13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 665 holding rows worth $1,782,899,879.
- Accession
- 0001172661-24-000609
- Filer
- CIK 1766530
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 665 entries on the cover page, a total value of $1,782,899,879 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,782,899,879 with VALUE read as dollars as filed, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3,768 | $331,320 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 7,579 | $331,202 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,886 | $330,936 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,568 | $329,824 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 3,128 | $328,168 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 4,429 | $323,896 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 4,499 | $321,650 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 14,768 | $321,647 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 6,280 | $316,955 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,522 | $316,177 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 8,232 | $316,176 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,107 | $314,676 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 2,277 | $313,634 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 11,398 | $312,539 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,564 | $310,548 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 16,379 | $310,539 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 8,024 | $308,451 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,006 | $308,056 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,917 | $306,720 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 3,938 | $304,486 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 6,591 | $299,412 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,566 | $299,016 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 3,433 | $298,225 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,002 | $296,988 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 16,395 | $296,583 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,567 | $296,557 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,474 | $294,794 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,785 | $294,365 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 4,310 | $294,321 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 15,871 | $294,094 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 740 | $289,014 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 34,080 | $289,002 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,716 | $288,219 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 4,755 | $287,262 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 6,388 | $285,033 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 5,286 | $282,026 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 2,272 | $281,932 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 5,980 | $281,570 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,983 | $280,019 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J608 | HIGH YIELD ETF | 7,666 | $279,800 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 15,575 | $277,235 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 5,555 | $277,167 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 7,189 | $276,913 | dollars as filed | |
| BNY MELLON CONCENTRTD INTRTNL ETF | 09661T834 | COM | 5,625 | $276,282 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,275 | $275,649 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,395 | $273,526 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,844 | $272,667 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 889 | $271,008 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,750 | $270,572 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,128 | $268,865 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 15,300 | $267,750 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,135 | $267,304 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,053 | $266,915 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,104 | $266,436 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 12,441 | $265,739 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,153 | $262,519 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,060 | $261,592 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 7,243 | $260,024 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 5,663 | $258,912 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 10,390 | $258,816 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,511 | $257,943 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 550 | $257,274 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,471 | $254,612 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 4,573 | $254,350 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,103 | $253,337 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,910 | $252,561 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 9,236 | $249,366 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 14,907 | $248,798 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 961 | $248,678 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 5,149 | $246,748 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,873 | $245,536 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 1,104 | $244,602 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,642 | $243,599 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 12,814 | $240,912 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 2,822 | $240,812 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 379 | $239,384 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 4,140 | $239,333 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,063 | $238,945 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 8,618 | $238,638 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 1,992 | $237,267 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 9,844 | $237,142 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,601 | $236,587 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 4,022 | $235,113 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,924 | $233,784 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,838 | $233,599 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,729 | $233,084 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,540 | $232,547 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,907 | $231,789 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,906 | $231,757 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 3,999 | $231,295 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 10,441 | $230,955 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,155 | $230,434 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 4,104 | $229,452 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,493 | $228,115 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 11,415 | $226,588 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 7,945 | $226,433 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,441 | $226,392 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,593 | $226,354 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,428 | $226,247 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,313 | $226,204 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,558 | $224,639 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 2,721 | $223,242 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 19,334 | $221,766 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 12,316 | $220,949 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,577 | $219,200 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 3,769 | $219,123 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 1,464 | $218,129 | dollars as filed | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 7,083 | $217,944 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,056 | $217,540 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 8,509 | $217,150 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,154 | $217,113 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,443 | $214,894 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 6,209 | $213,962 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,109 | $213,561 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,685 | $213,214 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 264 | $212,623 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 2,332 | $211,116 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 470 | $210,645 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 8,973 | $210,518 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 16,429 | $210,455 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 2,604 | $209,414 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 331 | $208,788 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,225 | $208,744 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 7,093 | $208,605 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 4,936 | $207,243 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 870 | $205,561 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 7,556 | $200,461 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 739 | $200,016 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 11,732 | $196,980 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 11,676 | $181,798 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 12,943 | $179,388 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 15,244 | $161,430 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 13,320 | $157,442 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 13,098 | $149,442 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 12,907 | $148,560 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,161 | $147,838 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 26,000 | $144,820 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,163 | $140,218 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,819 | $137,618 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,997 | $133,331 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 13,492 | $133,031 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 15,280 | $127,282 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,294 | $125,768 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 13,618 | $123,516 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,697 | $123,064 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 15,733 | $96,915 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,646 | $93,887 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 38,100 | $91,440 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 15,630 | $88,622 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,813 | $78,065 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,017 | $74,933 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 14,000 | $65,800 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 145,000 | $58,073 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,292 | $56,299 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 50,000 | $49,800 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 10,000 | $42,300 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 46,500 | $40,920 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 12,000 | $36,120 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,737 | $34,681 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 320,500 | $32,563 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 25,000 | $24,313 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 10,000 | $22,900 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 15,000 | $22,200 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $19,400 | dollars as filed | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $5,508 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-24-000609 | this filing | 2024-02-09 | acceptance time not in the bulk data set |