13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 1,056 holding rows worth $42,195,760,000.
- Accession
- 0001207017-13-000157
- Filer
- CIK 1207017
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 1,368 entries on the cover page, a total value of $42,195,760,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $42,195,090,000 with VALUE read as thousands by filing date, 13F file number 028-10469. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| USBANCORPDEL | 902973304 | COM NEW | 133,713 | $4,833,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 106,339 | $4,817,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 5,000,000 | $4,759,000 | thousands by filing date | principal |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 64,944 | $4,691,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 42,898 | $4,661,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449AJ7 | BOND | 4,250,000 | $4,661,000 | thousands by filing date | principal |
| AAR CORP | 000361AK1 | NOTE 1.625% 3/0 | 4,657,000 | $4,636,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 4,300,000 | $4,587,000 | thousands by filing date | principal |
| VENTAS INC COM | 92276F100 | REIT | 65,001 | $4,514,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 93,696 | $4,500,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 255,700 | $4,474,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 379,035 | $4,464,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 91,460 | $4,453,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,405 | $4,391,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 4,300,000 | $4,391,000 | thousands by filing date | principal |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 371,641 | $4,388,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 104,405 | $4,357,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 33,746 | $4,319,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 208,788 | $4,188,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,462,295 | $4,182,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 258,600 | $4,181,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 74,600 | $4,179,000 | thousands by filing date | principal |
| VERA BRADLEY INC | 92335C106 | COM | 191,681 | $4,151,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 259,683 | $4,126,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 113,943 | $4,115,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,375,000 | $4,113,000 | thousands by filing date | principal |
| PUBLIC STORAGE COM | 74460D109 | REIT | 26,737 | $4,099,000 | thousands by filing date | |
| FERRO CORP 6.5%13 | 315405AL4 | NOTE 6.500% 8/1 | 4,025,000 | $4,092,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 95,822 | $4,089,000 | thousands by filing date | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 198,267 | $4,048,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AF8 | DBCV 6.750%10/1 | 2,900,000 | $4,038,000 | thousands by filing date | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 73,827 | $4,026,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 684,907 | $3,999,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 4,700,000 | $3,995,000 | thousands by filing date | principal |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 58,925 | $3,993,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 303,216 | $3,917,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 3,160,000 | $3,892,000 | thousands by filing date | principal |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 95,700 | $3,891,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 250,047 | $3,865,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 4,000,000 | $3,857,000 | thousands by filing date | principal |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 227,506 | $3,842,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 3,300,000 | $3,840,000 | thousands by filing date | principal |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 151,823 | $3,838,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 235,200 | $3,824,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 101,118 | $3,801,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 92,760 | $3,719,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 64,170 | $3,709,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 56,331 | $3,707,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 88,080 | $3,692,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 22,887 | $3,637,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 34,467 | $3,635,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 50,000 | $3,621,000 | thousands by filing date | principal |
| SAFEWAY INC | 786514208 | COM NEW | 152,477 | $3,606,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 95,605 | $3,545,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 150,654 | $3,531,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 174,262 | $3,462,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 110,542 | $3,429,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 168,070 | $3,413,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 58,623 | $3,363,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,604 | $3,353,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 223,137 | $3,340,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 4,752,000 | $3,299,000 | thousands by filing date | principal |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 128,464 | $3,238,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 70,812 | $3,217,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 3,000,000 | $3,181,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 64,646 | $3,175,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 83,488 | $3,149,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 121,455 | $3,145,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 2,500,000 | $3,103,000 | thousands by filing date | principal |
| EXCEL TR INC | 30068C109 | COM | 242,100 | $3,101,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 93,880 | $3,087,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 413,045 | $3,073,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 60,413 | $3,070,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 125,000 | $3,035,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 68,220 | $3,015,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 296,113 | $3,011,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 36,740 | $3,006,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 41,475 | $3,005,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 3,000,000 | $3,005,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 712,183 | $2,998,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 434,048 | $2,994,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 2,900,000 | $2,987,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 48,483 | $2,952,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 21,438 | $2,915,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 103,600 | $2,905,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 186,595 | $2,888,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 132,250 | $2,871,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 85,802 | $2,848,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 59,809 | $2,840,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 254,100 | $2,825,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 205,246 | $2,813,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 178,475 | $2,761,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 200,854 | $2,739,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 150,616 | $2,680,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 23,850 | $2,633,000 | thousands by filing date | principal |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 163,769 | $2,633,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 154,572 | $2,619,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 2,678,000 | $2,617,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 70,125 | $2,557,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 43,602 | $2,531,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 101,502 | $2,517,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 40,400 | $2,466,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,475,000 | $2,456,000 | thousands by filing date | principal |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 173,700 | $2,348,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 362,623 | $2,346,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 146,475 | $2,308,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 210,823 | $2,230,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 62,094 | $2,211,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 100,100 | $2,206,000 | thousands by filing date | principal |
| AES CORP COM | 00130H105 | Stock | 183,540 | $2,199,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 253,680 | $2,191,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 2,000,000 | $2,171,000 | thousands by filing date | principal |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,360 | $2,138,000 | thousands by filing date | principal |
| WELLTOWER INC | 42217K106 | COM | 31,560 | $2,115,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 59,051 | $2,106,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 26,250 | $2,101,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 81,147 | $2,097,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 59,611 | $2,072,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 68,345 | $2,053,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 123,768 | $2,049,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 125,009 | $2,046,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 109,262 | $1,956,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 21,992 | $1,939,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 182,655 | $1,899,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 199,748 | $1,899,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 1,914,000 | $1,886,000 | thousands by filing date | principal |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 183,944 | $1,885,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 20,631 | $1,868,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 36,977 | $1,865,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 73,555 | $1,839,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 166,332 | $1,822,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 232,456 | $1,815,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 29,107 | $1,784,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 55,700 | $1,727,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 1,824,000 | $1,710,000 | thousands by filing date | principal |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 109,374 | $1,701,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 40,125 | $1,666,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 53,600 | $1,639,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 27,893 | $1,636,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 65,909 | $1,635,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 107,195 | $1,625,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,210 | $1,595,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 25,121 | $1,572,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 23,242 | $1,556,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,575,000 | $1,548,000 | thousands by filing date | principal |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 60,671 | $1,547,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 246,027 | $1,542,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 1,480,000 | $1,524,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 44,556 | $1,518,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 33,931 | $1,517,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 27,240 | $1,511,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 117,401 | $1,502,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 96,194 | $1,495,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 33,375 | $1,491,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 47,068 | $1,470,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 25,000 | $1,470,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 22,924 | $1,459,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 109,700 | $1,458,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 16,815 | $1,456,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 86,144 | $1,426,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 5,500,000 | $1,423,000 | thousands by filing date | principal |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 54,821 | $1,422,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 28,153 | $1,419,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AD3 | DBCV 5.500%10/1 | 0 | $1,411,000 | thousands by filing date | principalAmount filed as zero, left out of ratios. |
| INTEROIL CORP | 460951106 | COM | 20,257 | $1,408,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 78,110 | $1,398,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 156,964 | $1,390,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,221 | $1,388,000 | thousands by filing date | principal |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 88,000 | $1,383,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 44,820 | $1,356,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 33,713 | $1,325,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 17,727 | $1,279,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 0 | $1,268,000 | thousands by filing date | principalAmount filed as zero, left out of ratios. |
| IAC INTERACTIVECORP | 44919P508 | COM | 26,624 | $1,266,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 99,906 | $1,255,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 32,161 | $1,240,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 19,445 | $1,228,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 47,309 | $1,202,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 31,044 | $1,174,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 560,526 | $1,171,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 53,103 | $1,162,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 9,175 | $1,161,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 63,181 | $1,161,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 24,497 | $1,148,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 22,081 | $1,135,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,805 | $1,134,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 0 | $1,119,000 | thousands by filing date | principalAmount filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 17,186 | $1,105,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 63,146 | $1,103,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 13,020 | $1,100,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 33,025 | $1,100,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 50,892 | $1,082,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 71,445 | $1,060,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 20,871 | $1,057,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 18,548 | $1,054,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 51,840 | $1,048,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 25,571 | $1,047,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 15,672 | $1,041,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 20,504 | $1,023,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 24,100 | $1,005,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 13,228 | $992,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 150,000 | $991,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 20,787 | $990,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 35,530 | $987,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 237,888 | $987,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 20,894 | $963,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 21,986 | $957,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 23,600 | $953,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 28,605 | $950,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 96,287 | $943,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 34,707 | $942,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 19,100 | $935,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 14,270 | $935,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 143,753 | $934,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 34,430 | $919,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 91,758 | $915,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 23,700 | $908,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 45,700 | $908,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 1,039,000 | $881,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 84,339 | $877,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 11,887 | $870,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 14,200 | $856,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 50,904 | $835,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 19,440 | $826,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 41,106 | $769,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 9,204 | $762,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 18,000 | $757,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 26,200 | $756,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 53,300 | $746,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 177,763 | $734,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,704 | $722,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 27,540 | $716,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 73,710 | $709,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 22,877 | $708,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 12,122 | $706,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 48,800 | $706,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 31,296 | $693,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 117,668 | $682,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 111,948 | $679,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 12,600 | $659,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 13,018 | $653,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 120,800 | $646,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,685 | $645,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,860 | $642,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 24,537 | $639,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 49,585 | $638,000 | thousands by filing date | principal |
| KNIGHT TRANSN INC | 499064103 | COM | 37,470 | $630,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 22,503 | $624,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,600 | $619,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7,273 | $604,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 104,598 | $602,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 44,826 | $595,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 33,600 | $589,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,100 | $557,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 121,821 | $553,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 11,206 | $542,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,300 | $534,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 2,500,000 | $525,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075F106 | COM | 19,310 | $513,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 86,800 | $511,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 30,945 | $501,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 14,692 | $496,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,010 | $495,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,000 | $487,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 8,959 | $479,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 14,059 | $476,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 34,000 | $476,000 | thousands by filing date | principal |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 117,180 | $468,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 73,950 | $468,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 5,390 | $467,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6,926 | $463,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,119 | $453,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,900 | $448,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 124,460 | $430,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 25,579 | $425,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,358 | $416,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 231,385 | $414,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 102,629 | $394,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 4,652 | $392,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 11,614 | $384,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,500 | $384,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,300 | $369,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912108 | COM | 3,267 | $359,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 5,605 | $354,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 8,100 | $354,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 12,700 | $352,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 8,449 | $350,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,000 | $350,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,034 | $348,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4,689 | $347,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 20,710 | $346,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,606 | $338,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,000 | $337,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,017 | $333,000 | thousands by filing date | principal |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 30,000 | $327,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779101 | COM | 500,000 | $323,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,000 | $322,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,109 | $319,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 5,023 | $312,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 14,114 | $308,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,500 | $303,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,345 | $291,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 12,101 | $282,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 68,022 | $280,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 20,000 | $278,000 | thousands by filing date | principal |
| VGT | 92204A702 | SHS | 3,600 | $266,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,000 | $265,000 | thousands by filing date | principal |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 39,750 | $265,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 3,800 | $258,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 4,500 | $256,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 20,000 | $248,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 48,482 | $248,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,000 | $246,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,138 | $246,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3,527 | $239,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,000 | $238,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 10,800 | $237,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,800 | $237,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 125,950 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,100 | $224,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,000 | $221,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 9,095 | $220,000 | thousands by filing date | principal |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,957 | $219,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,300 | $218,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 9,872 | $217,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,574 | $216,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 5,300 | $216,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451102AB3 | CNV | 215,000 | $215,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 9,600 | $202,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,000 | $198,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,900 | $197,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 14,300 | $190,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,239 | $187,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 7,511 | $185,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 85,155 | $182,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,145 | $177,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 5,300 | $175,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,000 | $174,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,046 | $171,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,000 | $170,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,510 | $167,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,071 | $165,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 200 | $165,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,000 | $163,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 51,545 | $162,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 6,204 | $162,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 11,035 | $161,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,450 | $155,000 | thousands by filing date | principal |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 5,000 | $152,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 1,588 | $150,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,471 | $145,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,197 | $145,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 2,524 | $141,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 2,847 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,300 | $139,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 10,900 | $139,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,600 | $138,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,594 | $134,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 5,606 | $132,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 1,755 | $131,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 2,000 | $126,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,453 | $125,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,900 | $125,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 20,000 | $124,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 3,080 | $121,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 6,200 | $120,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,761 | $117,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,894 | $117,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 18,474 | $114,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,000 | $113,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,545 | $112,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,190 | $112,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,063 | $110,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 950 | $109,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,046 | $107,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,777 | $107,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,600 | $103,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,325 | $102,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,000 | $101,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,756 | $101,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,569 | $100,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 13,000 | $100,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 2,190 | $99,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,135 | $98,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,624 | $98,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 950 | $97,000 | thousands by filing date | principal |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2,740 | $96,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 950 | $92,000 | thousands by filing date | |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 154,000 | $92,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 22,589 | $91,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 6,000 | $88,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,500 | $86,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,359 | $84,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 12,300 | $83,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 5,000 | $82,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 7,000 | $82,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,130 | $81,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 5,000 | $79,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 2,000 | $78,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 9,857 | $74,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 9,999 | $72,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,776 | $72,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,000 | $69,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 5,000 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,400 | $67,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 656 | $63,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 115 | $60,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 449 | $58,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 990 | $54,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 6,300 | $53,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,500 | $52,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 3,231 | $50,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 600 | $50,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,536 | $48,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,328 | $47,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,000 | $46,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 2,200 | $45,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 1,910 | $44,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,050 | $44,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,695 | $43,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 900 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,650 | $37,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 950 | $36,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 500 | $34,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,232 | $32,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 640 | $32,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 2,960 | $32,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,482 | $31,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,391 | $31,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,183 | $30,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 375 | $29,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 2,842 | $29,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 543 | $28,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 527 | $27,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 480 | $26,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 50 | $24,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,575 | $23,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,272 | $23,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,350 | $23,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 497 | $22,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 310 | $22,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,000 | $22,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,100 | $22,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 272 | $22,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 193 | $21,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 40,000 | $21,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000 | $20,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 562 | $20,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 4,950 | $20,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,358 | $19,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 569 | $19,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 875 | $19,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 922 | $19,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 659 | $18,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 515 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 142 | $17,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 152 | $16,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,579 | $15,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS | 36246K129 | RIGHT 07/17/2013 | 95,680 | $15,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 100 | $14,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 1,552 | $14,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 455 | $13,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 308 | $12,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 234 | $12,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 756 | $12,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 525 | $12,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 187 | $11,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 235 | $11,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 101 | $10,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 523 | $10,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 392 | $9,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 763 | $9,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 347 | $8,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 779 | $7,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 488 | $7,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 211 | $7,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 101 | $6,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 314 | $6,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 187 | $6,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 261 | $6,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 200 | $6,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 113 | $6,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 461 | $6,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 167 | $6,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 275 | $6,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 114 | $5,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 200 | $5,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 188 | $4,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 67 | $4,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 309 | $4,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 43 | $4,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 136 | $4,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 636 | $4,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 47 | $4,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 841 | $4,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 33 | $3,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 21 | $3,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 119 | $3,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 600 | $3,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 436 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-13-000157 | this filing | 2013-08-13 | acceptance time not in the bulk data set |