13F-HR filed by III Capital Management
III Capital Management filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 160 holding rows worth $2,390,526,178.
- Accession
- 0001172661-24-001604
- Filer
- CIK 1783139
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 160 entries on the cover page, a total value of $2,390,526,178 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,390,526,178 with VALUE read as dollars as filed, 13F file number 028-19553. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,749,000 | $304,204,340 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 56,938,000 | $151,701,336 | dollars as filed | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 70,002,000 | $85,447,416 | dollars as filed | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 32,505,000 | $84,534,778 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 36,000,000 | $84,171,093 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 62,950,000 | $72,556,642 | dollars as filed | principal |
| ATI INC | 01741RAK8 | BOND | 23,045,000 | $68,301,961 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,150,000 | $57,021,000 | dollars as filed | put |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 49,675,000 | $55,525,059 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 24,600,000 | $46,420,446 | dollars as filed | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 31,612,000 | $39,671,136 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 27,817,000 | $39,426,054 | dollars as filed | principal |
| VERADIGM INC | 01988PAF5 | BOND | 37,411,000 | $37,655,948 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 26,150,000 | $37,495,003 | dollars as filed | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 22,268,000 | $36,115,021 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,667,000 | $35,307,060 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,122,700 | $34,791,053 | dollars as filed | put |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 20,013,000 | $33,063,844 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 34,650,000 | $32,669,752 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 32,800,000 | $32,143,917 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 32,500,000 | $31,544,960 | dollars as filed | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 5,610,800 | $31,139,940 | dollars as filed | put |
| GEO CORRECTIONS HOLDINGS INC | 36166WAB9 | NOTE 6.500% 2/2 | 20,000,000 | $27,945,200 | dollars as filed | principal |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 18,750,000 | $27,578,327 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 23,500,000 | $26,002,182 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 24,986,000 | $25,201,545 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 27,600,000 | $24,598,891 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 26,728,000 | $24,513,986 | dollars as filed | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 23,750,000 | $23,775,483 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 50,000 | $23,765,500 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 1,850,000 | $22,551,500 | dollars as filed | put |
| PG&E CORP COM | 69331C108 | Stock | 1,250,000 | $22,537,500 | dollars as filed | put |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 21,764,000 | $21,877,698 | dollars as filed | principal |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 14,738,000 | $21,545,899 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 21,211,000 | $21,124,582 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 20,626,000 | $20,532,393 | dollars as filed | principal |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 14,000,000 | $20,503,248 | dollars as filed | principal |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 22,015,000 | $20,404,363 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 20,931,000 | $19,253,502 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 26,000,000 | $18,651,424 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 20,140,000 | $17,773,516 | dollars as filed | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 11,572,000 | $17,662,405 | dollars as filed | principal |
| GROUPON INC | 399473206 | COM NEW | 1,284,500 | $16,492,980 | dollars as filed | call |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 15,404,000 | $16,113,103 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 14,850,000 | $15,657,840 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 13,781,000 | $15,419,836 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 655,000 | $15,366,300 | dollars as filed | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 14,000,000 | $15,199,425 | dollars as filed | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 13,294,000 | $13,989,431 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 17,900,000 | $12,324,657 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 11,000,000 | $12,288,925 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 13,700,000 | $12,287,655 | dollars as filed | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 231,099 | $12,102,654 | dollars as filed | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 19,500,000 | $12,094,423 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 12,144,000 | $11,958,297 | dollars as filed | principal |
| SNAP INC | 83304A106 | CL A | 700,000 | $11,851,000 | dollars as filed | put |
| Bank of America Corp | 060505104 | COM | 350,000 | $11,784,500 | dollars as filed | put |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 11,500,000 | $11,640,712 | dollars as filed | principal |
| GUESS INC | 401617AD7 | BOND | 11,073,000 | $11,583,539 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 10,250,000 | $11,388,305 | dollars as filed | principal |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 200,000 | $10,474,000 | dollars as filed | put |
| LUCID GROUP INC | 549498103 | COM | 2,434,800 | $10,250,508 | dollars as filed | put |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 10,325,000 | $10,121,382 | dollars as filed | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 165,000 | $10,022,100 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 1,104,800 | $9,832,720 | dollars as filed | put |
| USBANCORPDEL | 902973304 | COM NEW | 200,000 | $8,656,000 | dollars as filed | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 76,635 | $8,480,429 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 12,250,000 | $7,674,237 | dollars as filed | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 39,841,000 | $7,562,286 | dollars as filed | principal |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 10,152,000 | $7,521,822 | dollars as filed | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 825,000 | $7,482,750 | dollars as filed | put |
| THE REALREAL INC | 88339PAD3 | CNV | 20,002,000 | $7,467,179 | dollars as filed | principal |
| GROUPON INC | 399473206 | COM NEW | 574,800 | $7,380,432 | dollars as filed | put |
| Charles Schwab Corp | 808513105 | COM | 100,000 | $6,880,000 | dollars as filed | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 50,000 | $6,607,000 | dollars as filed | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 36,300 | $6,313,296 | dollars as filed | put |
| LIVENT CORP | 53814LAB4 | BOND | 3,000,000 | $6,304,664 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 5,000,000 | $6,177,412 | dollars as filed | principal |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 5,500,000 | $5,867,097 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 60,000 | $5,616,000 | dollars as filed | put |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 150,000 | $5,614,500 | dollars as filed | put |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 5,200,000 | $4,925,383 | dollars as filed | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 86,000 | $4,503,820 | dollars as filed | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 80,000 | $4,344,000 | dollars as filed | put |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 51,200 | $4,176,896 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 720,000 | $4,161,600 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,479,100 | $3,986,038 | dollars as filed | put |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 5,000,000 | $3,941,233 | dollars as filed | principal |
| MP MATERIALS CORP | 553368101 | COM CL A | 190,000 | $3,771,500 | dollars as filed | put |
| PHINIA INC | 71880K101 | COMMON STOCK | 124,238 | $3,763,169 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 250,000 | $3,700,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 250,000 | $3,700,000 | dollars as filed | put |
| MARCUS CORP DEL | 566330AB2 | NOTE 5.000% 9/1 | 2,500,000 | $3,680,639 | dollars as filed | principal |
| THE REALREAL INC | 88339P101 | COM | 1,737,600 | $3,492,576 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 588,604 | $3,396,245 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 4,000,000 | $3,365,903 | dollars as filed | principal |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 54,000 | $2,763,180 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 720 | $2,553,998 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 40,000 | $2,504,400 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 32,000 | $2,213,120 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 29,801 | $2,146,566 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14,905 | $2,100,561 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 25,200 | $2,055,816 | dollars as filed | put |
| VEECO INSTRS INC DEL | 922417AG5 | NOTE 3.500% 1/1 | 1,500,000 | $2,034,830 | dollars as filed | principal |
| OUTFRONT MEDIA INC | 69007J106 | COM | 145,000 | $2,024,200 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 46,524 | $1,871,660 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 27,527 | $1,816,782 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 50,000 | $1,792,500 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 2,000,000 | $1,786,758 | dollars as filed | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 300,000 | $1,665,000 | dollars as filed | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 9,000 | $1,638,810 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 1,563,000 | $1,563,000 | dollars as filed | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 39,140 | $1,447,397 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 50,000 | $1,352,500 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,500,000 | $1,351,412 | dollars as filed | principal |
| LANDSEA HOMES CORP | 51509P103 | COM | 100,921 | $1,326,101 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 50,000 | $1,301,000 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 50,000 | $1,254,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 50,000 | $1,216,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 50,000 | $1,216,000 | dollars as filed | put |
| Verizon Communications Inc | 92343V104 | COM | 31,496 | $1,187,399 | dollars as filed | |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 1,250,000 | $1,148,914 | dollars as filed | principal |
| FISKER INC | 33813J106 | CL A COM STK | 600,000 | $1,050,000 | dollars as filed | put |
| SSR Mining Inc | 784730AB9 | Convertible bond | 1,000,000 | $964,309 | dollars as filed | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 145,000 | $793,150 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 17,376 | $499,386 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 32,500 | $481,000 | dollars as filed | call |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 100,000 | $405,000 | dollars as filed | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 150,000 | $367,500 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 150,000 | $367,500 | dollars as filed | put |
| NIKOLA CORP | 654110105 | COM | 410,500 | $359,188 | dollars as filed | put |
| NIKOLA CORP | 654110AG0 | NOTE 8.250%12/1 | 250,000 | $290,750 | dollars as filed | principal |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 98,996 | $32,074 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 3,390 | $14,271 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 150,000 | $12,007 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 81,799 | $11,860 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 200,000 | $10,000 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 22,499 | $8,286 | dollars as filed | |
| SILVERBOX CORP III | 82836N115 | *W EXP 02/28/202 | 83,333 | $7,704 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 541 | $6,946 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 100,000 | $6,375 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 150,000 | $6,000 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 41,795 | $4,432 | dollars as filed | |
| SYNTEC OPTICS HLDGS INC | 87169M113 | *W EXP 99/99/999 | 46,848 | $3,745 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 100,000 | $3,350 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 25,000 | $3,125 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 24,999 | $3,124 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 22,999 | $3,060 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 49,999 | $2,352 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 41,184 | $2,193 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R111 | *W EXP 11/16/202 | 50,000 | $1,997 | dollars as filed | |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 55,787 | $1,899 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 99,999 | $1,894 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 80,000 | $1,880 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 37,499 | $1,076 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 24,994 | $687 | dollars as filed | |
| Libity | G49219127 | Warrant | 12,500 | $406 | dollars as filed | |
| Envoy Medical Inc W Exp 09/29/202 | 29415V117 | SPAC Combination | 10,300 | $242 | dollars as filed | |
| Oio Group W Exp 08/02/202 | G3R95P116 | SPAC Combination | 66,400 | $205 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 144,913 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-24-001604 | this filing | 2024-02-14 | acceptance time not in the bulk data set |