13F-HR filed by Corient Private Wealth LP
Corient Private Wealth LP filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-09, with 2,276 holding rows worth $56,170,884,025.
- Accession
- 0001172661-24-002112
- Filer
- CIK 1948780
- Filed
- 2024-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 3,116 entries on the cover page, a total value of $56,170,884,025 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,170,884,025 with VALUE read as dollars as filed, 13F file number 028-23108. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAristotle Capital Management, LLC028-02634
- included managerBAHL & GAYNOR INC028-02825
- included managerPARAMETRIC DEFENSIVE EQUITY FUND LLC
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerLONDON CO OF VIRGINIA028-10665
- included managerWinslow Capital Management, LLC028-03676
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 164,081 | $244,481 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 8,540 | $244,320 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,273 | $244,074 | dollars as filed | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,563 | $243,389 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,355 | $242,545 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 26,240 | $242,196 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,200 | $242,047 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 9,729 | $241,960 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 8,138 | $241,700 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,487 | $241,043 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 5,350 | $240,750 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,098 | $240,738 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,260 | $240,257 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 102,103 | $239,943 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 24,522 | $239,086 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,720 | $237,946 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 12,467 | $237,745 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 55,173 | $236,692 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 8,219 | $235,215 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,999 | $233,287 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 18,512 | $232,325 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 7,024 | $231,932 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 12,376 | $231,927 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 10,642 | $231,135 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 5,847 | $230,372 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,926 | $230,030 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 12,137 | $229,765 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 6,200 | $229,679 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 692 | $229,170 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 4,792 | $228,579 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 17,299 | $227,828 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 6,470 | $226,903 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 776 | $226,770 | dollars as filed | |
| INTEGER HLDGS CORP | 45826H109 | COM | 1,938 | $226,126 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 12,705 | $226,023 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 17,475 | $225,952 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 5,240 | $225,896 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 4,205 | $225,851 | dollars as filed | |
| ISHARES TR | 46436E239 | ESG AWARE MSCI | 2,825 | $225,746 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,950 | $225,664 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 4,924 | $224,929 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 17,091 | $224,918 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 29,232 | $224,866 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 14,365 | $224,237 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 28,689 | $224,062 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,510 | $223,943 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 6,200 | $222,642 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,973 | $222,369 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 2,876 | $222,343 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 2,935 | $222,326 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,165 | $221,898 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 3,729 | $221,502 | dollars as filed | |
| PLEXUS CORP COM | 729132100 | Stock | 2,335 | $221,405 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 14,865 | $221,043 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 5,140 | $220,763 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 72,160 | $220,089 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,326 | $219,814 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,615 | $219,425 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 833 | $218,896 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 2,834 | $217,907 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,229 | $217,904 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 7,903 | $217,335 | dollars as filed | |
| Bit Digital, Inc. Ordinary Shares | 09174C104 | COM | 5,598 | $216,699 | dollars as filed | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,080 | $216,325 | dollars as filed | |
| NOV INC | 62955J103 | COM | 11,041 | $215,511 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 11,179 | $215,426 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 7,344 | $214,299 | dollars as filed | |
| PHINIA INC | 71880K101 | COMMON STOCK | 5,574 | $214,202 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 8,516 | $213,837 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 3,460 | $213,621 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,304 | $212,545 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 3,289 | $212,403 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 2,819 | $212,158 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q804 | ENERGY INM PARTN | 9,203 | $212,129 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,473 | $211,700 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 28,724 | $211,696 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 8,610 | $211,548 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 105,326 | $210,652 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 4,071 | $209,982 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 4,500 | $208,800 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 80,334 | $208,065 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 8,013 | $206,655 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,232 | $206,595 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,108 | $206,080 | dollars as filed | |
| MGC | 921910873 | COM | 1,102 | $205,980 | dollars as filed | |
| Fidelity Enhanced Large Cap Growth ETF | 31609A305 | SHS | 6,967 | $205,875 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 33,468 | $205,828 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 19,709 | $205,565 | dollars as filed | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,128 | $205,104 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 7,560 | $204,578 | dollars as filed | |
| RADNET INC | 750491102 | COM | 4,197 | $204,226 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 10,707 | $204,076 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 4,929 | $203,962 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 7,981 | $203,595 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 30,799 | $203,274 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 25,000 | $203,250 | dollars as filed | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,887 | $203,167 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3,663 | $202,930 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 3,478 | $202,841 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,500 | $202,708 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 4,638 | $202,031 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P822 | CMN | 7,476 | $201,702 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 5,942 | $200,760 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 16,907 | $200,517 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 23,975 | $200,191 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 21,874 | $197,522 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 150,400 | $197,024 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 24,083 | $196,758 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,020 | $196,084 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 98,000 | $196,000 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 17,710 | $194,987 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 21,600 | $193,536 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 15,539 | $192,994 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 23,241 | $192,435 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 11,066 | $189,007 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 29,351 | $188,727 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 28,874 | $185,660 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 13,014 | $185,189 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 18,312 | $181,285 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 103,500 | $180,090 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 26,511 | $177,094 | dollars as filed | |
| GERON CORP | 374163103 | COM | 53,568 | $176,775 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,491 | $175,788 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,917 | $174,780 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 66,957 | $174,757 | dollars as filed | |
| DANA INC | 235825205 | COM | 13,694 | $173,914 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 32,599 | $169,515 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,495 | $168,865 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 12,670 | $168,141 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 10,422 | $168,107 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,961 | $164,583 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P207 | COM NEW | 11,881 | $161,106 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 11,900 | $156,609 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 26,213 | $156,230 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 15,000 | $154,200 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 25,253 | $151,518 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,709 | $149,074 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 15,000 | $147,750 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 23,282 | $146,211 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 13,116 | $146,109 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 20,845 | $144,456 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,730 | $143,478 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 25,077 | $143,441 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 16,271 | $142,372 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,028 | $140,088 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 11,866 | $140,019 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 29,795 | $137,356 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 10,217 | $136,090 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 61,129 | $135,706 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 14,000 | $133,000 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 16,319 | $131,858 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 10,335 | $131,598 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 11,797 | $130,475 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 11,576 | $129,651 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16,489 | $129,603 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 22,269 | $129,162 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 11,342 | $127,484 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,454 | $127,369 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 15,000 | $127,350 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 21,239 | $126,585 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 43,370 | $125,339 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 10,000 | $121,700 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 11,012 | $121,132 | dollars as filed | |
| ETERNA THERAPEUTICS INCORPORATED COM NEW | 114082209 | COM NEW | 50,398 | $120,451 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 21,804 | $120,361 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 21,000 | $119,280 | dollars as filed | |
| AUTHID INC | 46264C305 | COM | 15,625 | $119,219 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 41,311 | $117,738 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 23,355 | $117,009 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 12,500 | $117,000 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 37,400 | $116,688 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,393 | $114,912 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 10,000 | $113,900 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 25,175 | $112,029 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,179 | $112,024 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 42,475 | $110,860 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,260 | $110,808 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 17,785 | $110,623 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 26,612 | $108,843 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 26,965 | $108,669 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 12,629 | $108,609 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 10,594 | $104,351 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 12,695 | $103,718 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 10,167 | $101,975 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 15,572 | $101,218 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 13,902 | $100,790 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 14,596 | $97,064 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 21,000 | $97,020 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,518 | $95,924 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 21,011 | $92,868 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 48,423 | $92,005 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 13,048 | $91,205 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 33,414 | $90,886 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,905 | $89,421 | dollars as filed | |
| Lufax Holding Ltd-Adr | 54975P201 | COM | 21,101 | $89,046 | dollars as filed | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 20,000 | $89,000 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 27,208 | $87,338 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 10,000 | $87,300 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 10,955 | $86,983 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 14,072 | $84,713 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 10,343 | $83,158 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 26,707 | $80,922 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 10,749 | $78,360 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 13,158 | $78,027 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 23,902 | $77,682 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 17,754 | $76,875 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 110,270 | $76,539 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 72,055 | $76,379 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 12,400 | $76,136 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 10,957 | $75,275 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 15,385 | $74,000 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 46,205 | $72,079 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 25,007 | $71,520 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,664 | $69,903 | dollars as filed | |
| VERIFYME INC | 92346X206 | COM NEW | 50,000 | $69,750 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 41,000 | $66,010 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 12,000 | $64,200 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 13,250 | $61,215 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 13,167 | $60,963 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,000 | $57,600 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 10,349 | $56,816 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 13,903 | $54,917 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 11,131 | $52,204 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 14,876 | $51,173 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,500 | $48,750 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 10,555 | $47,498 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 16,293 | $47,086 | dollars as filed | |
| SURF AIR MOBILITY IN EQUCLASS EQUITY | 868927104 | COM | 52,202 | $44,006 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 15,309 | $43,172 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 31,500 | $42,210 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 100,000 | $41,350 | dollars as filed | |
| INFINERA CORP | 45667GAC7 | BOND | 40,000 | $40,841 | dollars as filed | principal |
| HIGH TIDE INC | 42981E401 | COM | 20,000 | $40,600 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 20,520 | $40,014 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 11,211 | $39,350 | dollars as filed | |
| SHF HOLDINGS INC | 824430102 | CLASS A COM | 40,000 | $38,600 | dollars as filed | |
| GAMESQUARE HLDGS INC | 36468G103 | Common Stock | 27,630 | $38,129 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 33,630 | $38,002 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 18,685 | $36,809 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 10,843 | $36,649 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 500 | $36,170 | dollars as filed | put |
| AMERICAN RES CORP | 02927U208 | CL A | 24,937 | $35,161 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 20,500 | $34,850 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 12,000 | $34,200 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 24,807 | $33,241 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,976 | $32,928 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 12,601 | $30,998 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 14,555 | $29,983 | dollars as filed | |
| NEOVOLTA INC | 640655106 | CMN | 25,000 | $29,500 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 21,580 | $28,701 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,100 | $27,068 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 19,825 | $25,773 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 20,500 | $25,420 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 10,000 | $24,900 | dollars as filed | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 57,455 | $24,695 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 11,000 | $24,310 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 17,625 | $23,089 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 15,497 | $22,161 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 15,050 | $21,522 | dollars as filed | |
| CLENE INC | 185634102 | COM | 50,000 | $21,270 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 13,900 | $20,989 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 16,694 | $20,534 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 10,000 | $20,400 | dollars as filed | |
| BETTER HOME & FINANCE HOLDIN | 08774B102 | COM | 40,434 | $20,084 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 10,000 | $18,500 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 10,000 | $17,000 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 13,377 | $13,912 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 21,677 | $11,055 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 12,500 | $8,619 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 130,988 | $8,514 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 162,846 | $5,048 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $3,535 | dollars as filed | principal |
| NETCAPITAL INC | 64113L103 | COM | 10,000 | $1,246 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 13,300 | $1,197 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 12,264 | $552 | dollars as filed | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 10,000 | $400 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-24-002112 | this filing | 2024-05-09 | acceptance time not in the bulk data set |