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Disclosery

13F-HR filed by AMERIPRISE FINANCIAL INC

AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-15, with 4,043 holding rows worth $431,759,920,597.

Accession
0001193125-26-225866
Filer
CIK 820027
Filed
2026-05-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2026

A combination report, 11,197 entries on the cover page, a total value of $431,759,920,597 stated on the cover page (in dollars after the unit check, H1), rows summing to $431,759,920,597 with VALUE read as dollars as filed, 13F file number 028-00139. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

Other managers

  • reports for this filerColumbia Management Investment Advisers, LLC 028-10477
  • reports for this filerAmeriprise Trust Co 028-10458
  • reports for this filerAmeriprise Certificate Co 028-00140
  • reports for this filerRiverSource Life Insurance Co 028-00143
  • reports for this filerRiverSource Life Insurance Co of New York 028-10460
  • reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
  • reports for this filerAmeriprise Financial Services, LLC 028-14918
  • reports for this filerAmeriprise Bank, FSB 028-18942
  • reports for this filerPyrford International Ltd 028-17429
  • reports for this filerThames River Capital LLP 028-10849
  • reports for this filerColumbia Threadneedle (EM) Investments Ltd 028-12261
  • reports for this filerColumbia Threadneedle Management Ltd 028-10846
  • included managerColumbia Management Investment Advisers, LLC 028-10477
  • included managerAmeriprise Trust Co 028-10458
  • included managerAmeriprise Certificate Co 028-00140
  • included managerRiverSource Life Insurance Co 028-00143
  • included managerRiverSource Life Insurance Co of New York 028-10460
  • included managerThreadneedle Asset Management Holdings LTD 028-10644
  • included managerAmeriprise Financial Services, LLC 028-14918
  • included managerAmeriprise Bank, FSB 028-18942
  • included managerColumbia Threadneedle Management Ltd 028-10846
  • included managerPyrford International Ltd 028-17429
  • included managerColumbia Threadneedle (EM) Investments Ltd 028-12261
  • included managerThames River Capital LLP 028-10849

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
STANDARD LITHIUM CORP COM853606101Stock14,120$48,149dollars as filed
ROCKET PHARMACEUTICALS INC77313F106COM12,998$46,533dollars as filed
AMBEV SA SPONSORED ADR02319V103ADR15,517$45,310dollars as filed
GRAY MEDIA INC389375106COMMON STOCK10,402$45,144dollars as filed
EAGLE POINT CREDIT COMPANY I269808101COM11,711$44,033dollars as filed
MANNKIND CORP COM NEW56400P706Stock17,338$42,478dollars as filed
M-TRON INDS INC55380K133rt20,095$42,200dollars as filed
SERVICE PPTYS TR81761L102COM SH BEN INT30,174$40,885dollars as filed
VUZIX CORP92921W300COM NEW17,300$39,963dollars as filed
WIPRO LTD SPON ADR 1 SH97651M109ADR18,558$39,342dollars as filed
DEFINITIVE HEALTHCARE CORP24477E103CLASS A COM31,426$38,654dollars as filed
KRISPY KREME INC50101L106COMMON STOCK11,095$37,612dollars as filed
GOLD ROYALTY CORP38071H106COMMON SHARES10,000$35,800dollars as filed
DOCGO INC256086109COM54,938$34,562dollars as filed
ENVISTA HOLDINGS CORPORATION29415FAD6NOTE 1.750% 8/134,000$33,724dollars as filedprincipal
SOUTHERN CO842587DZ7NOTE 4.500% 6/130,000$33,324dollars as filedprincipal
READY CAPITAL CORP75574U101COM19,336$31,883dollars as filed
DEXCOM INC252131AM9NOTE 0.375% 5/134,000$31,314dollars as filedprincipal
SELECTQUOTE INC816307300COM49,724$31,301dollars as filed
1 800 FLOWERS COM INC68243Q106CL A10,010$30,430dollars as filed
OCUGEN INC67577C105COMMON STOCK15,850$28,688dollars as filed
GLOBAL PMTS INC37940XAU6NOTE 1.500% 3/028,000$24,669dollars as filedprincipal
INOTIV INC45783Q100COM89,360$24,351dollars as filed
HALOZYME THERAPEUTICS INC40637HAD1NOTE 0.250% 3/022,000$22,811dollars as filedprincipal
CANOPY GROWTH CORPORATION COM NEW138035704Stock23,442$22,251dollars as filed
OPEN LENDING CORP68373J104COM17,571$21,964dollars as filed
MERITAGE HOMES CORP59001ABF8NOTE 1.750% 5/122,000$21,186dollars as filedprincipal
GOLD RESOURCE CORP38068T105COMMON STOCK14,514$17,417dollars as filed
CBAK ENERGY TECHNOLOGY INC14986C102COM19,999$16,541dollars as filed
PMV PHARMACEUTICALS INC69353Y103COM13,237$16,414dollars as filed
EVERGY INC30034WAD8NOTE 4.500%12/112,000$16,188dollars as filedprincipal
PLAYBOY INC72814P109COM10,000$15,200dollars as filed
EXPENSIFY INC30219Q106COM CL A16,742$14,564dollars as filed
AKEBIA THERAPEUTICS INC00972D105COMMON STOCK10,391$14,443dollars as filed
AKAMAI TECHNOLOGIES INC00971TAN1NOTE 1.125% 2/112,000$13,714dollars as filedprincipal
AMERICAN WTR CAP CORP03040WBE4NOTE 3.625% 6/113,000$12,971dollars as filedprincipal
GROWGENERATION CORP39986L109COM11,730$12,903dollars as filed
OXBRIDGE RE HLDGS LTDG6856M106SHS10,000$11,800dollars as filed
VISHAY INTERTECHNOLOGY INC928298AR9NOTE 2.250% 9/112,000$11,514dollars as filedprincipal
RETRACTABLE TECHNOLOGIES INC76129W105COM10,700$7,078dollars as filed
BLACKROCK UTILS INFRASTRUCTU09248D112rt484,398$3,882dollars as filed
NEUBERGER HIGH YIELD-RT64128C130WT172,864$1,383dollars as filed
GABELLI EQUITY TR INC362397226rt25,260$177dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001193125-26-225866this filing2026-05-15acceptance time not in the bulk data set
13F-HR/A 0001193125-26-307051 base2026-07-17acceptance time not in the bulk data set
13F-HR/A 0001193125-26-307058 added2026-07-17acceptance time not in the bulk data set