13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-28, with 683 holding rows worth $2,048,217,850.
- Accession
- 0001172661-24-004379
- Filer
- CIK 1766530
- Filed
- 2024-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 683 entries on the cover page, a total value of $2,048,217,850 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,048,217,850 with VALUE read as dollars as filed, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORD MTR CO COM | 345370860 | Stock | 39,038 | $412,240 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 20,901 | $411,951 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 1,615 | $411,793 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R662 | INTL DEV STRNGTH | 10,927 | $409,544 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,784 | $407,410 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,141 | $405,639 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,850 | $404,814 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 24,835 | $403,817 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,417 | $402,514 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 6,123 | $396,845 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 30,000 | $396,600 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,483 | $391,197 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,127 | $389,333 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,171 | $386,807 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 7,195 | $385,158 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,582 | $382,162 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6,436 | $381,111 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 6,127 | $378,830 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 11,758 | $378,020 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 7,823 | $377,360 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 19,680 | $377,062 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 11,829 | $374,142 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,771 | $372,910 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 5,108 | $372,717 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,377 | $369,575 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 10,114 | $368,554 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,523 | $360,905 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 7,627 | $360,901 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 26,662 | $356,738 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 3,166 | $355,105 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 4,525 | $353,198 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,982 | $351,640 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,323 | $351,188 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 817 | $349,962 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 8,176 | $349,743 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,914 | $346,641 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,488 | $346,029 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 40,905 | $345,238 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 7,412 | $344,823 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,344 | $338,850 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 4,514 | $338,537 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,612 | $338,310 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 4,064 | $337,887 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,281 | $337,548 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,163 | $337,461 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,769 | $337,384 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 159,550 | $336,651 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 3,582 | $336,171 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 14,304 | $335,419 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 706 | $335,061 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 27,089 | $334,543 | dollars as filed | |
| Deere & Company | 244199105 | COM | 796 | $332,272 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,497 | $332,117 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,904 | $327,270 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,474 | $326,984 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 15,699 | $323,556 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 8,004 | $323,215 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 7,537 | $322,351 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,281 | $322,274 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 14,463 | $321,802 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 13,891 | $319,771 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 27,684 | $319,473 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,321 | $319,437 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 6,969 | $318,709 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,210 | $318,581 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,105 | $314,408 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,152 | $313,292 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 16,629 | $312,784 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 664 | $308,813 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,917 | $308,008 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 6,226 | $305,448 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 7,315 | $300,507 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 12,413 | $298,533 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 8,656 | $296,728 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,148 | $294,595 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 3,799 | $294,574 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 545 | $294,202 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 564 | $293,049 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,324 | $291,438 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,057 | $291,182 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,083 | $290,956 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,685 | $288,780 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,152 | $287,293 | dollars as filed | |
| KLA CORP | 482480100 | COM | 370 | $286,532 | dollars as filed | |
| CORNING INC | 219350105 | COM | 6,287 | $283,847 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,410 | $282,163 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,899 | $281,947 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 5,833 | $279,322 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 7,200 | $275,832 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,303 | $274,240 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 3,344 | $268,724 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 9,082 | $268,382 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 7,669 | $266,805 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 6,262 | $262,702 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,439 | $258,570 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,721 | $257,679 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 5,820 | $257,593 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 10,204 | $257,237 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,949 | $256,497 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,850 | $254,292 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,159 | $253,769 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,644 | $253,665 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,808 | $253,644 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,474 | $253,425 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W614 | SMALL CAP EQUITY | 4,750 | $251,377 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,859 | $251,071 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,422 | $250,290 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 269 | $248,691 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,780 | $248,470 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,517 | $247,046 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 7,964 | $246,470 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 3,818 | $244,630 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 14,625 | $243,804 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 599 | $243,590 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 541 | $243,250 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 5,034 | $239,266 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 12,461 | $239,251 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,940 | $238,472 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 5,161 | $238,232 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,085 | $236,620 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,898 | $235,487 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 265 | $235,349 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,352 | $235,316 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 7,600 | $234,308 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,766 | $232,188 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 5,170 | $229,303 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,893 | $225,372 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,215 | $225,145 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,069 | $225,138 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,122 | $224,015 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 16,400 | $223,860 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 2,903 | $223,183 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,470 | $223,150 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 897 | $223,056 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,673 | $221,930 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 18,313 | $220,672 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,238 | $219,167 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,134 | $218,378 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,377 | $217,340 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,001 | $216,475 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 2,365 | $215,723 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,764 | $214,494 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 12,143 | $214,324 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 8,935 | $213,990 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 10,709 | $213,645 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 8,730 | $213,536 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,330 | $212,621 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,036 | $212,010 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 5,590 | $210,911 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 4,729 | $210,251 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,639 | $208,192 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 32,623 | $207,156 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 3,175 | $205,105 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 2,786 | $204,585 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 6,600 | $203,940 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 817 | $202,930 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 5,373 | $202,562 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,049 | $201,063 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 4,872 | $200,337 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 15,555 | $198,488 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 10,369 | $190,959 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 33,481 | $189,168 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 12,598 | $152,808 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 16,880 | $147,194 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,536 | $143,087 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 12,632 | $121,899 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,844 | $113,517 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 14,343 | $110,010 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 13,072 | $87,321 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,513 | $84,175 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 35,000 | $78,400 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 10,321 | $78,130 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 144,500 | $61,268 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 21,750 | $59,813 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 14,025 | $43,898 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 56,876 | $43,738 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 15,000 | $40,050 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 10,000 | $25,400 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 25,000 | $24,813 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 15,000 | $21,675 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,200 | $14,586 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $12,400 | dollars as filed | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $5,100 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-24-004379 | this filing | 2024-10-28 | acceptance time not in the bulk data set |