13F-HR filed by Lebenthal Global Advisors, LLC
Lebenthal Global Advisors, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 122 holding rows worth $332,240,396.
- Accession
- 0001172661-23-003683
- Filer
- CIK 1845766
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 196 entries on the cover page, a total value of $332,240,396 stated on the cover page (in dollars after the unit check, H1), rows summing to $332,240,396 with VALUE read as dollars as filed, 13F file number 028-20760. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLebenthal Diversified Asset Management Inc.028-22481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 888,730 | $47,600,389 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 581,262 | $44,164,323 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 215,324 | $29,699,708 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 234,619 | $24,057,856 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 173,290 | $15,369,117 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 247,128 | $12,400,925 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 131,956 | $11,927,598 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 108,848 | $11,246,320 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 91,885 | $8,667,512 | dollars as filed | |
| Apple Inc | 037833100 | COM | 49,044 | $8,397,037 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 112,863 | $6,985,091 | dollars as filed | |
| SCHD | 808524797 | COM | 88,738 | $6,279,164 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 95,956 | $5,691,173 | dollars as filed | |
| SPY | 78462F103 | SHS | 12,749 | $5,450,161 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 76,134 | $4,612,198 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 80,722 | $3,970,760 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 14,770 | $3,472,759 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 60,980 | $3,072,197 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 55,090 | $3,058,080 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 122,651 | $2,717,950 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 108,355 | $2,650,378 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 169,369 | $2,567,637 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 36,191 | $2,525,469 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 16,987 | $2,152,932 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 27,087 | $2,116,578 | dollars as filed | |
| VTI | 922908769 | COM | 9,488 | $2,015,366 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 25,415 | $1,922,899 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 21,109 | $1,844,926 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 40,506 | $1,770,939 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,733 | $1,413,886 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,597 | $1,284,791 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,704 | $1,269,865 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 13,715 | $1,269,735 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 11,978 | $1,249,785 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,192 | $1,118,157 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 3,277 | $1,034,888 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 4,429 | $1,018,789 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 11,840 | $1,000,836 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 22,056 | $940,688 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,477 | $939,349 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 19,448 | $935,449 | dollars as filed | |
| FISERV INC | 337738108 | COM | 7,981 | $901,534 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 11,110 | $872,691 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,147 | $843,748 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,910 | $830,834 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 14,243 | $830,367 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 18,474 | $819,179 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,278 | $817,987 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 15,087 | $807,456 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 4,152 | $776,715 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,805 | $754,068 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 18,138 | $741,119 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 5,787 | $735,644 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,633 | $710,111 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,733 | $709,040 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 42,520 | $704,982 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 12,732 | $698,987 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,307 | $697,131 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,783 | $696,362 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,292 | $688,082 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 36,354 | $683,818 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 6,143 | $682,242 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 57,878 | $671,964 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 23,415 | $671,074 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,707 | $639,532 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,433 | $638,812 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,415 | $636,208 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 3,055 | $606,234 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 27,135 | $603,503 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 4,270 | $599,081 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 40,924 | $595,444 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 3,461 | $588,509 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 19,931 | $570,226 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 43,558 | $561,898 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 5,681 | $559,010 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,176 | $532,575 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 42,600 | $529,092 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 6,398 | $522,546 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,916 | $500,107 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,521 | $492,150 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 19,093 | $490,690 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 744 | $481,451 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,553 | $481,056 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 6,868 | $477,120 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 6,770 | $460,563 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 34,817 | $446,006 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,881 | $438,810 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 9,789 | $438,058 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 13,186 | $427,358 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 49,224 | $404,621 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,520 | $392,291 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 80,522 | $390,532 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,804 | $389,342 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,550 | $370,439 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,346 | $365,389 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 4,512 | $353,627 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 5,942 | $348,677 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 23,771 | $345,393 | dollars as filed | |
| Southern Company | 842587107 | COM | 5,291 | $342,434 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,478 | $340,512 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 618 | $332,447 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,044 | $324,968 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 18,338 | $318,531 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,194 | $303,268 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,532 | $298,795 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 28,556 | $282,419 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 8,980 | $276,135 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,049 | $274,546 | dollars as filed | |
| Deere & Company | 244199105 | COM | 714 | $269,449 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,009 | $264,867 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 6,569 | $264,796 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,730 | $257,874 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 17,003 | $255,385 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,890 | $255,067 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,946 | $229,935 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,815 | $223,118 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,676 | $207,036 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 671 | $206,071 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,541 | $205,909 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,560 | $205,686 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 703 | $201,107 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 15,274 | $194,896 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-003683 | this filing | 2023-11-08 | acceptance time not in the bulk data set |