13F-HR filed by J.W. COLE ADVISORS, INC.
J.W. COLE ADVISORS, INC. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-24, with 734 holding rows worth $1,356,620,584.
- Accession
- 0001172661-23-003490
- Filer
- CIK 1404763
- Filed
- 2023-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 734 entries on the cover page, a total value of $1,356,620,584 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,356,620,584 with VALUE read as dollars as filed, 13F file number 028-19681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Airbnb, Inc. Class A | 009066101 | COM | 2,687 | $368,616 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4,908 | $368,493 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17,620 | $367,201 | dollars as filed | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 16,282 | $366,355 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 7,867 | $363,687 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 560 | $361,982 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 4,501 | $361,484 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 5,727 | $360,256 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 11,170 | $360,241 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,469 | $358,202 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,538 | $357,089 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 46,631 | $356,261 | dollars as filed | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 14,340 | $355,923 | dollars as filed | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 14,839 | $355,699 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,039 | $354,684 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 10,321 | $354,326 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,236 | $354,078 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 9,353 | $353,468 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 3,488 | $352,585 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 64,995 | $352,273 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,648 | $351,494 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 5,300 | $350,062 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 8,509 | $349,130 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 18,404 | $348,013 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 4,683 | $346,803 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,852 | $344,211 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 7,142 | $342,602 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 3,773 | $338,675 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 7,325 | $335,778 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,927 | $335,496 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 8,996 | $334,547 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,299 | $333,906 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,172 | $333,619 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 17,917 | $332,197 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,466 | $331,168 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 17,239 | $330,821 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,429 | $329,907 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,658 | $328,999 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,427 | $328,569 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 5,017 | $327,993 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,871 | $326,619 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,039 | $325,576 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 4,345 | $324,909 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,517 | $323,691 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 9,230 | $322,123 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,660 | $321,684 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,138 | $318,972 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,192 | $315,698 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 13,043 | $312,249 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,554 | $311,674 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,110 | $306,567 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,000 | $305,600 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 8,146 | $305,475 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,784 | $303,707 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,868 | $303,583 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,236 | $302,227 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 22,360 | $301,854 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 8,233 | $300,751 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 8,189 | $299,646 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,158 | $299,286 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 18,842 | $299,210 | dollars as filed | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,961 | $298,141 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 7,201 | $296,490 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 6,692 | $296,447 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,789 | $296,101 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 30,125 | $295,526 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 7,018 | $294,282 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 13,166 | $292,022 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,420 | $290,843 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 16,759 | $290,266 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,548 | $288,784 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 3,427 | $288,257 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 10,846 | $287,084 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,297 | $287,007 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 4,611 | $286,498 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,324 | $285,322 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 4,135 | $281,351 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,769 | $281,242 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 6,653 | $280,306 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,683 | $279,962 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 8,971 | $278,550 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 7,123 | $278,501 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 3,785 | $277,213 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,100 | $276,568 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,454 | $275,138 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,621 | $274,251 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 7,410 | $273,788 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 843 | $273,216 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 10,443 | $269,963 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,349 | $269,758 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,328 | $269,535 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,864 | $265,663 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 22,185 | $265,554 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 10,660 | $265,544 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 6,549 | $265,544 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 551 | $265,242 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,523 | $264,921 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 6,048 | $264,374 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 19,231 | $263,855 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 25,260 | $262,699 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 11,032 | $262,671 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 12,624 | $262,575 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 24,140 | $262,157 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,163 | $260,468 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,801 | $257,937 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 15,013 | $256,725 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 10,747 | $256,208 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 83 | $255,968 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,235 | $255,544 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 11,345 | $254,930 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,874 | $254,754 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,041 | $254,741 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 4,399 | $254,455 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,102 | $254,116 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,860 | $253,813 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 24,588 | $253,499 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 10,573 | $252,685 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,032 | $251,576 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,255 | $249,845 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,252 | $246,591 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 3,620 | $246,288 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,443 | $244,591 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,207 | $244,445 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 902 | $243,558 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 12,902 | $242,681 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 4,419 | $242,582 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 5,975 | $242,064 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 4,718 | $241,827 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 1,902 | $241,364 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,274 | $241,029 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 4,996 | $240,178 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,892 | $239,842 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 32,456 | $239,200 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,326 | $238,658 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 7,100 | $237,992 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 623 | $235,827 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,700 | $235,465 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,943 | $233,451 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,977 | $232,632 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,111 | $230,785 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,643 | $230,583 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 8,034 | $229,439 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 7,850 | $227,872 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,176 | $227,596 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,194 | $226,955 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,331 | $226,194 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 992 | $226,068 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 4,157 | $225,031 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,611 | $222,396 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,693 | $221,884 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,820 | $221,309 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,294 | $220,409 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 9,611 | $220,280 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,797 | $220,121 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,396 | $219,456 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,857 | $219,400 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,648 | $218,616 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,778 | $218,573 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 1,481 | $218,297 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 59,518 | $217,834 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,280 | $217,588 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,237 | $216,766 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,660 | $215,703 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 3,397 | $215,050 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 11,371 | $213,882 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 13,385 | $213,758 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 7,600 | $212,116 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,048 | $211,589 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,935 | $211,552 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 9,122 | $211,545 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 143 | $210,566 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,836 | $209,980 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 42,843 | $209,931 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,217 | $208,922 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,348 | $207,210 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 5,684 | $206,042 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,967 | $205,519 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 8,729 | $205,174 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 8,382 | $204,018 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,827 | $203,642 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,138 | $203,594 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 7,195 | $203,065 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,021 | $200,441 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 10,225 | $198,007 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 11,166 | $196,693 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,815 | $194,711 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 17,389 | $190,404 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 24,866 | $188,484 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,207 | $182,989 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 10,287 | $181,775 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,710 | $170,502 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 20,651 | $166,449 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 14,630 | $166,197 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,502 | $164,458 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,117 | $156,303 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 18,659 | $155,989 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 18,884 | $149,940 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 10,135 | $141,481 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 19,900 | $140,892 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 25,183 | $140,773 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 19,375 | $139,888 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 14,229 | $136,880 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,818 | $132,002 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 13,168 | $129,835 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 15,900 | $127,041 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 23,928 | $119,399 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 15,601 | $117,947 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 15,636 | $108,670 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,705 | $107,148 | dollars as filed | |
| STEM INC | 85859N102 | COM | 24,971 | $105,877 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,533 | $103,933 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,972 | $103,573 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,027 | $101,871 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,568 | $94,026 | dollars as filed | |
| NN INC | 629337106 | COM | 49,810 | $92,647 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 21,796 | $81,951 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,225 | $77,710 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 45,600 | $77,064 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,777 | $58,734 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 14,726 | $56,399 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 10,309 | $52,887 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,882 | $51,914 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 12,351 | $48,910 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 15,670 | $37,451 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 21,800 | $25,288 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 19,000 | $20,450 | dollars as filed | principal |
| NIKOLA CORP | 654110105 | COM | 12,938 | $20,313 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 13,473 | $18,862 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,403 | $15,971 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 15,000 | $14,738 | dollars as filed | principal |
| SNOW LAKE RES LTD | 83336J208 | COM | 10,750 | $14,190 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 12,500 | $7,384 | dollars as filed | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 27,000 | $3,861 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,752 | $1,398 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-003490 | this filing | 2023-10-24 | acceptance time not in the bulk data set |