal |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 101,549 | $4,395,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS IN | 686164AA2 | CONV | 4,500,000 | $4,395,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 3,703,000 | $4,388,000 | thousands by filing date | principal |
| F5 INC COM | 315616102 | Stock | 48,146 | $4,373,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 5,000,000 | $4,353,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 4,044,000 | $4,342,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 79,063 | $4,321,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 4,000,000 | $4,315,000 | thousands by filing date | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 195,187 | $4,313,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 76,174 | $4,297,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 287,900 | $4,281,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 54,652 | $4,224,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 354,448 | $4,193,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 51,704 | $4,150,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 3,000,000 | $4,123,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624R106 | CL A | 198,415 | $4,025,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 4,384,000 | $3,929,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 46,775 | $3,881,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 72,093 | $3,869,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 2,750,000 | $3,805,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 77,417 | $3,803,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 3,500,000 | $3,790,000 | thousands by filing date | principal |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 97,766 | $3,749,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 36,000 | $3,715,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 63,788 | $3,682,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 5,100,000 | $3,598,000 | thousands by filing date | principal |
| DYNEX CAP INC | 26817Q506 | COM NEW | 444,220 | $3,553,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 144,195 | $3,550,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 3,500,000 | $3,548,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 73,655 | $3,541,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 61,575 | $3,536,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 87,400 | $3,534,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 39,775 | $3,478,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 234,705 | $3,443,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 223,616 | $3,441,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 215,637 | $3,387,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 31,921 | $3,364,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 28,436 | $3,258,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 2,500,000 | $3,254,000 | thousands by filing date | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 51,500 | $3,248,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 186,496 | $3,239,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 86,596 | $3,199,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 41,898 | $3,161,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 286,074 | $3,123,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 60,357 | $3,107,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 149,729 | $3,060,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 3,510,000 | $3,038,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 95,762 | $3,023,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 41,538 | $3,021,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 154,692 | $2,977,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 101,639 | $2,908,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 3,000,000 | $2,889,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 335,243 | $2,866,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 49,570 | $2,839,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 34,463 | $2,837,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 41,800 | $2,832,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 34,781 | $2,766,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 2,600,000 | $2,765,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 66,723 | $2,755,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 83,972 | $2,738,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 2,500,000 | $2,692,000 | thousands by filing date | principal |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 164,669 | $2,642,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 56,983 | $2,637,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,500,000 | $2,614,000 | thousands by filing date | principal |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 28,295 | $2,584,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 98,095 | $2,541,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 2,500,000 | $2,539,000 | thousands by filing date | principal |
| NETSUITE INC | 64118Q107 | COM | 24,619 | $2,536,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 485,573 | $2,529,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 422,362 | $2,525,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 411,307 | $2,521,000 | thousands by filing date | |
| AAR CORP | 000361AR6 | BOND | 2,500,000 | $2,490,000 | thousands by filing date | principal |
| COACH INC | 189754104 | COM | 44,338 | $2,488,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 24,661 | $2,475,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 32,407 | $2,449,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 57,287 | $2,447,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 75,868 | $2,443,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 49,677 | $2,442,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 45,868 | $2,423,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 504,650 | $2,422,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 50,710 | $2,412,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 15,967 | $2,403,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 134,764 | $2,383,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 33,295 | $2,371,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 153,414 | $2,367,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 39,225 | $2,334,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,204,000 | $2,278,000 | thousands by filing date | principal |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 45,398 | $2,269,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 253,701 | $2,255,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 137,250 | $2,230,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 30,900 | $2,202,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 100,100 | $2,202,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 41,760 | $2,181,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 273,319 | $2,172,000 | thousands by filing date | principal |
| CORELOGIC INC | 21871D103 | COM | 61,145 | $2,172,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 45,581 | $2,145,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 2,015,000 | $2,123,000 | thousands by filing date | principal |
| EXCEL TR INC | 30068C109 | COM | 186,000 | $2,118,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 82,577 | $2,088,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,100 | $2,085,000 | thousands by filing date | principal |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 27,408 | $2,071,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 148,100 | $2,057,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 53,746 | $2,052,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 25,625 | $2,048,000 | thousands by filing date | principal |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 122,045 | $2,043,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 138,640 | $2,040,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 49,710 | $2,039,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 0 | $1,990,000 | thousands by filing date | principalAmount filed as zero, left out of ratios. |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 13,754 | $1,973,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 33,623 | $1,969,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 27,941 | $1,963,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 19,996 | $1,945,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 240,315 | $1,936,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 97,000 | $1,903,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 31,000 | $1,871,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 103,027 | $1,862,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 14,321 | $1,861,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 36,849 | $1,842,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 13,547 | $1,835,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 124,472 | $1,827,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 100,000 | $1,813,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13,856 | $1,800,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 86,500 | $1,754,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 26,974 | $1,724,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 199,748 | $1,721,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 21,209 | $1,711,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 129,009 | $1,682,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 38,530 | $1,681,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,500,000 | $1,668,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 31,689 | $1,643,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 22,463 | $1,623,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 93,434 | $1,603,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 20,504 | $1,598,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 88,077 | $1,581,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 37,902 | $1,559,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 22,693 | $1,526,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 222,600 | $1,498,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 121,928 | $1,489,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 74,226 | $1,489,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 29,411 | $1,482,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 17,873 | $1,472,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 54,821 | $1,458,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 32,511 | $1,456,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 45,200 | $1,446,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 37,299 | $1,431,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 34,489 | $1,425,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 34,115 | $1,406,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 39,100 | $1,397,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12,520 | $1,393,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 27,867 | $1,371,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 0 | $1,362,000 | thousands by filing date | principalAmount filed as zero, left out of ratios. |
| CBRE GROUP INC CL A | 12504L109 | Stock | 51,434 | $1,352,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 56,463 | $1,308,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 55,992 | $1,304,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 124,980 | $1,297,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 31,533 | $1,269,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 21,986 | $1,260,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 35,246 | $1,256,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 7,347 | $1,234,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 444,363 | $1,230,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,007 | $1,212,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 19,100 | $1,208,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 44,348 | $1,186,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 193,021 | $1,183,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,296 | $1,175,000 | thousands by filing date | principal |
| DISCOVER FINL SVCS | 254709108 | COM | 20,661 | $1,155,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 182,117 | $1,140,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,037 | $1,135,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 41,106 | $1,129,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 124,233 | $1,095,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 1,188,000 | $1,091,000 | thousands by filing date | principal |
| WISDOMTREE INC | 97717P104 | COM | 60,900 | $1,078,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 26,494 | $1,064,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,435 | $1,059,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 25,690 | $1,055,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 22,877 | $1,050,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 18,922 | $1,045,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 12,684 | $1,040,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 26,360 | $1,033,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 77,940 | $1,025,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 44,750 | $990,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 438,213 | $955,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 24,316 | $954,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 24,100 | $941,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 21,959 | $917,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 7,525 | $909,000 | thousands by filing date | principal |
| SL GREEN REALTY CORP | 78440X101 | COM | 9,776 | $903,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 431,413 | $893,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 20,894 | $880,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 968,000 | $880,000 | thousands by filing date | principal |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 7,207 | $876,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 10,509 | $834,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 62,150 | $832,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 16,285 | $831,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 240,295 | $829,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 17,387 | $825,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 45,092 | $813,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 64,491 | $811,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 95,079 | $802,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 26,817 | $790,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 17,500 | $781,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,000 | $774,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 24,469 | $770,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,685 | $758,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 24,634 | $757,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 41,095 | $753,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 26,164 | $747,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 31,600 | $744,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 45,757 | $741,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 53,320 | $731,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 54,800 | $718,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 78,350 | $661,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 32,350 | $634,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 142,518 | $621,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 72,518 | $612,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 49,585 | $597,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912108 | COM | 5,067 | $588,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 32,200 | $584,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 233,322 | $583,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 57,150 | $580,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 10,592 | $571,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 16,444 | $570,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,200 | $570,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 81,413 | $566,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,850 | $559,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 5,752 | $554,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 44,826 | $554,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 4,764 | $526,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 7,823 | $507,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 50,000 | $502,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,422 | $472,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 33,581 | $450,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 34,000 | $449,000 | thousands by filing date | principal |
| GRACO INC COM | 384109104 | Stock | 5,605 | $437,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,430 | $425,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 80,756 | $423,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,438 | $422,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,790 | $421,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 24,500 | $416,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,029 | $401,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,057 | $392,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 22,100 | $386,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 164,645 | $385,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,300 | $362,000 | thousands by filing date | principal |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,500 | $362,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,436 | $361,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 196,354 | $357,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,000 | $355,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,208 | $354,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,500 | $340,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 25,200 | $339,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 6,279 | $336,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,187 | $323,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,600 | $322,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,723 | $314,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 8,147 | $313,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 37,470 | $303,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 10,800 | $302,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 6,000 | $292,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 36,062 | $292,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 31,500 | $286,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,000 | $280,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,000 | $280,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,424 | $278,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 27,798 | $277,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 16,400 | $277,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,680 | $271,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 39,750 | $263,000 | thousands by filing date | principal |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 9,750 | $263,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,000 | $261,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,000 | $259,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,494 | $259,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 20,000 | $254,000 | thousands by filing date | principal |
| BARD C R INC | 067383109 | COM | 1,894 | $253,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,335 | $251,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 21,687 | $245,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,000 | $245,000 | thousands by filing date | principal |
| FLEETMATICS GROUP PLC | G35569105 | COM | 5,619 | $242,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 2,488 | $233,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 117,668 | $231,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,821 | $230,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,500 | $229,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 13,979 | $228,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 20,000 | $226,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 200,000 | $221,000 | thousands by filing date | principal |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,694 | $218,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 2,328 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,000 | $218,000 | thousands by filing date | principal |
| Vistaprint NV Cimpress | N93540107 | CMPR | 3,847 | $218,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 200,000 | $216,000 | thousands by filing date | principal |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,510 | $216,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 150,000 | $214,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 9,095 | $214,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 200,000 | $213,000 | thousands by filing date | principal |
| POPULAR INC | 733174700 | COM NEW | 7,409 | $212,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 8,455 | $207,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 12,335 | $207,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,000 | $201,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 18,900 | $200,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,516 | $197,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,280 | $197,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,200 | $196,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,000 | $194,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,000 | $185,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 4,400 | $185,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,814 | $181,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,032 | $181,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,600 | $178,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 5,300 | $177,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,900 | $176,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 400,852 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,300 | $169,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 150,000 | $168,000 | thousands by filing date | principal |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,600 | $167,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,197 | $166,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 150,000 | $160,000 | thousands by filing date | principal |
| CITY NATL CORP | 178566105 | COM | 2,000 | $158,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,082 | $156,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,777 | $151,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 5,000 | $149,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,200 | $148,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 6,000 | $146,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,520 | $143,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,000 | $142,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 122 | $141,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 11,300 | $140,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,480 | $136,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 9,000 | $136,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,200 | $127,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,000 | $125,000 | thousands by filing date | |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 154,000 | $123,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,000 | $117,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,700 | $113,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 20,000 | $112,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 8,000 | $111,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 3,500 | $110,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 950 | $109,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,856 | $108,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,200 | $107,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 100,000 | $102,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 100,000 | $102,000 | thousands by filing date | principal |
| COPA HOLDINGS SA | P31076105 | CL A | 631 | $101,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 100,000 | $100,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 100,000 | $99,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 100,000 | $98,000 | thousands by filing date | principal |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,400 | $97,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,000 | $96,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2,740 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 2,045 | $95,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 15,000 | $93,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,194 | $93,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,500 | $92,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 1,600 | $89,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 9,857 | $88,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,000 | $82,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 988 | $81,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,776 | $80,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,400 | $76,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,314 | $74,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 8,098 | $73,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 66,000 | $73,000 | thousands by filing date | principal |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 36,028 | $72,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,000 | $68,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 550 | $67,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 60,000 | $67,000 | thousands by filing date | principal |
| MARKELGROUPINC | 570535104 | STOK | 115 | $66,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 600 | $66,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 780 | $65,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 610 | $59,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 866 | $59,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 900 | $59,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 700 | $59,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,520 | $57,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,536 | $56,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 1,124 | $56,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 50,000 | $55,000 | thousands by filing date | principal |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,155 | $54,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 2,000 | $54,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 868 | $50,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,382 | $48,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 3,300 | $48,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 800 | $47,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,695 | $46,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,000 | $46,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,050 | $44,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 900 | $43,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,082 | $41,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 425 | $40,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 750 | $40,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 440 | $37,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,383 | $36,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 965 | $35,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 373 | $34,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 50 | $33,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 315 | $32,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 543 | $32,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,391 | $32,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 503 | $31,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 2,300 | $31,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 410 | $30,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 607 | $30,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 706 | $29,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 689 | $28,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,272 | $26,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 915 | $26,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 2,960 | $26,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,575 | $25,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,358 | $25,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 522 | $25,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,000 | $25,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 769 | $25,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 367 | $25,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 48,800 | $25,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 760 | $24,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 22,000 | $24,000 | thousands by filing date | principal |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 448 | $23,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 971 | $23,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 190 | $22,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 875 | $22,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 1,552 | $20,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 659 | $19,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 350 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 152 | $18,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 673 | $18,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 606 | $17,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 922 | $17,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 1,100 | $17,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 692 | $16,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 335 | $15,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 500 | $15,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 234 | $14,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 174 | $13,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,033 | $13,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 145 | $12,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 321 | $12,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 100 | $12,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 374 | $12,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 634 | $12,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 81 | $10,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 399 | $10,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 101 | $10,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 187 | $9,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 275 | $9,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 200 | $8,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 439 | $7,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 128 | $7,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 200 | $7,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 101 | $6,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 175 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 125 | $6,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 300 | $6,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 461 | $6,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 392 | $6,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 211 | $6,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 200 | $6,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 600 | $6,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 305 | $6,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $5,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 636 | $5,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 841 | $5,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 320 | $5,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 142 | $4,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 56 | $4,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 66 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 56 | $4,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 124 | $4,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 136 | $4,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 429 | $4,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 132 | $4,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 45 | $3,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 59 | $3,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 23 | $3,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 73 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-14-000041 | this filing | 2014-02-14 | acceptance time not in the bulk data set |