13F-HR filed by Simplify Asset Management Inc.
Simplify Asset Management Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 122 holding rows worth $874,722,838.
- Accession
- 0001172661-23-003963
- Filer
- CIK 1846368
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 122 entries on the cover page, a total value of $874,722,838 stated on the cover page (in dollars after the unit check, H1), rows summing to $874,722,838 with VALUE read as dollars as filed, 13F file number 028-20937. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 648,295 | $278,397,322 | dollars as filed | |
| SPY | 78462F103 | SHS | 264,300 | $112,982,964 | dollars as filed | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,189,400 | $81,973,448 | dollars as filed | put |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N723 | AGGREGATE BD ETF | 2,736,854 | $58,377,096 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 380,571 | $38,825,853 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 132,100 | $23,347,354 | dollars as filed | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,372,360 | $22,122,443 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 238,338 | $15,337,050 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 387,400 | $14,701,830 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 30,700 | $13,354,193 | dollars as filed | put |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 455,179 | $9,941,109 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 38,400 | $9,608,448 | dollars as filed | call |
| iShares MBS ETF | 464288588 | SHS | 77,347 | $6,868,414 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 68,900 | $6,479,356 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,417,505 | $6,019,587 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N830 | HIGH YIELD ETF | 273,410 | $5,905,656 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 186,574 | $5,140,114 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 66,923 | $4,933,564 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 111,100 | $4,848,848 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 49,900 | $4,425,631 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 49,900 | $4,425,631 | dollars as filed | call |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 82,000 | $4,309,100 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 42,250 | $4,035,298 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 81,259 | $3,867,116 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 187,655 | $3,775,619 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 260,781 | $3,729,168 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 13,539 | $3,638,742 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,302 | $3,540,374 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 115,000 | $3,420,100 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 61,116 | $3,226,925 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 59,358 | $3,183,963 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 59,777 | $3,023,521 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 1,492,792 | $3,015,440 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 1,046,916 | $2,680,105 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 4,915 | $2,639,994 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 9,107 | $2,605,239 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 7,425 | $2,581,970 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 150,000 | $2,566,500 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 17,122 | $2,552,205 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 570,519 | $2,533,104 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 16,165 | $2,517,699 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 120,030 | $2,470,217 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 237,935 | $2,467,386 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,785 | $2,412,549 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 29,466 | $2,308,956 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N566 | COMM ST NO K ETF | 88,056 | $2,242,223 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 70,000 | $2,212,000 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,421 | $2,169,084 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 175,018 | $2,147,471 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 85,442 | $2,112,981 | dollars as filed | principal |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 83,187 | $2,109,622 | dollars as filed | principal |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 41,833 | $2,107,547 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 71,380 | $2,092,862 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 43,571 | $2,091,190 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 14,294 | $2,087,496 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 27,712 | $2,078,349 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,787 | $1,934,122 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 54,228 | $1,897,438 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 137,116 | $1,742,744 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 15,179 | $1,703,387 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N541 | MARKET NEUTRAL | 67,056 | $1,663,659 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 283,945 | $1,592,931 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 10,000 | $1,514,000 | dollars as filed | put |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,038 | $1,493,572 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,695 | $1,472,328 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 165,500 | $1,373,650 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 17,974 | $1,346,972 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 550,626 | $1,310,490 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 64,592 | $1,282,797 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 48,500 | $1,246,450 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 147,033 | $1,236,548 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 4,434 | $1,211,679 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 150,000 | $1,207,500 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 492,595 | $1,162,524 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,000 | $1,105,800 | dollars as filed | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 25,000 | $925,000 | dollars as filed | put |
| HUMANA INC COM | 444859102 | Stock | 1,795 | $873,303 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,715 | $868,082 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,700,000 | $823,500 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 125,000 | $797,500 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 245,000 | $776,650 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 60,000 | $768,600 | dollars as filed | put |
| GENERAC HLDGS INC | 368736104 | COM | 7,000 | $762,720 | dollars as filed | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 16,500 | $752,895 | dollars as filed | put |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 80,000 | $729,600 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 15,000 | $695,250 | dollars as filed | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,635 | $657,300 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 23,718 | $643,707 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 12,733 | $624,808 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 66,000 | $623,040 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 14,800 | $621,304 | dollars as filed | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,411 | $616,988 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 32,200 | $605,682 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 11,519 | $504,532 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,898 | $474,918 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 32,500 | $445,900 | dollars as filed | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 431,590 | $444,538 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 400,000 | $436,000 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,164 | $428,142 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 980 | $426,290 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 30,515 | $424,158 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 120,000 | $416,400 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 4,243 | $410,935 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 16,471 | $409,798 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 102,985 | $405,761 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,960 | $385,630 | dollars as filed | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 38,957 | $335,030 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,000 | $315,750 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 4,576 | $311,488 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 9,267 | $284,682 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 3,874 | $282,957 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 500,000 | $265,700 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 2,395 | $265,126 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,427 | $248,269 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 751 | $238,826 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 4,301 | $227,437 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 2,321 | $216,549 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 361 | $212,506 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 16,478 | $191,474 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 12,665 | $183,896 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 140,000 | $180,600 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 150,000 | $117,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-003963 | this filing | 2023-11-14 | acceptance time not in the bulk data set |