13F-HR filed by Clear Harbor Asset Management, LLC
Clear Harbor Asset Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-26, with 349 holding rows worth $965,361,672.
- Accession
- 0001172661-23-003500
- Filer
- CIK 1511857
- Filed
- 2023-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 349 entries on the cover page, a total value of $965,361,672 stated on the cover page (in dollars after the unit check, H1), rows summing to $965,361,672 with VALUE read as dollars as filed, 13F file number 028-14126. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 226,972 | $109,918,372 | dollars as filed | |
| Apple Inc | 037833100 | COM | 351,212 | $60,131,121 | dollars as filed | |
| SPY | 78462F103 | SHS | 65,133 | $27,843,088 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 217,099 | $26,883,439 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 898,188 | $24,233,126 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 60,566 | $23,591,668 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 69,065 | $21,807,533 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 175,047 | $21,031,897 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 57,588 | $20,173,076 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 140,465 | $18,520,310 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 121,454 | $17,613,343 | dollars as filed | |
| VTI | 922908769 | COM | 80,296 | $17,055,716 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 277,835 | $14,964,193 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 50,350 | $13,745,550 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 104,524 | $13,678,011 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 53,914 | $13,376,234 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 55,602 | $12,763,554 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 84,741 | $10,772,276 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 203,896 | $10,576,115 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 56,249 | $10,391,493 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 37,105 | $9,869,662 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 63,062 | $9,821,913 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 299,241 | $9,521,874 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 119,167 | $8,450,132 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 19,794 | $7,836,698 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 186,139 | $7,063,982 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 35,181 | $7,044,030 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 194,065 | $6,790,334 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 156,569 | $6,746,558 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 229,908 | $6,632,846 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 251,915 | $6,229,860 | dollars as filed | principal |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 16,620 | $6,177,199 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 61,399 | $6,001,801 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 25,965 | $5,972,262 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 19,262 | $5,820,207 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 8,815 | $5,699,422 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 3,739 | $5,505,640 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 14,129 | $5,301,645 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 36,262 | $5,289,175 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 34,060 | $5,076,984 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,966 | $5,044,530 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 35,931 | $5,012,808 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 24,390 | $4,966,536 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 47,967 | $4,955,994 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 68,485 | $4,928,883 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 28,364 | $4,804,862 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 12,776 | $4,668,478 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 44,733 | $4,605,262 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 26,129 | $4,545,956 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 42,005 | $4,500,433 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 520,775 | $4,421,380 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 107,033 | $4,348,751 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,611 | $4,341,580 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 9,919 | $4,314,687 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 28,205 | $4,167,645 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 42,795 | $4,144,696 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 46,943 | $4,079,347 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 7,847 | $4,026,350 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 41,587 | $3,798,986 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 41,166 | $3,793,859 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 1,216 | $3,750,083 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 22,229 | $3,599,648 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 8,173 | $3,573,808 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 9,167 | $3,539,745 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 53,677 | $3,496,520 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 22,421 | $3,472,564 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 20,703 | $3,404,686 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,501,169 | $3,377,630 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 37,945 | $3,253,404 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 78,853 | $3,243,224 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 319,865 | $3,233,835 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 29,992 | $3,176,753 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 7,112 | $3,092,653 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,997 | $2,939,147 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 16,875 | $2,938,275 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 62,101 | $2,937,998 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 17,303 | $2,917,632 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 83,726 | $2,874,314 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 28,250 | $2,697,028 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 32,748 | $2,626,428 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 9,752 | $2,621,068 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 6,240 | $2,549,539 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 9,649 | $2,501,799 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 184,700 | $2,480,521 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 4,824 | $2,464,909 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 18,329 | $2,400,366 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,878 | $2,365,054 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 17,042 | $2,339,526 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 45,904 | $2,306,217 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 9,689 | $2,270,133 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 39,622 | $2,233,492 | dollars as filed | |
| SPY | 78462F103 | SHS | 5,000 | $2,137,400 | dollars as filed | put |
| Wells Fargo & Company | 949746101 | COM | 52,268 | $2,135,670 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 14,305 | $2,134,020 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 14,926 | $2,066,505 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 18,109 | $2,032,373 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 41,940 | $2,000,538 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 49,036 | $1,949,671 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 9,553 | $1,943,558 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 58,049 | $1,925,485 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 73,895 | $1,875,455 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,251 | $1,852,483 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 13,045 | $1,848,437 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 30,038 | $1,805,584 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 6,707 | $1,678,226 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 22,471 | $1,661,955 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 6,266 | $1,659,989 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,311 | $1,655,359 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 95,630 | $1,651,530 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 7,785 | $1,618,034 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 27,386 | $1,600,986 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,639 | $1,553,474 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 24,335 | $1,534,078 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,665 | $1,505,618 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 6,076 | $1,494,574 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,127 | $1,485,343 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 22,818 | $1,480,432 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 21,165 | $1,439,855 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 18,758 | $1,435,175 | dollars as filed | |
| Intel Corp | 458140100 | COM | 39,751 | $1,413,148 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 6,437 | $1,340,055 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 12,016 | $1,334,497 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 13,998 | $1,325,611 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 21,682 | $1,274,685 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 33,692 | $1,256,712 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 6,015 | $1,244,564 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 4,283 | $1,225,238 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,162 | $1,216,511 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 17,387 | $1,204,050 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 100,805 | $1,187,483 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 6,512 | $1,171,965 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,707 | $1,149,915 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,469 | $1,138,875 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 5,413 | $1,097,648 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 16,535 | $1,092,137 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 3,901 | $1,066,026 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 29,475 | $1,047,836 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,941 | $1,041,296 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 11,720 | $1,015,304 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 43,495 | $972,983 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 53,835 | $963,108 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 11,169 | $963,103 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 55,532 | $956,816 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 25,400 | $952,246 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,032 | $927,892 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 26,508 | $920,623 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 65,770 | $910,257 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 16,184 | $905,980 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 15,975 | $900,511 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 32,542 | $891,000 | dollars as filed | |
| Deere & Company | 244199105 | COM | 2,324 | $877,031 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,881 | $857,638 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 10,491 | $850,296 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 38,548 | $849,598 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 10,397 | $846,452 | dollars as filed | |
| VWO | 922042858 | SHS | 21,439 | $840,650 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 32,658 | $831,473 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 4,993 | $831,235 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 117,365 | $816,865 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 14,910 | $806,929 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 13,314 | $792,316 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 4,593 | $778,238 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 94,945 | $776,650 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,791 | $769,232 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 10,993 | $767,531 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 10,940 | $753,766 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 127,310 | $743,490 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,220 | $741,598 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 9,447 | $740,267 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 14,830 | $738,979 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 32,804 | $730,873 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 47,885 | $727,852 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 69,030 | $721,364 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 6,509 | $719,700 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 1,132 | $709,504 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 62,815 | $706,669 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,205 | $701,774 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 67,100 | $684,420 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,214 | $680,940 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 70,321 | $675,082 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 33,516 | $675,012 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 56,250 | $673,875 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,446 | $669,097 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 20,830 | $640,523 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 14,011 | $639,322 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,000 | $634,500 | dollars as filed | call |
| KKR & CO INC | 48251W104 | COM | 10,125 | $623,700 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,963 | $595,711 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 10,211 | $595,301 | dollars as filed | |
| Boeing Company | 097023105 | COM | 3,078 | $589,991 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 7,979 | $584,542 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,689 | $573,418 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 33,833 | $545,726 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 56,735 | $545,223 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 24,594 | $535,434 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,219 | $531,607 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $531,477 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 12,135 | $530,544 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 112,617 | $528,174 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 9,648 | $526,781 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,803 | $525,172 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 11,344 | $522,845 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,492 | $519,945 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 34,299 | $515,171 | dollars as filed | |
| Linde plc | G54950103 | COM | 1,374 | $511,609 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 6,213 | $507,416 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 10,214 | $495,379 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,276 | $491,636 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,693 | $479,796 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,785 | $478,207 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 5,123 | $474,287 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 56,650 | $473,028 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 11,894 | $471,835 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 10,170 | $467,718 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 80,000 | $467,200 | dollars as filed | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 32,973 | $464,919 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 4,100 | $453,870 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 8,920 | $453,760 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,885 | $445,859 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 12,500 | $445,250 | dollars as filed | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,375 | $445,039 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 938,847 | $440,319 | dollars as filed | |
| IJH | 464287507 | COM | 1,761 | $439,105 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 11,705 | $434,021 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,170 | $428,759 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,621 | $428,036 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 11,224 | $414,727 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,118 | $412,672 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,415 | $409,323 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,041 | $401,934 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 85,388 | $397,908 | dollars as filed | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,025 | $396,860 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 12,090 | $391,837 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 32,625 | $390,195 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 7,610 | $381,718 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,274 | $375,034 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,348 | $373,907 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 26,599 | $373,184 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 14,865 | $372,220 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,000 | $371,670 | dollars as filed | call |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,500 | $369,775 | dollars as filed | put |
| Walmart Inc. | 931142103 | COM | 2,308 | $369,118 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,000 | $359,500 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 9,750 | $358,410 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,774 | $357,764 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,619 | $355,241 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,801 | $354,347 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 5,733 | $353,325 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 9,750 | $349,050 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 25,280 | $348,902 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 103,689 | $348,395 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,816 | $347,027 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,732 | $346,539 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 6,249 | $344,945 | dollars as filed | |
| Apple Inc | 037833100 | COM | 2,000 | $342,420 | dollars as filed | put |
| McDonalds Corporation | 580135101 | COM | 1,285 | $338,520 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,800 | $335,350 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,140 | $329,292 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 12,150 | $329,022 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,347 | $317,418 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 5,562 | $305,354 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4,000 | $300,320 | dollars as filed | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,822 | $298,755 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,000 | $298,380 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 5,325 | $298,253 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 21,500 | $297,775 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 19,971 | $293,552 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 11,870 | $292,121 | dollars as filed | |
| LIQTECH INTL INC | 53632A300 | COM | 74,759 | $290,813 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,082 | $290,725 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,845 | $290,271 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,000 | $290,200 | dollars as filed | call |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 15,676 | $287,498 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 12,948 | $285,244 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,311 | $283,721 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,725 | $281,465 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,504 | $278,971 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 5,000 | $270,600 | dollars as filed | put |
| MOSAIC CO COM | 61945C103 | Stock | 7,557 | $269,029 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 131,761 | $267,475 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,000 | $265,990 | dollars as filed | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 9,865 | $264,382 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,502 | $264,121 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,821 | $263,346 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 90,202 | $261,586 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 17,792 | $258,874 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,042 | $256,627 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 4,628 | $250,652 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,172 | $249,964 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 24,475 | $241,324 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 1,857 | $240,147 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 1,994 | $238,881 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,000 | $234,600 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,667 | $233,880 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,450 | $233,634 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 20,131 | $226,675 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,445 | $225,232 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 3,511 | $223,721 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 5,308 | $223,201 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,077 | $218,685 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,536 | $218,672 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,584 | $217,433 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 29,400 | $212,856 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 4,152 | $209,219 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,897 | $208,708 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 4,729 | $207,840 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 8,419 | $202,098 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 3,832 | $201,142 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 19,794 | $192,992 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 17,111 | $185,825 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,000 | $182,520 | dollars as filed | call |
| GRAFTECH INTL LTD | 384313508 | COM | 47,400 | $181,542 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 11,100 | $177,600 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,600 | $176,936 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,000 | $163,200 | dollars as filed | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 3,000 | $162,360 | dollars as filed | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,250 | $160,208 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 29,500 | $160,185 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 23,380 | $156,880 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,000 | $156,390 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 64,985 | $135,169 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,000 | $131,880 | dollars as filed | call |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 39,500 | $127,190 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 26,485 | $121,831 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 14,035 | $116,075 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 19,000 | $114,270 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,000 | $111,240 | dollars as filed | call |
| UNIQURE NV | N90064101 | SHS | 16,000 | $107,360 | dollars as filed | call |
| COMSCORE INC | 20564W105 | COM | 172,604 | $105,962 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $102,820 | dollars as filed | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,000 | $96,750 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 5,000 | $86,350 | dollars as filed | call |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 63,754 | $82,243 | dollars as filed | |
| STEM INC | 85859N102 | COM | 19,383 | $82,184 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 14,000 | $80,500 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 17,933 | $78,547 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 10,000 | $66,700 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 300 | $63,984 | dollars as filed | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 18,220 | $59,579 | dollars as filed | |
| CONTEXT THERAPEUTICS INC | 21077P108 | COM | 36,000 | $54,360 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,045 | $44,204 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 37,075 | $41,895 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 21,748 | $25,663 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 6,000 | $19,620 | dollars as filed | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,000 | $16,800 | dollars as filed | call |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 10,250 | $10,021 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 10,000 | $7,133 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 14,500 | $6,930 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 13,500 | $6,419 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-003500 | this filing | 2023-10-26 | acceptance time not in the bulk data set |