13F-HR filed by AlphaQ Advisors LLC
AlphaQ Advisors LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-27, with 168 holding rows worth $115,309,369.
- Accession
- 0001172661-23-003512
- Filer
- CIK 1965649
- Filed
- 2023-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 168 entries on the cover page, a total value of $115,309,369 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,309,369 with VALUE read as dollars as filed, 13F file number 028-23095. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 355,928 | $6,940,596 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 146,366 | $4,006,056 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 40,761 | $3,833,164 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,156 | $2,981,103 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 82,872 | $2,886,432 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 17,743 | $2,837,638 | dollars as filed | |
| Apple Inc | 037833100 | COM | 16,290 | $2,788,944 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 57,186 | $2,529,337 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 24,220 | $2,223,880 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 6,946 | $2,193,200 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 88,566 | $2,187,580 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 78,514 | $2,130,085 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 16,559 | $2,104,980 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 55,722 | $2,071,187 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,725 | $2,019,843 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 41,968 | $1,941,440 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 66,821 | $1,754,719 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,527 | $1,725,691 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 7,305 | $1,680,223 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 79,182 | $1,572,555 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 9,144 | $1,280,617 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 2,290 | $1,167,671 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,735 | $1,143,062 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,040 | $1,093,875 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 6,478 | $1,092,320 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 62,399 | $1,000,256 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 30,504 | $966,062 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,353 | $959,057 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 31,790 | $958,469 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,189 | $885,424 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,000 | $870,025 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 31,477 | $861,525 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 32,740 | $858,443 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,953 | $849,262 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 16,371 | $828,361 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 18,994 | $822,250 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,812 | $792,333 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,140 | $780,355 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 20,648 | $773,887 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,671 | $766,421 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 12,319 | $756,879 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 15,261 | $734,054 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,530 | $729,131 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,064 | $727,239 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 24,643 | $713,661 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 42,647 | $712,631 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 20,121 | $655,341 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,178 | $650,724 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 22,466 | $649,267 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 209 | $644,546 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 13,415 | $638,420 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 6,919 | $629,214 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 14,147 | $618,507 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 4,880 | $611,171 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 8,373 | $586,361 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,967 | $583,194 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 14,977 | $559,091 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 10,031 | $558,225 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 27,364 | $556,584 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 35,774 | $536,252 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 1,107 | $532,478 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,624 | $496,403 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,059 | $495,354 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,235 | $488,949 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 21,551 | $477,570 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 5,640 | $469,852 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 7,261 | $467,463 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,875 | $455,594 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,922 | $455,191 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,218 | $454,329 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,289 | $451,537 | dollars as filed | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 18,812 | $446,409 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 31,449 | $441,236 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 2,446 | $440,207 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,000 | $427,480 | dollars as filed | put |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,673 | $426,264 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,978 | $423,900 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 52,397 | $421,796 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,279 | $413,223 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,760 | $412,882 | dollars as filed | |
| SCHD | 808524797 | COM | 5,821 | $411,894 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,327 | $409,167 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,370 | $406,337 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,018 | $399,769 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 24,738 | $395,808 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 52,124 | $391,972 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 22,790 | $389,937 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,727 | $386,443 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,187 | $385,511 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,419 | $381,299 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 11,942 | $381,189 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,739 | $380,551 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,625 | $376,830 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,823 | $373,511 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 16,130 | $352,279 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 10,702 | $350,919 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,564 | $345,597 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 6,489 | $342,554 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,857 | $339,940 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,887 | $331,045 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 38,265 | $327,548 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,394 | $325,016 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,431 | $322,102 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,208 | $322,059 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 93,678 | $321,316 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,432 | $317,741 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 5,437 | $316,868 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 3,209 | $316,054 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 1,230 | $313,724 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 63,856 | $304,593 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,328 | $298,938 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 3,631 | $294,293 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,618 | $293,890 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 16,550 | $291,777 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 543 | $291,662 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 971 | $291,504 | dollars as filed | |
| Deere & Company | 244199105 | COM | 770 | $290,583 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,157 | $289,505 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,354 | $287,831 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,570 | $286,792 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,879 | $280,084 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,406 | $275,140 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,566 | $273,124 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,897 | $272,089 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 13,013 | $270,931 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,330 | $269,870 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 468 | $264,401 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,433 | $263,567 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,004 | $262,670 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,448 | $261,487 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,380 | $261,171 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 23,501 | $257,337 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,156 | $257,187 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 16,606 | $256,895 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,293 | $254,398 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 13,135 | $250,879 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 827 | $249,886 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 488 | $246,045 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 18,169 | $243,465 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,149 | $240,492 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 982 | $230,083 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 1,661 | $229,102 | dollars as filed | |
| Avantis International Small Cp Eq ETF | 025072190 | SHS | 4,874 | $228,974 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 650 | $224,276 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 821 | $220,652 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 24,510 | $208,090 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,331 | $207,628 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 21,647 | $205,214 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 2,014 | $202,931 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 19,857 | $195,591 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 14,224 | $156,748 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 11,265 | $141,376 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,784 | $118,516 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,896 | $92,670 | dollars as filed | |
| BOGOTA FINL CORP | 097235105 | COM | 11,851 | $87,579 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,720 | $75,683 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 11,710 | $74,710 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,291 | $72,148 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,545 | $67,654 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,228 | $61,877 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,000 | $48,400 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,364 | $46,251 | dollars as filed | |
| NUTRIBAND INC | 67092M208 | COM NEW | 17,502 | $44,630 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 11,182 | $43,722 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,381 | $42,793 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 20,000 | $13,142 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 10,000 | $9,361 | dollars as filed | principal |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,000 | $5,165 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-003512 | this filing | 2023-10-27 | acceptance time not in the bulk data set |