13F-HR/A filed by SMH CAPITAL ADVISORS INC
SMH CAPITAL ADVISORS INC filed this 13F-HR/A for the quarter ended 2026-06-30, filed 2026-08-13, with 54 holding rows worth $25,511,705.
- Accession
- 0001180391-26-000004
- Filer
- CIK 1180391
- Filed
- 2026-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, amendment of type restatement, 54 entries on the cover page, a total value of $25,511,705 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,511,705 with VALUE read as dollars as filed, 13F file number 028-10258. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRINITY CAP INC | 896442308 | COM | 170,293 | $3,046,547 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 80,072 | $1,903,314 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 53,471 | $1,419,654 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAD4 | NOTE 0.750% 3/1 | 1,453,000 | $1,383,983 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 21,907 | $1,136,518 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 37,399 | $976,119 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 59,466 | $937,779 | dollars as filed | |
| Capital Southwest Corp | 140501AE7 | Convertible Bond | 883,000 | $918,320 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 102,489 | $896,779 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 18,627 | $784,371 | dollars as filed | |
| WISDOMTREE INC | 97717PAH7 | NOTE 3.250% 8/1 | 496,000 | $746,976 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,000 | $619,800 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 65,630 | $616,269 | dollars as filed | |
| SPY | 78462F103 | SHS | 806 | $602,073 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 25,003 | $463,306 | dollars as filed | |
| VWO | 922042858 | SHS | 7,688 | $458,919 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,282 | $444,799 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 31,278 | $434,764 | dollars as filed | |
| Lyft Inc Note 0.625 percent 3/0 | 55087PAD6 | Convertible | 390,000 | $408,330 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 21,888 | $370,783 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,282 | $339,355 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 56,770 | $318,480 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 9,142 | $316,039 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,250 | $313,545 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 59,797 | $310,347 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 10,998 | $295,416 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,399 | $276,339 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,347 | $258,726 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 349 | $256,775 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 24,789 | $255,323 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 27,372 | $234,308 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,027 | $232,934 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,128 | $232,676 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 21,946 | $231,091 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 22,212 | $227,008 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 1,898 | $224,505 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 20,049 | $217,933 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 8,662 | $205,376 | dollars as filed | |
| PALMER SQUARE CAPITAL BDC IN | 69702V107 | COM SHS | 19,447 | $202,638 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 15,714 | $194,381 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,422 | $189,845 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 15,527 | $169,555 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 13,249 | $165,875 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 22,054 | $148,641 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,715 | $141,989 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 12,204 | $139,249 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,798 | $138,508 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,213 | $131,606 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 40,191 | $125,397 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 116,656 | $98,119 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 19,494 | $95,716 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 14,600 | $90,958 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 24,717 | $83,049 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 26,000 | $80,600 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001180391-26-000003 | superseded | 2026-08-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001180391-26-000004 | this filing | 2026-08-13 | acceptance time not in the bulk data set |