13F-HR filed by NorthRock Partners, LLC
NorthRock Partners, LLC filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-15, with 678 holding rows worth $6,202,799,902.
- Accession
- 0001172661-26-002224
- Filer
- CIK 1632097
- Filed
- 2026-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A combination report, 678 entries on the cover page, a total value of $6,202,799,902 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,202,799,902 with VALUE read as dollars as filed, 13F file number 028-16755. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.
- reports for this filerSpiderRock Advisors, LLC
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerAperio Group, LLC028-11964
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerJP MORGAN INVESTMENT MANAGEMENT INC /ADV
- reports for this filerFranklin Templeton Private Portfolio Group, LLC
- reports for this filerAQR CAPITAL MANAGEMENT LLC028-10120
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 5,233 | $326,863 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 4,548 | $323,507 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,530 | $320,110 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 7,352 | $320,103 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,508 | $318,655 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2,112 | $318,532 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 1,486 | $317,597 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,519 | $316,080 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 1,647 | $315,830 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 11,360 | $315,811 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,655 | $314,506 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 911 | $314,439 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,105 | $310,863 | dollars as filed | |
| AMCOR PLC | g0250x149 | COM NEW | 7,733 | $307,387 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,306 | $306,759 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,733 | $306,385 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,145 | $304,100 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,321 | $303,982 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 4,127 | $301,684 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 2,705 | $300,768 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 21,281 | $300,701 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 684 | $298,395 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,710 | $297,743 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 29,927 | $297,480 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,477 | $296,916 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 2,758 | $296,816 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,366 | $296,065 | dollars as filed | |
| TCW ETF TRUST | 29287L700 | FLEXIBLE INCOME | 7,521 | $295,389 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 2,029 | $294,391 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,586 | $293,524 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 633 | $293,364 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 2,700 | $293,247 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,671 | $293,067 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 3,660 | $292,141 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5,798 | $291,187 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 12,026 | $287,061 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,086 | $284,313 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,676 | $283,714 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,794 | $282,660 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 674 | $280,883 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,462 | $280,632 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,560 | $279,061 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 15,400 | $278,432 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,009 | $277,853 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY ONE S C | 531229755 | Stock | 3,264 | $277,505 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,561 | $275,268 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 500 | $274,511 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,294 | $274,275 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,254 | $272,605 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,788 | $272,360 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,843 | $269,486 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,826 | $268,953 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,086 | $268,518 | dollars as filed | |
| RH | 74967X103 | COM | 1,919 | $268,315 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,100 | $267,115 | dollars as filed | |
| ARK 21SHARES BITCOIN ETF | 040919102 | SHS BEN INT | 11,860 | $266,731 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,452 | $266,378 | dollars as filed | |
| LIBERTY LIVE HOLDINGS INC COM SHS SER C | 530909308 | Stock | 2,830 | $266,331 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 14,516 | $266,223 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 3,181 | $265,836 | dollars as filed | |
| INNOVATOR EQUITY DEFINED PROTECTION ETF - 1 YR FEBRUARY | 45784N775 | ETF | 10,424 | $264,665 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 6,692 | $263,531 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 15,624 | $262,489 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,705 | $260,952 | dollars as filed | |
| SPY | 78462F103 | SHS | 400 | $260,136 | dollars as filed | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,842 | $260,100 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 5,707 | $260,056 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,026 | $258,236 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 1,422 | $256,060 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 475 | $256,050 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,148 | $254,795 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,000 | $254,100 | dollars as filed | call |
| FORTINET INC COM | 34959E109 | Stock | 3,068 | $250,717 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 798 | $250,684 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 3,960 | $248,989 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,219 | $247,433 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 14,336 | $247,158 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 6,448 | $246,720 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,317 | $245,847 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 9,239 | $244,291 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,056 | $244,109 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 2,203 | $242,154 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,664 | $240,682 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 12,479 | $239,733 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,695 | $237,649 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,027 | $237,401 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 1,700 | $236,589 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,288 | $236,006 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 1,846 | $234,904 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 657 | $234,132 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 2,526 | $233,746 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,747 | $231,573 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 997 | $229,769 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,595 | $228,444 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,499 | $228,334 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 1,965 | $226,958 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 5,730 | $225,877 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 4,326 | $225,472 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 10,822 | $224,665 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 4,084 | $222,837 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,412 | $219,566 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,106 | $218,725 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,516 | $218,515 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 3,686 | $218,296 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 8,438 | $218,207 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 4,118 | $216,772 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,113 | $216,054 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,278 | $215,946 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,201 | $215,739 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 4,676 | $214,964 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 4,501 | $213,933 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 9,609 | $213,768 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,217 | $213,539 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 18,455 | $212,976 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,701 | $212,846 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 9,316 | $211,289 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,220 | $210,670 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,089 | $209,893 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,788 | $209,848 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,588 | $208,091 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,356 | $207,328 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 4,262 | $206,453 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 2,426 | $205,979 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,204 | $205,645 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 1,840 | $201,942 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 609 | $201,354 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,684 | $200,414 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,989 | $200,234 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 17,916 | $198,158 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 1,878 | $196,401 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 15,656 | $183,657 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 3,354 | $181,640 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 32,107 | $179,799 | dollars as filed | |
| FS SPECIALTY LENDING FD | 644323107 | COM SH BEN INT | 13,728 | $171,750 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 420 | $167,160 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,262 | $145,720 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,581 | $142,736 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 15,888 | $135,207 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 8,764 | $131,908 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $111,525 | dollars as filed | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 11,000 | $110,660 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 32,259 | $109,361 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 12,926 | $106,777 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 11,740 | $102,960 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $101,385 | dollars as filed | call |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 62,344 | $96,010 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $95,840 | dollars as filed | call |
| HUDSON PACIFIC PROPERTIES IN | 444097406 | COM | 14,741 | $87,120 | dollars as filed | |
| GLIMPSE GROUP INC | 37892C106 | COM | 148,121 | $76,431 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,536 | $73,225 | dollars as filed | |
| SPY | 78462F103 | SHS | 100 | $65,034 | dollars as filed | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 15,110 | $56,360 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,000 | $54,140 | dollars as filed | call |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 13,494 | $53,303 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,814 | $53,049 | dollars as filed | |
| LITHIUM ARGENTINA AG | H5012F103 | COM SHS | 12,600 | $49,773 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 200 | $49,600 | dollars as filed | call |
| EIGHTCO HOLDINGS INC | 22890A302 | COMMON STOCK | 52,583 | $49,019 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 11,442 | $47,145 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 34,139 | $46,429 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 3,000 | $45,150 | dollars as filed | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,760 | $40,179 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 100 | $39,800 | dollars as filed | call |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 12,591 | $35,129 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 200 | $31,058 | dollars as filed | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $28,756 | dollars as filed | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $25,092 | dollars as filed | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $25,092 | dollars as filed | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500 | $24,685 | dollars as filed | put |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $20,910 | dollars as filed | call |
| Boeing Company | 097023105 | COM | 100 | $19,903 | dollars as filed | put |
| Texas Instruments Incorporated | 882508104 | COM | 100 | $19,414 | dollars as filed | put |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,640 | $18,726 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 200 | $17,918 | dollars as filed | put |
| iShares Silver Trust | 46428Q109 | COM | 200 | $13,628 | dollars as filed | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 200 | $5,288 | dollars as filed | call |
| BITMINE IMMERSION TECHS INC | 09175A206 | COM NEW | 100 | $1,978 | dollars as filed | call |
| GABELLI EQUITY TR INC | 362397226 | rt | 79,680 | $558 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-26-002224 | this filing | 2026-05-15 | acceptance time not in the bulk data set |