13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 619 holding rows worth $1,544,319,599.
- Accession
- 0001172661-23-003748
- Filer
- CIK 1766530
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 619 entries on the cover page, a total value of $1,544,319,599 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,544,319,599 with VALUE read as dollars as filed, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 8,397 | $291,628 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,466 | $289,084 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,368 | $288,099 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,161 | $286,610 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,474 | $285,758 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,198 | $284,434 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 13,947 | $283,682 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 17,097 | $283,466 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 596 | $282,295 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,654 | $275,619 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 26,662 | $272,752 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,816 | $270,021 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 15,498 | $269,510 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 4,004 | $264,483 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 5,155 | $264,245 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 20,385 | $263,782 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 4,432 | $263,770 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 6,759 | $261,840 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,091 | $261,789 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 4,797 | $258,974 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,353 | $258,863 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 10,384 | $256,786 | dollars as filed | principal |
| ATKORE INC | 047649108 | COMMON STOCK | 1,704 | $254,220 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,492 | $252,471 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 4,843 | $250,794 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 6,703 | $248,748 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,494 | $247,944 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,175 | $247,528 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,775 | $246,656 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 12,043 | $245,791 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 4,762 | $245,737 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,603 | $245,234 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 3,004 | $244,856 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 16,761 | $243,872 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,838 | $242,876 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 5,865 | $242,049 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,001 | $242,025 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 10,809 | $241,797 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 28,390 | $241,315 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,379 | $241,062 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,750 | $240,104 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 7,156 | $240,012 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 1,473 | $238,729 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 2,172 | $236,661 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 3,613 | $235,748 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,336 | $233,920 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,308 | $233,396 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,533 | $231,942 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,544 | $229,939 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,171 | $229,153 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 997 | $228,781 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,013 | $227,222 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 861 | $226,932 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,176 | $224,759 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,460 | $223,044 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 705 | $222,900 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,732 | $220,040 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 302 | $219,331 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 4,630 | $218,400 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 11,415 | $218,027 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 13,069 | $217,466 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,874 | $216,278 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,070 | $216,274 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,439 | $215,225 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,033 | $214,501 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,624 | $213,775 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 7,894 | $213,538 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,490 | $212,320 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 3,087 | $210,039 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,055 | $209,998 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 6,923 | $209,559 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5,689 | $209,403 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,111 | $208,601 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 9,455 | $206,781 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 2,550 | $206,473 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,122 | $206,389 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,073 | $204,331 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,788 | $202,991 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,520 | $202,586 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 611 | $200,579 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 13,578 | $198,504 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 11,378 | $194,106 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 11,685 | $180,533 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 43,000 | $177,160 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 22,352 | $171,663 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 10,000 | $154,400 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 15,845 | $150,215 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,586 | $138,575 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 15,083 | $136,351 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 12,798 | $129,511 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,741 | $128,567 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25,183 | $123,649 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,509 | $119,172 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 21,703 | $117,630 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,851 | $116,822 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,760 | $111,955 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,640 | $110,656 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 12,574 | $108,388 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 145,000 | $101,355 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,211 | $100,897 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 13,655 | $98,999 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 11,378 | $97,850 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 24,900 | $96,363 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,575 | $93,396 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 81,980 | $87,719 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 43,500 | $84,825 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,813 | $73,917 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,016 | $66,371 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 12,407 | $62,655 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 45,100 | $56,826 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 14,000 | $52,920 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,411 | $47,057 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 320,500 | $44,870 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,203 | $37,240 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 25,000 | $24,375 | dollars as filed | principal |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 15,000 | $20,850 | dollars as filed | |
| 1847 HLDGS LLC | 28252B887 | COMMON SHARES | 19,200 | $18,582 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $13,100 | dollars as filed | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $5,659 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-003748 | this filing | 2023-11-13 | acceptance time not in the bulk data set |