13F-HR filed by AlphaQ Advisors LLC
AlphaQ Advisors LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-29, with 153 holding rows worth $144,129,055.
- Accession
- 0001172661-24-000363
- Filer
- CIK 1965649
- Filed
- 2024-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 153 entries on the cover page, a total value of $144,129,055 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,129,055 with VALUE read as dollars as filed, 13F file number 028-23095. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 409,246 | $8,540,964 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072158 | AVANTIS US LARG | 140,694 | $7,825,752 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 60,907 | $5,566,291 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 40,544 | $4,023,992 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 57,960 | $3,502,523 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 59,393 | $3,349,171 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,156 | $3,158,015 | dollars as filed | |
| SPY | 78462F103 | SHS | 6,586 | $3,130,257 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 79,869 | $2,932,790 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 158,683 | $2,895,965 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 17,787 | $2,804,121 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 51,899 | $2,590,798 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 160,655 | $2,576,906 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 95,564 | $2,518,113 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 74,235 | $2,503,947 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 60,580 | $2,503,771 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 82,694 | $2,475,031 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 97,366 | $2,469,202 | dollars as filed | |
| Apple Inc | 037833100 | COM | 12,448 | $2,396,630 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 84,549 | $2,373,290 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 50,510 | $2,354,776 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,689 | $2,249,815 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 42,577 | $2,173,982 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 14,098 | $2,142,050 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,651 | $1,748,962 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 16,571 | $1,740,452 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 17,877 | $1,448,573 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 8,959 | $1,436,396 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,025 | $1,400,392 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 29,476 | $1,347,643 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 2,166 | $1,292,236 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 4,645 | $1,209,326 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 18,346 | $1,135,617 | dollars as filed | |
| Avantis International Small Cp Eq ETF | 025072190 | SHS | 21,818 | $1,129,372 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 38,530 | $1,119,297 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 40,873 | $1,109,293 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,933 | $1,072,912 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,541 | $1,059,273 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,430 | $1,022,306 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 31,790 | $991,530 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 24,279 | $989,126 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,673 | $972,515 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,049 | $948,646 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 21,960 | $933,739 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 5,608 | $836,489 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 11,000 | $760,650 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,873 | $749,294 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 192 | $681,066 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 1,107 | $667,145 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 13,345 | $639,226 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 36,685 | $629,881 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 12,263 | $626,026 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 3,981 | $623,982 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,765 | $623,535 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,632 | $590,640 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 2,803 | $575,680 | dollars as filed | |
| SCHD | 808524797 | COM | 7,272 | $553,617 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 9,761 | $550,513 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,787 | $549,815 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,106 | $547,713 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,504 | $535,704 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,264 | $535,686 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 8,090 | $530,057 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,312 | $526,906 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,030 | $525,271 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,018 | $524,014 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 37,464 | $517,009 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,318 | $507,841 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,891 | $505,974 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,084 | $485,509 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,410 | $480,571 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,323 | $477,576 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 1,638 | $473,120 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,237 | $466,367 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28,922 | $461,884 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 50,529 | $460,319 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 5,694 | $449,598 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,883 | $448,769 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,040 | $443,570 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 10,327 | $439,827 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 10,257 | $429,153 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 45,239 | $425,699 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 974 | $425,443 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,687 | $411,459 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 6,235 | $410,263 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 37,000 | $401,820 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,060 | $397,800 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,903 | $397,744 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,333 | $397,543 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,872 | $390,535 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 13,457 | $389,446 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 8,975 | $388,707 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,671 | $387,386 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 3,575 | $383,276 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,034 | $376,735 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 3,781 | $373,752 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 10,985 | $373,600 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,601 | $370,439 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,862 | $362,025 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,247 | $360,393 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 102,744 | $353,439 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 19,189 | $352,694 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,715 | $351,197 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 71,471 | $346,634 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,122 | $345,275 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 3,400 | $337,008 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,509 | $332,447 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 732 | $331,772 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 10,396 | $328,929 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,282 | $328,583 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 713 | $326,419 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,951 | $324,817 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 20,763 | $318,504 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 3,472 | $313,487 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,406 | $306,719 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,467 | $304,348 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 981 | $298,950 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,379 | $291,202 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,655 | $285,864 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 5,974 | $282,809 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,035 | $281,903 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,473 | $280,820 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,785 | $278,431 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 1,044 | $275,783 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,515 | $273,600 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 9,006 | $265,497 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 8,117 | $265,101 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 10,667 | $257,928 | dollars as filed | |
| Deere & Company | 244199105 | COM | 635 | $253,917 | dollars as filed | |
| EPLUS INC | 294268107 | COM | 3,172 | $253,252 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 9,264 | $250,128 | dollars as filed | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,572 | $248,584 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 1,659 | $248,021 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 3,890 | $247,210 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 12,410 | $246,339 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 4,488 | $238,806 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 8,174 | $235,329 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 5,651 | $231,352 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 2,975 | $229,819 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,546 | $226,027 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,300 | $222,009 | dollars as filed | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,023 | $220,272 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 17,400 | $217,848 | dollars as filed | |
| VWO | 922042858 | SHS | 4,900 | $201,390 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 568 | $201,049 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,640 | $178,982 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 300 | $113,061 | dollars as filed | put |
| BOGOTA FINL CORP | 097235105 | COM | 11,851 | $95,401 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 11,182 | $53,785 | dollars as filed | |
| NUTRIBAND INC | 67092M208 | COM NEW | 11,668 | $27,070 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 20,000 | $14,539 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 10,000 | $9,645 | dollars as filed | principal |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,000 | $5,240 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-24-000363 | this filing | 2024-01-29 | acceptance time not in the bulk data set |