13F-HR filed by Simplify Asset Management Inc.
Simplify Asset Management Inc. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-12, with 115 holding rows worth $1,115,358,185.
- Accession
- 0001172661-24-000654
- Filer
- CIK 1846368
- Filed
- 2024-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 115 entries on the cover page, a total value of $1,115,358,185 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,115,358,185 with VALUE read as dollars as filed, 13F file number 028-20937. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 604,827 | $288,883,520 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,083,000 | $204,779,730 | dollars as filed | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,482,800 | $145,774,068 | dollars as filed | call |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N723 | AGGREGATE BD ETF | 4,960,065 | $109,518,235 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 500,000 | $54,955,000 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 190,000 | $37,908,800 | dollars as filed | put |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N640 | TREASURY OPT INC | 1,069,370 | $26,707,516 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,372,360 | $21,889,142 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 274,283 | $15,546,360 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 53,400 | $13,265,628 | dollars as filed | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 94,456 | $10,452,501 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,417,505 | $8,098,642 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 80,400 | $7,979,700 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 344,324 | $7,971,101 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 80,600 | $7,582,848 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 1,046,916 | $6,103,520 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N830 | HIGH YIELD ETF | 250,154 | $5,707,264 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 50,000 | $5,495,500 | dollars as filed | call |
| MASIMO CORP COM | 574795100 | Stock | 36,916 | $4,326,924 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 115,000 | $4,091,700 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 563,325 | $3,802,444 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 1,492,792 | $3,627,485 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 153,032 | $3,611,555 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,008 | $3,520,186 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 11,684 | $3,498,774 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 14,294 | $3,307,346 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 161,510 | $3,298,034 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N525 | MBS ETF | 62,332 | $3,221,941 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 290,781 | $3,032,846 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 120,364 | $2,956,140 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,897 | $2,599,279 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 175,018 | $2,555,263 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N517 | US EQUITY PLUS | 96,002 | $2,539,099 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 5,357 | $2,452,488 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,189 | $2,419,045 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 4,149 | $2,418,535 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 15,008 | $2,352,354 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 23,715 | $2,286,837 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 27,456 | $2,261,825 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 237,935 | $2,172,347 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 350,000 | $2,170,000 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 27,712 | $2,134,378 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 85,442 | $2,128,360 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 70,000 | $2,066,400 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 48,714 | $1,901,307 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,511 | $1,848,436 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,467 | $1,844,347 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 45,000 | $1,820,250 | dollars as filed | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 21,797 | $1,819,832 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 93,200 | $1,805,284 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 180,000 | $1,765,800 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 18,835 | $1,721,331 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 29,088 | $1,681,577 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 150,000 | $1,630,500 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 120,000 | $1,612,800 | dollars as filed | put |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N533 | MULTI QIS ALTERN | 62,000 | $1,532,020 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N566 | COMM ST NO K ETF | 61,244 | $1,427,598 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 59,777 | $1,395,793 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 8,893 | $1,378,148 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 45,695 | $1,360,797 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 16,750 | $1,356,918 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 331,159 | $1,341,194 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 51,700 | $1,336,962 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,305 | $1,293,518 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 147,033 | $1,258,602 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 25,000 | $1,194,500 | dollars as filed | put |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 29,345 | $1,173,800 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 80,000 | $1,150,400 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 125,000 | $1,131,250 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 4,018 | $1,100,932 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 8,500 | $1,082,645 | dollars as filed | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,547 | $1,054,267 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,311 | $940,323 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 7,498 | $930,427 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 4,163 | $903,288 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 4,246 | $809,118 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 30,515 | $776,912 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 14,949 | $752,832 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 35,000 | $738,500 | dollars as filed | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,315 | $729,891 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N780 | TAIL RISK STRAT | 3,500,000 | $710,850 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,363 | $707,624 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,778 | $676,405 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,981 | $664,414 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,383 | $646,098 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 44,169 | $627,641 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 35,000 | $605,150 | dollars as filed | put |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 22,101 | $604,241 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 12,148 | $597,682 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 12,000 | $597,000 | dollars as filed | put |
| SUTRO BIOPHARMA INC | 869367102 | COM | 120,000 | $514,800 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,032 | $511,067 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 34,000 | $494,020 | dollars as filed | put |
| Abbott Laboratories | 002824100 | COM | 3,955 | $435,327 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,510 | $434,910 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,720 | $427,386 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,053 | $395,970 | dollars as filed | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 38,957 | $379,831 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 400,000 | $335,400 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 4,264 | $329,010 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 1,812 | $311,700 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 11,863 | $307,133 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC COM SHS | 042315705 | REIT | 15,000 | $289,800 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 9,267 | $283,478 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 3,610 | $266,057 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 696 | $263,394 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,331 | $262,699 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 11,801 | $255,020 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 315 | $238,430 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 3,838 | $237,956 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 2,947 | $227,950 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 13,530 | $218,239 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 4,007 | $207,322 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 500,000 | $205,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 700 | $16,422 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-24-000654 | this filing | 2024-02-12 | acceptance time not in the bulk data set |