13F-HR filed by CALTON & ASSOCIATES, INC.
CALTON & ASSOCIATES, INC. filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-18, with 242 holding rows worth $257,038,106.
- Accession
- 0001172661-24-004305
- Filer
- CIK 822648
- Filed
- 2024-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 242 entries on the cover page, a total value of $257,038,106 stated on the cover page (in dollars after the unit check, H1), rows summing to $257,038,106 with VALUE read as dollars as filed, 13F file number 028-18259. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 28,895 | $14,102,940 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 21,539 | $12,358,024 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 52,118 | $12,143,597 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 175,418 | $10,144,416 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 167,431 | $8,408,401 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 13,213 | $6,081,452 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 178,173 | $5,496,626 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 47,463 | $5,216,704 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 184,530 | $5,066,269 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,694 | $4,489,532 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,856 | $4,240,962 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 60,303 | $4,071,061 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 111,001 | $3,861,725 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 61,276 | $3,646,529 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 16,937 | $3,499,810 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 11,487 | $3,241,724 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,787 | $3,155,287 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,225 | $3,142,123 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 49,785 | $3,043,855 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 64,341 | $2,937,144 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,240 | $2,839,669 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 12,497 | $2,821,311 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 16,326 | $2,514,540 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 20,653 | $2,508,114 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 32,069 | $2,351,627 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 54,317 | $2,268,260 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 19,992 | $2,258,674 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 42,096 | $2,132,140 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 89,301 | $2,094,108 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 23,484 | $2,038,883 | dollars as filed | |
| SPDW | 78463X889 | COM | 43,293 | $2,013,985 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 13,360 | $1,967,492 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 36,961 | $1,951,922 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 3,359 | $1,772,481 | dollars as filed | |
| SPY | 78462F103 | SHS | 46,840 | $1,709,184 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 31,680 | $1,674,610 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 7,866 | $1,658,629 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,836 | $1,626,998 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 2,755 | $1,610,731 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 27,484 | $1,555,569 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 22,279 | $1,554,846 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,652 | $1,550,863 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 13,796 | $1,524,007 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 6,734 | $1,471,139 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 18,217 | $1,470,998 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 56,182 | $1,460,914 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 37,233 | $1,404,067 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 10,787 | $1,383,700 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 11,009 | $1,290,439 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 28,367 | $1,273,945 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q724 | HEDGED EQUITY LA | 15,645 | $1,231,117 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 4,928 | $1,197,800 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 46,350 | $1,162,696 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 37,770 | $1,138,779 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 24,231 | $1,098,170 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,468 | $1,048,201 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 951 | $987,910 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 10,249 | $985,811 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3,688 | $959,083 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 28,022 | $931,184 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 24,802 | $903,795 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,281 | $902,630 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 45,035 | $888,543 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,901 | $882,994 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 4,409 | $870,633 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,493 | $861,145 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 7,777 | $856,991 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 37,259 | $853,942 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 17,407 | $840,935 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 17,137 | $828,210 | dollars as filed | |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 3,372 | $827,676 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,043 | $823,835 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,645 | $814,362 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,920 | $802,946 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 15,504 | $802,167 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,752 | $779,789 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,671 | $764,003 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 67,214 | $762,880 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 15,015 | $757,657 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 8,704 | $735,783 | dollars as filed | |
| Boeing Company | 097023105 | COM | 4,409 | $731,278 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,035 | $726,393 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,982 | $713,519 | dollars as filed | |
| BENSON HILL INC | 082490202 | COM NEW | 1,235 | $706,731 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 11,890 | $695,920 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 3,750 | $693,188 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 16,513 | $683,656 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 6,557 | $680,041 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 12,321 | $676,816 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5,259 | $660,632 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 12,399 | $660,147 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 8,560 | $655,600 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 3,300 | $655,512 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,443 | $652,452 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,530 | $647,621 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 11,729 | $620,362 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 3,540 | $617,916 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 3,536 | $612,485 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 3,525 | $589,385 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 10,413 | $585,741 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,247 | $582,010 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 6,505 | $580,274 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,210 | $575,087 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 20,234 | $574,848 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 16,769 | $532,930 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,077 | $530,761 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 2,013 | $526,661 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 5,009 | $521,875 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 1,912 | $518,537 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 9,741 | $518,409 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 31,943 | $512,687 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 4,490 | $509,936 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 2,564 | $507,876 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,297 | $507,270 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 17,466 | $505,459 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 9,793 | $480,249 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 4,572 | $476,595 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 1,462 | $473,381 | dollars as filed | |
| MGC | 921910873 | COM | 1,704 | $471,694 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,647 | $468,384 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 1,789 | $465,256 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,282 | $458,284 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 16,422 | $457,190 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 4,479 | $435,258 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 2,055 | $431,280 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,556 | $426,096 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 11,355 | $422,406 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 8,247 | $420,927 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 1,265 | $419,204 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 6,330 | $417,400 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 25,345 | $416,925 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,885 | $407,471 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 5,660 | $406,732 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,873 | $405,644 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,734 | $404,315 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 4,715 | $398,524 | dollars as filed | |
| PACER FDS TR | 69374H469 | SWAN SOS FLEX JU | 6,192 | $394,530 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 8,520 | $388,928 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 1,362 | $382,000 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 8,321 | $380,365 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 1,839 | $380,140 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,582 | $375,976 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,094 | $373,929 | dollars as filed | |
| Deere & Company | 244199105 | COM | 4,737 | $369,659 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,402 | $366,459 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 5,777 | $365,460 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 34,124 | $360,352 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 8,549 | $354,944 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 9,192 | $354,168 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,594 | $350,308 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 26,699 | $346,552 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 9,096 | $341,661 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,839 | $341,617 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 8,070 | $339,081 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 12,600 | $329,490 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 32,630 | $327,608 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 7,933 | $327,494 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 40,440 | $317,858 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 2,550 | $312,273 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,106 | $311,640 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 7,019 | $308,906 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 5,916 | $302,445 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 4,790 | $299,834 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 33,750 | $297,675 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 15,225 | $296,888 | dollars as filed | |
| Intel Corp | 458140100 | COM | 6,330 | $294,068 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 8,111 | $292,320 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,498 | $292,178 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 325 | $290,922 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,121 | $289,941 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,721 | $289,474 | dollars as filed | |
| Apple Inc | 037833100 | COM | 2,659 | $282,122 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,660 | $279,876 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 5,743 | $279,340 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 5,430 | $277,641 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,402 | $276,969 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,404 | $273,369 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 845 | $272,171 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 647 | $270,130 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,775 | $269,821 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,588 | $265,421 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 4,095 | $265,371 | dollars as filed | |
| Southern Company | 842587107 | COM | 3,315 | $263,266 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 1,385 | $262,684 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 824 | $258,937 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 6,316 | $258,179 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 5,045 | $255,983 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 4,875 | $247,601 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,943 | $247,347 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,776 | $247,023 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,245 | $239,652 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,058 | $238,643 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 2,748 | $236,765 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,071 | $236,751 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,568 | $233,557 | dollars as filed | |
| NORTHERN LTS FD TR II | 66538F140 | PEAK SECT RO ETF | 3,980 | $231,257 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 2,270 | $228,639 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2,477 | $227,399 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,928 | $224,093 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,315 | $222,567 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,466 | $221,661 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 922 | $218,613 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,459 | $218,404 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 14,133 | $218,350 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,353 | $216,794 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,675 | $215,101 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,383 | $214,899 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 18,360 | $213,710 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 238 | $210,816 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,623 | $210,176 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 8,465 | $209,338 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 2,158 | $206,769 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 8,129 | $206,477 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 4,115 | $205,430 | dollars as filed | |
| LAZARD INC | 52110M109 | COM | 747 | $204,461 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 8,702 | $204,153 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,036 | $203,833 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 9,024 | $200,792 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,993 | $200,747 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 658 | $200,440 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,348 | $196,889 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,538 | $186,418 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 15,233 | $176,246 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 15,025 | $175,492 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 12,972 | $152,287 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 23,234 | $137,313 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 10,368 | $128,047 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 23,776 | $124,588 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 10,271 | $118,837 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,852 | $114,276 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 19,000 | $93,290 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 12,955 | $82,006 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 10,549 | $70,467 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 47,140 | $49,968 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 96,098 | $47,232 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| American Express Company | 025816109 | COM | 14,000 | $17,500 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 10,000 | $9,635 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Microsoft Corp | 594918104 | COM | 10,000 | $11 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MIMEDX GROUP INC | 602496101 | COM | 44,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 22,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-24-004305 | this filing | 2024-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-24-004314 | base | 2024-10-21 | acceptance time not in the bulk data set |