13F-HR filed by CALTON & ASSOCIATES, INC.
CALTON & ASSOCIATES, INC. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-01, with 101 holding rows worth $68,406,984.
- Accession
- 0001172661-23-003567
- Filer
- CIK 822648
- Filed
- 2023-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 101 entries on the cover page, a total value of $68,406,984 stated on the cover page (in dollars after the unit check, H1), rows summing to $68,406,984 with VALUE read as dollars as filed, 13F file number 028-18259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 105,358 | $5,207,846 | dollars as filed | |
| Apple Inc | 037833100 | COM | 23,624 | $4,044,746 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 116,917 | $3,804,479 | dollars as filed | |
| SPY | 78462F103 | SHS | 7,991 | $3,416,091 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,713 | $3,023,361 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,907 | $2,419,347 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 34,665 | $2,054,956 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 38,756 | $1,950,202 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 5,487 | $1,732,454 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 30,990 | $1,659,819 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,060 | $1,542,951 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,304 | $1,541,994 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 11,762 | $1,495,185 | dollars as filed | |
| SCHD | 808524797 | COM | 20,483 | $1,449,384 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,560 | $1,102,034 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 7,640 | $1,095,082 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,674 | $1,055,253 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,131 | $927,094 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 4,003 | $920,727 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 2,069 | $846,234 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 13,975 | $804,960 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 39,775 | $741,567 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 21,110 | $738,639 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 22,586 | $732,025 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 6,895 | $629,100 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,905 | $624,510 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 8,644 | $588,051 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 16,955 | $568,671 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 8,732 | $536,494 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 10,859 | $520,890 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,912 | $520,657 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,721 | $507,511 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 9,006 | $497,762 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,981 | $495,686 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,758 | $491,772 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 6,299 | $477,719 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,531 | $469,955 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 3,339 | $460,548 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,742 | $449,503 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 22,352 | $440,107 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 9,237 | $433,502 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 9,905 | $414,221 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 12,040 | $405,748 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,034 | $404,565 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 7,960 | $404,368 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 12,820 | $401,394 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,573 | $383,577 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,247 | $374,362 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 9,020 | $372,153 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,348 | $365,648 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,994 | $349,498 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 8,903 | $343,567 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 11,850 | $335,000 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,525 | $320,897 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 8,115 | $318,920 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,051 | $317,570 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,326 | $312,058 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 15,175 | $308,660 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 6,806 | $302,818 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 7,143 | $297,863 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,765 | $297,575 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,876 | $294,858 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 2,040 | $286,219 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,047 | $285,960 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 9,357 | $284,982 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 29,756 | $283,277 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,887 | $282,663 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 20,160 | $282,038 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,869 | $272,574 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,580 | $270,848 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,863 | $270,132 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 7,205 | $262,406 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,645 | $255,612 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 300 | $249,007 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 14,385 | $248,564 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,043 | $244,521 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 611 | $241,901 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,723 | $240,354 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,111 | $235,867 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 5,527 | $232,393 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,017 | $226,728 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,669 | $223,598 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,007 | $221,676 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 26,450 | $217,155 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 3,690 | $206,546 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 8,543 | $203,919 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 5,370 | $203,647 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,391 | $202,341 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,350 | $178,890 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 24,334 | $177,395 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,763 | $175,757 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 13,650 | $169,533 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 20,000 | $159,800 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 19,400 | $143,172 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,205 | $130,105 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,146 | $127,255 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,580 | $121,469 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 13,420 | $104,676 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 20,185 | $100,723 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 19,300 | $24,125 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 19,880 | $14,968 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-003567 | this filing | 2023-11-01 | acceptance time not in the bulk data set |