13F-HR filed by TRAIN BABCOCK ADVISORS LLC
TRAIN BABCOCK ADVISORS LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-06, with 133 holding rows worth $309,714,000.
- Accession
- 0001174947-15-000170
- Filer
- CIK 860862
- Filed
- 2015-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 257 entries on the cover page, a total value of $309,714,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $309,714,000 with VALUE read as thousands by filing date, 13F file number 028-02669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 68,104 | $13,998,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 107,689 | $11,886,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Qualcomm Incorporated | 747525103 | COM | 139,388 | $10,360,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 119,331 | $10,104,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 378,499 | $8,679,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 89,608 | $8,002,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 82,826 | $7,657,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 176,722 | $7,477,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 119,710 | $6,934,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 79,181 | $6,763,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 138,454 | $6,477,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 134,042 | $6,311,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 70,593 | $5,546,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 43,239 | $5,543,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 36,422 | $5,461,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 54,018 | $5,460,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 49,977 | $5,160,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 145,580 | $5,138,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 46,418 | $4,820,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 116,909 | $4,679,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 63,372 | $4,545,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 43,411 | $4,539,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 128,510 | $4,360,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 100,320 | $4,317,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 43,090 | $4,142,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 7,816 | $4,114,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 108,964 | $4,065,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 41,565 | $4,003,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 43,175 | $3,932,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 25,684 | $3,856,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Mondelez International,Inc. Class A | 609207105 | COM | 104,879 | $3,810,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 104,350 | $3,780,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 39,717 | $3,623,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 52,095 | $3,587,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 68,990 | $3,478,000 | thousands by filing date | |
| 38259p508 | COM | 6,380 | $3,386,000 | thousands by filing date | ||
| EQUIFAX INC COM | 294429105 | Stock | 41,735 | $3,375,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,660 | $3,342,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 182,210 | $3,259,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 128,533 | $3,257,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 87,430 | $3,033,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 87,141 | $3,002,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 52,425 | $2,967,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 40,776 | $2,942,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 52,125 | $2,857,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 32,579 | $2,793,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 17,262 | $2,769,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 65,615 | $2,581,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 60,067 | $2,562,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 43,895 | $2,513,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 23,603 | $2,446,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 17,518 | $2,285,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 21,225 | $2,267,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 73,010 | $2,238,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 24,025 | $1,902,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 40,300 | $1,895,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 67,252 | $1,699,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,078 | $1,525,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,072 | $1,491,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 6,175 | $1,408,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STATE STR CORP COM | 857477103 | Stock | 17,524 | $1,376,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 28,425 | $1,313,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 10,575 | $1,307,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,476 | $1,307,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 37,489 | $1,264,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,078 | $1,146,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,870 | $1,129,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 19,340 | $1,075,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 31,325 | $1,069,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 26,545 | $1,043,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 16,360 | $1,025,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,000 | $925,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 23,559 | $914,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 8,711 | $910,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,740 | $899,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,174 | $881,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 11,560 | $879,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 6,550 | $823,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,330 | $822,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,708 | $725,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 8,000 | $711,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 104,700 | $651,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,447 | $650,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,460 | $634,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 13,555 | $610,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pfizer Inc. | 717081103 | COM | 19,245 | $600,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,150 | $599,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,650 | $577,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,115 | $560,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,800 | $548,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 5,089 | $544,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,037 | $528,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,228 | $473,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,836 | $456,000 | thousands by filing date | |
| 1/100 Berkshire Htwy Cla | 84990175 | Common | 200 | $452,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,700 | $420,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,375 | $414,000 | thousands by filing date | |
| American Express | 25816109 | COM | 4,250 | $395,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 8,785 | $379,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,600 | $346,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,950 | $345,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,125 | $337,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,116 | $335,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,725 | $327,000 | thousands by filing date | |
| AMETEK INC NEW | 31100100 | COMMON | 6,000 | $316,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,130 | $315,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,400 | $306,000 | thousands by filing date | |
| SUNPOWER CORP A | 867652109 | COM | 11,698 | $302,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,520 | $284,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,024 | $282,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,403 | $269,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,802 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,250 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,750 | $250,000 | thousands by filing date | |
| AVERY DENNISON CORP | 53611109 | COM | 4,800 | $249,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 814 | $247,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,000 | $243,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 2,268 | $232,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,700 | $231,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,400 | $231,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,000 | $229,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 4,461 | $225,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,250 | $224,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,385 | $224,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,800 | $212,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,665 | $209,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 3,615 | $208,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,157 | $206,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,050 | $205,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,921 | $204,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,000 | $179,000 | thousands by filing date | |
| GRAHAM-FIELD HEALTH PRODS INC | 384632105 | COM | 10,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| American Liberty Petroleum Corp | 27158104 | Sm Cap Core | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001174947-15-000170 | this filing | 2015-02-06 | acceptance time not in the bulk data set |