13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-13, with 10,276 holding rows worth $638,366,556,794.
- Accession
- 0001193125-25-279802
- Filer
- CIK 1610520
- Filed
- 2025-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A combination report, 22,854 entries on the cover page, a total value of $638,366,556,794 stated on the cover page (in dollars after the unit check, H1), rows summing to $638,366,556,794 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS AM, a distinct business unit of UBS Asset Management Americas LLC 028-02682
- reports for this filerOCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerCredit Suisse International 028-11516
- included managerCredit Suisse Hedging-Griffo Wealth Management S.A. 028-13460
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21410
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
- included managerUBS SuMi TRUST Wealth Management Co., Ltd. 028-25092
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 35,535 | $565,007 | dollars as filed | |
| EUPRAXIA PHARMACEUTICALS INC | 29842P105 | COM 298736 AL 3 EURONET WORLDWIDE INC NOTE 0.750% 3/1 | 95,756 | $564,960 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 17,751 | $564,127 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 14,371 | $563,817 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 18,737 | $563,609 | dollars as filed | |
| T3 DEFENSE INC | 67054R203 | COM NEW | 80,512 | $563,584 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 197,314 | $562,345 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 43,439 | $561,232 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,005 | $560,288 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,997 | $559,340 | dollars as filed | call |
| ALTO NEUROSCIENCE INC COM SHS | 02157Q109 | Stock | 139,031 | $558,905 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 202,053 | $557,666 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092170 | DISRU AUTOM ETF | 17,023 | $557,588 | dollars as filed | |
| NOVA MINERALS LTD | 66982D104 | SPONSORED ADS | 33,931 | $556,468 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 349,258 | $555,320 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 4,771 | $555,106 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 114,113 | $554,589 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 12,573 | $553,714 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 18,900 | $551,880 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 36,615 | $551,788 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 9,622 | $551,437 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 346,451 | $550,857 | dollars as filed | |
| ATEGRITY SPECIALTY HOLDINGS | 04681Y103 | COMMON STOCK | 27,863 | $550,851 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 29,116 | $550,584 | dollars as filed | call |
| SES AI CORPORATION | 78397Q109 | CL A COM | 329,378 | $550,062 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 188,993 | $549,970 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,800 | $549,738 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092113 | ENHANCED LARGE | 14,733 | $549,098 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 12,917 | $548,508 | dollars as filed | |
| X4 PHARMACEUTICALS INC | 98420X202 | COMMON STOCK | 159,835 | $546,635 | dollars as filed | |
| IVERSIFIED ENERGY COMPANY P | G2891G204 | SHS NEW | 38,987 | $546,208 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 238,220 | $545,524 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,100 | $544,824 | dollars as filed | put |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 9,811 | $544,314 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,300 | $543,992 | dollars as filed | call |
| WISDOMTREE TR | 97717X867 | CMN | 18,896 | $543,166 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,838 | $540,412 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q208 | COM NEW | 154,084 | $537,754 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 141,400 | $537,320 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 11,803 | $535,891 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 24,189 | $535,544 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 9,068 | $534,976 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 72,095 | $534,224 | dollars as filed | |
| SOURCE CAPITAL | 836144303 | COM SHS OF BEN I | 11,854 | $533,667 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 12,070 | $532,528 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 7,000 | $532,140 | dollars as filed | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 55,523 | $531,910 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 122,235 | $531,722 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 60,664 | $531,417 | dollars as filed | |
| PONY AI INC | 732908108 | SPONSORED ADS | 23,500 | $528,515 | dollars as filed | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 5,500 | $527,560 | dollars as filed | put |
| NEWTEKONE INC | 652526203 | COM NEW | 46,074 | $527,547 | dollars as filed | |
| KNIGHTSCOPE INC CLASS A | 49907V201 | Equity | 91,324 | $526,939 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 19,835 | $526,024 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 52,162 | $525,271 | dollars as filed | |
| 0 | G6301B119 | 0 | 50,481 | $525,002 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 19,128 | $524,681 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 84,922 | $523,969 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 5,500 | $522,335 | dollars as filed | call |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 13,370 | $521,564 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 21,831 | $520,669 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 3,086 | $520,392 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 11,159 | $519,340 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 55,408 | $519,173 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 6,643 | $517,457 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 44,187 | $517,430 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 27,372 | $517,057 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 6,300 | $516,726 | dollars as filed | call |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 17,695 | $515,278 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 47,462 | $514,963 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 11,966 | $514,897 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 24,470 | $514,604 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 56,692 | $514,196 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 20,694 | $514,040 | dollars as filed | |
| Fidelity Enhanced Small Cap ETF | 31609A206 | SHS | 14,057 | $513,924 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 9,432 | $513,384 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 20,361 | $513,300 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 28,000 | $512,680 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 38,068 | $512,014 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 17,384 | $511,785 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 42,392 | $509,128 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 8,675 | $508,181 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 100,000 | $507,000 | dollars as filed | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 39,655 | $506,791 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 10,545 | $506,160 | dollars as filed | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 21,236 | $506,054 | dollars as filed | |
| RAIN ENHANCEMENT TECHNOLOGIE | 75080J103 | CL A | 91,367 | $505,260 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092154 | DISRUPTIVE FIN E | 13,960 | $505,003 | dollars as filed | |
| SCILEX HOLDING CO COM NEW | 80880W205 | Stock | 25,650 | $504,792 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444209 | COM NEW | 152,848 | $504,399 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 18,165 | $504,260 | dollars as filed | |
| YATSEN HLDG LTD | 985194208 | CMN | 55,629 | $503,999 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 16,254 | $503,711 | dollars as filed | |
| SONO TEK CORP | 835483108 | COM | 113,518 | $502,885 | dollars as filed | |
| iShares iBonds 2029 Term HY & Inc ETF | 46436E379 | SHS | 21,036 | $501,709 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 179,100 | $501,480 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 81,730 | $501,005 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 45,397 | $498,913 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,361 | $498,358 | dollars as filed | |
| X FINL | 98372W202 | SPONSORED ADS | 36,189 | $497,961 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 6,755 | $496,763 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 249,554 | $496,612 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,684 | $496,402 | dollars as filed | |
| DIGITAL ASSET ACQUISITION CO | G2868C103 | SHS CL A | 48,588 | $495,112 | dollars as filed | |
| INVESCO BULLETSHARES 2032 MUNICIPAL BOND ETF | 46139W833 | ETF | 19,795 | $494,380 | dollars as filed | |
| FRONTVIEW REIT INC COM | 35922N100 | REIT | 36,009 | $493,683 | dollars as filed | |
| CYNGN INC | 23257B305 | COM | 81,627 | $492,211 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 21,158 | $491,077 | dollars as filed | |
| AMPLIFY TRAVEL TECH ETF | 032108540 | ETF | 22,012 | $490,097 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 176,679 | $489,401 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 3,810 | $488,716 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 11,593 | $488,645 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 37,309 | $488,002 | dollars as filed | |
| FLOWCO HLDGS INC | 342909108 | COM CL A | 32,797 | $487,036 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 235,129 | $486,717 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 2,600 | $486,330 | dollars as filed | call |
| FULGENT GENETICS INC | 359664109 | COM | 21,489 | $485,651 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 71,960 | $481,412 | dollars as filed | |
| MINT INCORPORATION LTD | G6146G109 | SHS CL A | 61,277 | $481,025 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 10,857 | $480,423 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 256,587 | $479,817 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 94,071 | $479,762 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 129,900 | $479,330 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 11,833 | $477,521 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 118,185 | $477,467 | dollars as filed | call |
| MOHAWK INDS INC | 608190104 | COM | 3,700 | $477,004 | dollars as filed | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 352,922 | $476,445 | dollars as filed | |
| INNVENTURE INC | 45784M108 | COMMON STOCK | 82,075 | $475,214 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 19,526 | $475,068 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 192,748 | $474,160 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 257,694 | $474,157 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,400 | $474,062 | dollars as filed | put |
| CHIME FINL INC COM SHS CL A | 16935C109 | Stock | 23,500 | $473,995 | dollars as filed | call |
| SUNPOWER INC | 20460L104 | COM | 268,892 | $473,250 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 15,160 | $472,840 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 187,244 | $471,855 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 22,040 | $471,436 | dollars as filed | call |
| EXODUS MOVEMENT INC | 30209R106 | COM CL A | 16,953 | $470,955 | dollars as filed | |
| KRANESHARES TRUST | 500767751 | GBL HUMANOID ROB | 14,639 | $469,619 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 199,804 | $469,539 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 29,623 | $469,228 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 46,900 | $469,000 | dollars as filed | put |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,192 | $467,319 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 40,862 | $467,053 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 14,261 | $467,048 | dollars as filed | |
| ABRDN ASIA PACIFIC INCOME FU | 003009867 | COM NEW | 28,614 | $466,122 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 13,043 | $466,027 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 67,159 | $464,740 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 39,524 | $464,407 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 28,047 | $463,898 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 59,943 | $463,359 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 2,840 | $462,948 | dollars as filed | |
| PROFESIONALLY MANAGED PORTFO | 74316P637 | CMN | 11,911 | $462,028 | dollars as filed | |
| SMITH DOUGLAS HOMES CORP | 83207R107 | COM SHS CL A | 26,132 | $461,491 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 33,757 | $461,458 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 79,837 | $461,458 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W841 | BULLETSHS 2030 | 17,639 | $461,436 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,500 | $461,430 | dollars as filed | put |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 31,518 | $460,793 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 197,362 | $459,853 | dollars as filed | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 13,372 | $459,462 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 149,714 | $458,124 | dollars as filed | |
| WISEKEY INTERNATIONAL HLDS L | 97727L408 | SPON ADR | 72,026 | $458,085 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 49,219 | $456,752 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 81,889 | $456,121 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 314,551 | $456,099 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 5,000 | $455,400 | dollars as filed | call |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 31,094 | $455,216 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 41,273 | $454,416 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 92,372 | $453,546 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 8,500 | $451,095 | dollars as filed | put |
| NEW HORIZON AIRCRAFT LTD | 64550A107 | COM | 177,507 | $450,868 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 15,389 | $450,436 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 12,082 | $449,982 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 45,289 | $448,814 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 147,551 | $448,555 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 20,000 | $445,400 | dollars as filed | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 20,000 | $445,400 | dollars as filed | call |
| BOEING CO | 097023204 | DEP CONV PFD A | 6,400 | $445,248 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 7,753 | $445,177 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 9,715 | $444,947 | dollars as filed | |
| STANCE SUSTAINABLE BETA ETF | 02072L151 | ETF | 16,287 | $444,700 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8,200 | $444,112 | dollars as filed | call |
| BOWEN ACQUISITION CORP | G12729110 | SHS | 48,242 | $443,344 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 13,500 | $443,205 | dollars as filed | |
| SPROTT FDS TR | 85208P865 | ACTI GOL SIL ETF | 11,819 | $442,740 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 22,808 | $442,703 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 53,200 | $442,624 | dollars as filed | put |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 148,164 | $440,047 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 5,294 | $439,826 | dollars as filed | call |
| ALMONTY INDUSTRIES INC | 020398707 | COMMON STOCK | 72,911 | $439,653 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 240,000 | $439,200 | dollars as filed | call |
| SEI EXCHANGE TRADED FUNDS | 81589A205 | QIM US LARGE CAP | 9,671 | $439,063 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 9,483 | $438,778 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 11,351 | $438,716 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 69,721 | $437,150 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 15,579 | $436,212 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 296,599 | $436,001 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 50,183 | $435,589 | dollars as filed | |
| VIVID SEATS INC | 92854T209 | COM CL A | 26,199 | $435,427 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 72,060 | $435,242 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 57,723 | $433,500 | dollars as filed | |
| FiscalNote Holdings Inc | 337655302 | Common Stock | 93,483 | $432,827 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 146,277 | $431,517 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 108,682 | $431,467 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 57,401 | $430,508 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 217,262 | $430,179 | dollars as filed | |
| ETHZILLA CORPORATION | 68236V302 | COM | 178,437 | $430,033 | dollars as filed | |
| CELESTICA INC COM | 15101Q207 | Stock | 1,738 | $428,208 | dollars as filed | put |
| PLUS THERAPEUTICS INC | 72941H509 | COM | 623,874 | $426,730 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 54,911 | $426,658 | dollars as filed | |
| PACER FDS TR | 69374H402 | CMN | 7,436 | $426,417 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 206,175 | $424,721 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 24,765 | $424,720 | dollars as filed | |
| SPECTRAL AI INC | 84757T105 | COM CL A | 185,642 | $423,264 | dollars as filed | |
| TIDAL TRUST II | 88636J816 | RETURN STCKD US | 15,966 | $422,460 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 190,276 | $422,413 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 37,472 | $421,185 | dollars as filed | |
| CALAMOS ETF TR | 12811T712 | CALAMOS BIT 90 S | 15,172 | $420,720 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 37,538 | $420,426 | dollars as filed | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 129,308 | $420,251 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 16,475 | $420,113 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 156,574 | $419,619 | dollars as filed | |
| UNI-FUELS HLDGS LTD | G92Y4F100 | SHS CL A | 50,463 | $418,843 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E533 | STR LAR IND ETF | 4,812 | $417,710 | dollars as filed | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 9,521 | $417,305 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 7,328 | $416,304 | dollars as filed | |
| ATLASCLEAR HOLDINGS INC | 128745205 | COM SHS | 814,747 | $415,521 | dollars as filed | |
| NAKAMOTO INC | 49457M106 | Common Stock | 387,142 | $414,242 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 7,445 | $413,823 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 9,557 | $412,289 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 14,567 | $412,246 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q781 | EQUITY FOCUS ETF | 5,546 | $410,904 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 58,474 | $410,487 | dollars as filed | |
| ROUNDHILL ETF TRUST | 77926X882 | GLP 1 & WEIGHT L | 15,004 | $409,954 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 13,345 | $407,583 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 257,557 | $406,939 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,006 | $406,088 | dollars as filed | call |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 26,028 | $404,996 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X660 | CMN | 8,737 | $403,606 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396207 | COMMON STOCK | 15,763 | $403,533 | dollars as filed | |
| 51TALK ONLINE EDUCATION GROU | 16954L204 | SPONSORED ADR | 9,110 | $403,118 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,823 | $402,776 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 14,250 | $402,705 | dollars as filed | call |
| CISO GLOBAL INC | 15672X201 | COM NEW | 383,174 | $402,333 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 121,156 | $402,238 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 52,835 | $402,074 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 3,100 | $400,737 | dollars as filed | put |
| TRILLER GROUP INC | 895970101 | COM | 481,567 | $399,701 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 40,699 | $398,036 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | G2125H101 | SHS | 84,433 | $397,679 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 31,835 | $397,620 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 8,199 | $397,389 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 314,759 | $396,596 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 38,306 | $396,468 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 5,514 | $395,850 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 15,154 | $395,822 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 124,845 | $392,014 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 10,000 | $392,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 7,098 | $391,937 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 70,686 | $391,600 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 8,680 | $391,034 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U205 | COMMON STOCK | 59,685 | $390,340 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 8,001 | $388,929 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 8,363 | $387,625 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 21,351 | $387,308 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 22,400 | $386,848 | dollars as filed | put |
| PROSHARES TR | 74347G234 | NASDAQ 100 HIGH | 8,771 | $386,362 | dollars as filed | |
| SR BANCORP INC | 85227J106 | COMMON STOCK | 25,561 | $385,715 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 75,400 | $385,294 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 11,809 | $385,092 | dollars as filed | |
| CRE8 ENTERPRISE LTD S | G2R63D105 | HS CL A | 384,751 | $384,751 | dollars as filed | |
| AVIDIA BANCORP INC | 05369T100 | COMMON STOCK | 25,731 | $384,421 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 9,504 | $383,867 | dollars as filed | |
| TIDAL TRUST II | 88636V678 | DEF LON OKL ETF | 6,363 | $383,371 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 43,410 | $382,877 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 5,463 | $382,302 | dollars as filed | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 18,349 | $382,210 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 5,096 | $381,619 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 9,178 | $381,529 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,725 | $381,527 | dollars as filed | |
| VERU INC | 92536C202 | COM NEW | 100,393 | $381,494 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 535,302 | $380,599 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 26,803 | $379,799 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 24,337 | $379,657 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 52,395 | $379,340 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 50,000 | $379,000 | dollars as filed | call |
| INVESCO EXCH TRD SLF IDX FD | 46139W767 | BULLETSHARE 2034 | 15,546 | $378,234 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 6,746 | $378,215 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 40,622 | $378,191 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 5,806 | $376,345 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,200 | $376,272 | dollars as filed | call |
| VS TRUST | 92891H101 | CMN | 17,591 | $376,095 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 58,922 | $375,334 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125834 | CHINA ACTIVE ETF | 12,374 | $374,673 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 12,479 | $374,495 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 50,000 | $374,000 | dollars as filed | call |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 13,485 | $373,400 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 263,604 | $371,682 | dollars as filed | |
| AXT INC | 00246W103 | COM | 82,761 | $371,597 | dollars as filed | |
| KRANESHARES TRUST | 500767272 | KWEB COVERD CALL | 11,291 | $371,474 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 98,500 | $370,360 | dollars as filed | put |
| AUNA S A | L0415A103 | CLASS A | 54,908 | $368,982 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 42,492 | $368,830 | dollars as filed | |
| GRAYSCALE ETHEREUM STAKING | 38964R203 | SHS NEW | 9,379 | $367,469 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 17,226 | $367,052 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 19,900 | $366,757 | dollars as filed | put |
| FINWARD BANCORP | 31812F109 | COM | 11,400 | $365,826 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 11,285 | $365,634 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 116,604 | $364,970 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 3,247 | $363,125 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 19,000 | $361,000 | dollars as filed | put |
| KELLY SVCS INC | 488152208 | CL A | 27,506 | $360,879 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 44,053 | $359,912 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 181,001 | $359,287 | dollars as filed | |
| HCM II ACQUISITION CORP | G43658106 | SHS CL A | 21,889 | $359,198 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 17,292 | $358,982 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 7,299 | $358,512 | dollars as filed | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 3,611 | $358,070 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 45,132 | $357,897 | dollars as filed | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 6,834 | $357,623 | dollars as filed | |
| BNY MELLON ETF TRUST II | 05613H209 | CONCENTRATED GRW | 10,024 | $357,526 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 14,000 | $357,140 | dollars as filed | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 35,457 | $356,697 | dollars as filed | |
| A SPAC III ACQUISITION CORP | G0544A137 | UNIT 02/15/2029 | 33,912 | $356,076 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 18,924 | $355,014 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 54,918 | $354,221 | dollars as filed | put |
| YieldMax MSTR Option Income Strategy ETF | 88634T493 | ETF | 25,367 | $354,124 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 9,196 | $354,046 | dollars as filed | |
| ALDEL FINL II INC | G01558108 | CL A | 33,783 | $353,032 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 2,778 | $352,569 | dollars as filed | |
| HEALTH IN TECH INC | 42217D102 | CL A | 109,716 | $352,188 | dollars as filed | |
| TRANSLATIONAL DEV ACQUISITIO | G9008W105 | COM CL A | 34,050 | $352,077 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC FD | 92838U801 | COM NEW | 25,730 | $351,986 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 208,080 | $351,656 | dollars as filed | |
| TUHURA BIOSCIENCES INC | 898920103 | COM | 141,475 | $350,858 | dollars as filed | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 16,732 | $350,368 | dollars as filed | |
| SS INNOVATIONS INTERNATIONAL I COM NEW | 05453U203 | COM NEW | 53,862 | $350,103 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A874 | DLY AAPL BULL 2X | 10,800 | $349,056 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,597 | $348,189 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 14,711 | $347,327 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,995 | $347,169 | dollars as filed | |
| KANDAL M VENTURE LTD | G5225N100 | SHS CL A | 23,572 | $346,980 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 4,711 | $346,211 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 17,836 | $346,197 | dollars as filed | |
| TORTOISE CAPITAL SERIES TRUS | 890930100 | ESSENTIAL ENERGY | 16,439 | $345,367 | dollars as filed | |
| LYELL IMMUNOPHARMA INC COM NEW | 55083R203 | Stock | 21,242 | $344,970 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,700 | $344,803 | dollars as filed | call |
| 8X8 INC | 282914100 | COMMON STOCK | 162,575 | $344,658 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 46,909 | $344,312 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G778 | CROSS BRG ULTRST | 15,869 | $344,040 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322756 | TRUESHS TECH AI | 7,560 | $344,033 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 12,741 | $343,370 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 6,729 | $342,775 | dollars as filed | |
| OPAL FUELS INC | 68347P103 | CLASS A COM | 155,317 | $341,697 | dollars as filed | |
| GEN DIGITAL INC | 668771116 | RIGHT 99/99/9999 | 46,145 | $341,011 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 29,233 | $340,564 | dollars as filed | |
| SANUWAVE HEALTH INC | 80303D305 | CMN | 9,063 | $339,681 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 4,000 | $338,280 | dollars as filed | put |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 7,353 | $337,716 | dollars as filed | |
| GRAYSCALE BITCOIN MINI TR ET | 389930207 | SHS NEW | 6,665 | $337,449 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 16,403 | $337,409 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A106 | QIM US LRG CAP Q | 8,722 | $337,367 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 159,162 | $335,832 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 9,902 | $335,182 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 20,557 | $334,874 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 5,142 | $332,189 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 10,044 | $331,121 | dollars as filed | |
| VOLATILITY SHS TR | 92864M798 | 2X ETHER ETF NEW | 2,547 | $330,753 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 11,473 | $330,308 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 14,188 | $329,545 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,944 | $329,305 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 7,985 | $328,263 | dollars as filed | |
| NAUTICUS ROBOTICS INC | 63911H306 | cs | 113,881 | $327,977 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 6,530 | $327,284 | dollars as filed | |
| CAPITOL SER TR | 14064D485 | THE NIGHTVIEW FD | 9,219 | $326,943 | dollars as filed | |
| FOLD HLDGS INC | 29103K100 | COM CL A | 84,656 | $326,772 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 10,147 | $326,733 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 15,000 | $326,700 | dollars as filed | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,250 | $324,833 | dollars as filed | call |
| COMMUNITY WEST BANCSHARES | 203937107 | COMMON STOCK | 15,566 | $324,396 | dollars as filed | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 10,651 | $324,323 | dollars as filed | |
| CARLSMED INC | 14280C105 | COMMON STOCK | 24,203 | $324,078 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 216,802 | $323,035 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 27,540 | $322,769 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 18,293 | $321,956 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 155,522 | $321,930 | dollars as filed | |
| ALEANNA INC | 01444V103 | COM CL A | 76,512 | $321,733 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 31,444 | $321,358 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 209,949 | $321,222 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 9,575 | $321,050 | dollars as filed | |
| MIAMI INTL HLDGS INC COM | 59356Q108 | Stock | 7,967 | $320,751 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N249 | REX-OSPREY SOL | 9,984 | $319,488 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125784 | KOREA ACTIVE ETF | 10,573 | $319,283 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 196,727 | $318,698 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 146,161 | $318,631 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 17,400 | $318,594 | dollars as filed | put |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 5,879 | $318,142 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 23,641 | $317,971 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 192,553 | $317,713 | dollars as filed | |
| INHIBRX BIOSCIENCES INC | 45720N103 | COM | 9,426 | $317,468 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 28,286 | $317,369 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 16,941 | $317,305 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 48,043 | $317,084 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 5,518 | $317,064 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 4,950 | $316,800 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 7,565 | $316,141 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 4,025 | $315,882 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 172,570 | $315,803 | dollars as filed | |
| AGENUS INC | 00847G804 | COM NEW | 81,937 | $315,457 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679385 | CAL LKD 45 | 10,807 | $315,132 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 27,578 | $314,113 | dollars as filed | |
| SUPERX AI TECHNOLOGY LTD USD ORD SHS NEW | G5294K110 | Stock | 4,869 | $314,100 | dollars as filed | |
| SIM Acquisition I Corp | G8431T101 | Equity | 29,677 | $312,796 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 53,333 | $312,531 | dollars as filed | |
| HCM II ACQUISITION CORP | G43658114 | UNIT 99/99/9999 | 17,357 | $312,426 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R662 | INTL DEV STRNGTH | 8,150 | $310,865 | dollars as filed | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 5,059 | $310,370 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 237,979 | $309,373 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 23,800 | $308,805 | dollars as filed | |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 241,178 | $308,707 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,000 | $308,700 | dollars as filed | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 30,751 | $308,433 | dollars as filed | |
| COLUMBUS CIRCLE CAP CORP. I | G2296A109 | SHS CL A | 30,380 | $307,446 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 44,764 | $307,081 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 44,883 | $306,999 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 29,802 | $306,961 | dollars as filed | |
| SIREN ETF TR | 829658301 | CMN | 4,020 | $306,035 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 30,991 | $305,881 | dollars as filed | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 6,498 | $305,523 | dollars as filed | |
| VIVOPOWER PLC | G9376R209 | CL A ORD SHS | 67,689 | $304,601 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 11,250 | $303,750 | dollars as filed | call |
| VIRTUS CONVERTIBLE & INCOME | 92838X805 | COM NEW | 20,249 | $303,735 | dollars as filed | |
| REAL ASSET ACQUISITION CORP | G73944103 | SHS CL A | 29,822 | $302,395 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 13,990 | $301,484 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T528 | ELDRIDGE BBB B | 11,235 | $301,323 | dollars as filed | |
| MSC INCOME FD INC | 55374X208 | COM | 22,843 | $299,929 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 12,685 | $297,336 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 11,135 | $297,194 | dollars as filed | |
| PALMER SQUARE CAPITAL BDC IN | 69702V107 | COM SHS | 24,185 | $296,750 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 102,211 | $296,412 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 24,637 | $295,644 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 5,100 | $295,596 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 9,200 | $295,504 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 700 | $295,372 | dollars as filed | call |
| CAPITAL CLEAN ENERGY CARRIER | Y00408107 | COM | 13,094 | $294,746 | dollars as filed | |
| ISHARES TR | 46438G687 | IBONDS DEC 2030 | 11,279 | $294,156 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 8,655 | $293,413 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 35,754 | $293,182 | dollars as filed | |
| TIDAL TRUST II | 88636V769 | CMN | 9,956 | $291,611 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 18,568 | $289,661 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 8,000 | $289,000 | dollars as filed | put |
| GRANITESHARES ETF TR | 38747R553 | CMN | 7,387 | $288,315 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322723 | TRUESHARES ACTIV | 12,889 | $287,798 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940108 | COM | 55,627 | $287,591 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 51,688 | $286,869 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 5,505 | $286,700 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 99,579 | $285,792 | dollars as filed | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 259,172 | $285,089 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 11,813 | $284,693 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,467 | $284,086 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 141,268 | $283,949 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,004 | $283,379 | dollars as filed | call |
| NORTHPOINTE BANCSHARES INC | 66661N886 | COMMON STOCK | 16,582 | $283,221 | dollars as filed | |
| 0 | G7633M120 | 0 | 26,930 | $282,765 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 10,809 | $282,428 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 222,267 | $282,279 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 19,268 | $281,891 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 175,904 | $281,446 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,320 | $281,400 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 58,995 | $280,816 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,688 | $280,389 | dollars as filed | call |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 38,779 | $280,372 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 72,582 | $280,166 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 3,928 | $279,819 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 5,700 | $279,243 | dollars as filed | call |
| ENVELA CORP | 29402E102 | COMMON STOCK | 35,721 | $278,981 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 8,295 | $278,745 | dollars as filed | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 80,999 | $278,637 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 33,608 | $278,610 | dollars as filed | |
| IQSTEL INC | 46265G206 | COM NEW | 42,698 | $277,537 | dollars as filed | |
| AMERICAN BITCOIN CORP. | 02462A104 | COM CL A | 41,171 | $277,493 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 11,400 | $276,792 | dollars as filed | put |
| BEELINE HOLDINGS INC | 277802500 | CMN | 69,734 | $276,147 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 54,933 | $275,763 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 8,263 | $274,993 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 29,260 | $274,459 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12,845 | $272,827 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 25,587 | $272,502 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 18,333 | $272,245 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 78,974 | $271,670 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 28,783 | $270,560 | dollars as filed | |
| YUEDA DIGITAL HOLDING | G0137L102 | CLASS A ORD SHS | 77,926 | $269,624 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 68,818 | $269,079 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A460 | DAI FTS BEA ETF | 12,501 | $268,646 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V605 | 6.375 PFD SER E | 13,288 | $268,550 | dollars as filed | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 8,413 | $268,316 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,507 | $268,095 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 290,500 | $268,035 | dollars as filed | principal |
| SILICOM LTD | M84116108 | ORD | 15,112 | $267,784 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001193125-25-279802 | this filing | 2025-11-13 | acceptance time not in the bulk data set |