13F-HR filed by TFG Advisers LLC
TFG Advisers LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-19, with 193 holding rows worth $212,824,357.
- Accession
- 0001172661-23-003461
- Filer
- CIK 1806473
- Filed
- 2023-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 193 entries on the cover page, a total value of $212,824,357 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,824,357 with VALUE read as dollars as filed, 13F file number 028-20204. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 81,542 | $13,960,721 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 31,879 | $10,065,925 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 26,483 | $6,371,295 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,067 | $5,122,561 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 35,239 | $5,110,346 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 37,944 | $4,823,470 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,591 | $4,331,335 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 13,148 | $3,593,024 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 19,849 | $3,346,977 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 16,296 | $3,318,261 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 48,641 | $3,297,853 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 7,395 | $3,216,572 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 18,778 | $3,181,701 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 21,401 | $3,121,494 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 20,068 | $2,991,404 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 12,751 | $2,932,746 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 17,418 | $2,864,338 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 18,330 | $2,854,914 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 21,514 | $2,815,220 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 65,730 | $2,692,293 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 7,904 | $2,388,219 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 39,096 | $2,239,809 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 58,246 | $2,177,816 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 9,122 | $2,100,917 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 10,289 | $2,064,294 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,298 | $2,033,870 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 37,035 | $1,991,027 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 24,814 | $1,936,764 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 46,117 | $1,933,691 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 52,082 | $1,921,836 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 188,548 | $1,885,482 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 33,375 | $1,804,921 | dollars as filed | |
| Southern Company | 842587107 | COM | 26,894 | $1,740,566 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 57,103 | $1,721,665 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,181 | $1,708,673 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 22,211 | $1,670,682 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 5,974 | $1,573,726 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 10,052 | $1,561,891 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,111 | $1,519,741 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 42,312 | $1,452,584 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 51,225 | $1,444,537 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 25,479 | $1,426,299 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 6,663 | $1,387,196 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,876 | $1,365,885 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 14,150 | $1,342,718 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 4,943 | $1,309,597 | dollars as filed | |
| Linde plc | G54950103 | COM | 3,467 | $1,290,872 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 75,458 | $1,260,909 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,862 | $1,225,473 | dollars as filed | |
| Boeing Company | 097023105 | COM | 6,349 | $1,216,932 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 2,967 | $1,213,570 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 8,190 | $1,189,789 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 12,044 | $1,187,453 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,961 | $1,173,802 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 19,548 | $1,162,122 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 10,455 | $1,161,170 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 4,863 | $1,111,106 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,738 | $1,084,886 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 7,538 | $1,057,570 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 6,012 | $1,046,889 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,189 | $1,031,776 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 5,181 | $957,223 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,555 | $948,554 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,404 | $916,857 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 8,241 | $916,000 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,166 | $906,504 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,943 | $891,391 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 32,347 | $875,318 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 9,123 | $872,337 | dollars as filed | |
| IJH | 464287507 | COM | 3,400 | $847,687 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 9,777 | $838,047 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,145 | $835,685 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 22,099 | $824,073 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,181 | $821,737 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,695 | $816,880 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,150 | $814,495 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 2,601 | $798,806 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 13,220 | $777,227 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,004 | $763,652 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,957 | $741,631 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 14,445 | $721,407 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,800 | $712,751 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,887 | $711,611 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,410 | $683,069 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 9,105 | $679,141 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 5,231 | $678,938 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,686 | $675,722 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 22,471 | $675,042 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 11,956 | $670,606 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 39,173 | $649,490 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 6,512 | $646,479 | dollars as filed | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 18,890 | $632,010 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,327 | $613,158 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,433 | $612,746 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,320 | $612,255 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 6,300 | $610,183 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,704 | $599,858 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 6,557 | $598,498 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,531 | $590,366 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 11,719 | $589,001 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 2,872 | $582,384 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 9,296 | $575,058 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,507 | $566,924 | dollars as filed | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 7,529 | $565,691 | dollars as filed | |
| VWO | 922042858 | SHS | 14,250 | $558,757 | dollars as filed | |
| Intel Corp | 458140100 | COM | 14,521 | $516,220 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,054 | $515,599 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 15,527 | $503,226 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,115 | $495,723 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,979 | $480,794 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 10,701 | $478,001 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,378 | $474,303 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 4,106 | $473,550 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 5,126 | $466,590 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,708 | $465,122 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 8,407 | $459,352 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,660 | $453,100 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 680 | $439,699 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,267 | $438,745 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,053 | $430,416 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,655 | $424,672 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,346 | $404,083 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,575 | $400,206 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,263 | $399,978 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,935 | $394,076 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 4,813 | $390,066 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,825 | $389,188 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 6,884 | $379,979 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,589 | $376,520 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,849 | $373,598 | dollars as filed | |
| VTI | 922908769 | COM | 1,746 | $370,868 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 6,210 | $370,366 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,522 | $369,116 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,035 | $364,402 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,479 | $357,955 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,234 | $356,569 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 770 | $351,514 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 978 | $350,342 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,632 | $333,357 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,213 | $332,299 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,939 | $330,846 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,792 | $324,347 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,366 | $311,645 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,081 | $310,437 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,453 | $302,038 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 17,369 | $298,053 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 8,853 | $297,198 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,134 | $294,032 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,801 | $292,287 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,742 | $287,573 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 3,218 | $284,016 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 26,534 | $279,667 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 5,225 | $276,481 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 15,974 | $273,162 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,707 | $272,178 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 21,779 | $270,500 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 9,169 | $266,832 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,063 | $265,651 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,283 | $265,113 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,206 | $265,099 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,259 | $255,669 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,286 | $252,180 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,170 | $250,539 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,478 | $245,914 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,600 | $245,206 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,304 | $244,820 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 559 | $240,143 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,399 | $239,859 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 470 | $239,569 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,189 | $238,991 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,295 | $238,076 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,085 | $231,912 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,819 | $226,902 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 15,058 | $226,176 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,263 | $225,958 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 248 | $225,397 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,283 | $221,828 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 5,830 | $220,563 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 498 | $219,412 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 971 | $217,638 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,094 | $215,992 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 6,961 | $214,061 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,427 | $214,050 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 6,319 | $209,613 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 2,774 | $207,996 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 18,594 | $207,506 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,570 | $207,203 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 502 | $206,259 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,830 | $204,446 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,612 | $204,390 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,114 | $204,178 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,427 | $203,427 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,648 | $165,311 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-003461 | this filing | 2023-10-19 | acceptance time not in the bulk data set |