13F-HR filed by NorthRock Partners, LLC
NorthRock Partners, LLC filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-08-11, with 680 holding rows worth $6,890,640,802.
- Accession
- 0001172661-26-003263
- Filer
- CIK 1632097
- Filed
- 2026-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A combination report, 680 entries on the cover page, a total value of $6,890,640,802 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,890,640,802 with VALUE read as dollars as filed, 13F file number 028-16755. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.
- reports for this filerSpiderRock Advisors, LLC
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerAperio Group, LLC028-11964
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerJP MORGAN INVESTMENT MANAGEMENT INC /ADV
- reports for this filerFranklin Templeton Private Portfolio Group, LLC
- reports for this filerAQR CAPITAL MANAGEMENT LLC028-10120
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,295 | $350,030 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,490 | $348,451 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 2,705 | $346,491 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,015 | $345,705 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 2,030 | $345,384 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 7,320 | $341,272 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 13,695 | $337,719 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 953 | $337,647 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 4,087 | $335,584 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,890 | $331,539 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,082 | $328,603 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,671 | $324,340 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 660 | $324,166 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,648 | $323,492 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 20,236 | $322,359 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 16,353 | $321,500 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 3,660 | $318,499 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,327 | $318,079 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,822 | $317,502 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,467 | $316,960 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 29,908 | $316,128 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 1,646 | $314,345 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 2,561 | $313,185 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,867 | $312,676 | dollars as filed | |
| RH | 74967X103 | COM | 1,890 | $311,394 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,306 | $311,367 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 14,573 | $310,700 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 589 | $307,468 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,100 | $306,885 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,842 | $306,424 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,698 | $306,349 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,706 | $304,408 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 1,700 | $303,756 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 22,549 | $303,510 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,066 | $303,482 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 11,589 | $303,178 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,338 | $299,302 | dollars as filed | |
| LIBERTY LIVE HOLDINGS INC COM SHS SER C | 530909308 | Stock | 2,829 | $298,856 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 4,272 | $298,617 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,109 | $298,389 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,915 | $297,158 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,855 | $297,106 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,637 | $293,891 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 1,470 | $293,497 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,808 | $292,060 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 15,683 | $290,606 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,684 | $289,684 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 638 | $288,958 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 1,707 | $287,561 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,939 | $286,407 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 11,528 | $284,965 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,251 | $283,712 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 905 | $283,505 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,746 | $282,019 | dollars as filed | |
| COREWEAVE INC COM CL A | 21873S108 | COM | 2,825 | $281,225 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,827 | $280,408 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 936 | $279,873 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 15,400 | $279,818 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 1,033 | $277,733 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,920 | $277,654 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,294 | $275,808 | dollars as filed | |
| AMCOR PLC | g0250x149 | COM NEW | 6,352 | $275,359 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 2,703 | $275,328 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,328 | $274,949 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY ONE S C | 531229755 | Stock | 2,866 | $272,671 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 4,135 | $272,166 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 14,238 | $272,080 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,400 | $271,744 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,000 | $270,670 | dollars as filed | |
| INNOVATOR EQUITY DEFINED PROTECTION ETF - 1 YR FEBRUARY | 45784N775 | ETF | 10,413 | $270,582 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 2,158 | $270,182 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 12,293 | $269,706 | dollars as filed | |
| GLOBALSTAR INC | 378973507 | COMMON STOCK | 3,300 | $268,257 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,292 | $267,405 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 3,946 | $266,585 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 2,684 | $266,491 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 4,127 | $266,480 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 19,140 | $266,041 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 4,800 | $265,056 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,967 | $261,232 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 700 | $261,114 | dollars as filed | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,146 | $260,176 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,072 | $260,142 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 8,438 | $259,641 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 3,495 | $257,442 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,186 | $256,785 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 3,566 | $256,074 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 2,439 | $255,924 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 2,174 | $254,942 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 8,794 | $254,498 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 4,326 | $254,420 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 5,496 | $251,347 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 2,208 | $249,595 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,624 | $249,103 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 5,508 | $248,521 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,018 | $248,266 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 3,995 | $244,614 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 9,704 | $244,250 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 433 | $242,744 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,511 | $241,580 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 4,532 | $241,378 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,694 | $240,362 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 849 | $240,352 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 979 | $240,129 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,389 | $239,433 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 594 | $238,752 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 4,229 | $237,754 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,563 | $236,033 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,795 | $235,654 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 9,092 | $235,492 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 8,796 | $234,403 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 1,322 | $234,245 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,244 | $233,969 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 3,070 | $233,658 | dollars as filed | |
| ARK 21SHARES BITCOIN ETF | 040919102 | SHS BEN INT | 11,860 | $230,796 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 10,859 | $228,365 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 15,670 | $227,999 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,058 | $226,689 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,532 | $222,114 | dollars as filed | |
| Fidelity Wise Origin Bitcoin Fund | 315948109 | SHS | 4,336 | $221,353 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 9,013 | $220,909 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 846 | $220,265 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,109 | $218,598 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,678 | $217,680 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,376 | $217,539 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 2,675 | $216,836 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 2,435 | $216,244 | dollars as filed | |
| SPDW | 78463X889 | COM | 4,291 | $216,223 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 9,627 | $213,715 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 4,118 | $213,518 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 200 | $212,586 | dollars as filed | put |
| EQUINIX INC COM | 29444U700 | REIT | 204 | $212,311 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 4,417 | $212,151 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,845 | $212,027 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 4,744 | $211,061 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 2,348 | $210,780 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,249 | $208,549 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,356 | $208,506 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 5,108 | $206,414 | dollars as filed | |
| BNY MELLON ETF TRUST II | 05613H209 | CONCENTRATED GRW | 5,502 | $205,239 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 515 | $204,749 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 8,297 | $203,277 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,823 | $202,837 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 4,068 | $202,686 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 999 | $202,243 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 2,526 | $201,795 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 1,593 | $200,718 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 18,034 | $196,029 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,469 | $191,352 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,661 | $191,192 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 15,657 | $172,227 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 28,598 | $161,865 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,262 | $158,651 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 14,017 | $147,180 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $143,271 | dollars as filed | call |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 15,446 | $135,155 | dollars as filed | |
| FS SPECIALTY LENDING FD | 644323107 | COM SH BEN INT | 12,007 | $133,878 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 11,739 | $119,038 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 11,000 | $117,810 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 100 | $115,411 | dollars as filed | call |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 32,260 | $113,878 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 12,668 | $112,999 | dollars as filed | |
| GLIMPSE GROUP INC | 37892C106 | COM | 128,115 | $98,636 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 62,344 | $80,424 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,441 | $80,187 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 10,456 | $68,487 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 15,110 | $64,218 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,640 | $55,754 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 11,352 | $43,707 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 34,139 | $41,308 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,876 | $41,208 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,771 | $40,101 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 12,591 | $35,633 | dollars as filed | |
| EIGHTCO HOLDINGS INC | 22890A302 | COMMON STOCK | 50,711 | $35,270 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $30,045 | dollars as filed | call |
| Texas Instruments Incorporated | 882508104 | COM | 100 | $29,655 | dollars as filed | put |
| PepsiCo,Inc. | 713448108 | COM | 200 | $27,080 | dollars as filed | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 200 | $22,906 | dollars as filed | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 200 | $13,682 | dollars as filed | put |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 200 | $5,330 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-26-003263 | this filing | 2026-08-11 | acceptance time not in the bulk data set |