13F-HR filed by Traynor Capital Management, Inc.
Traynor Capital Management, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-16, with 233 holding rows worth $797,944,975.
- Accession
- 0001172661-23-003412
- Filer
- CIK 1666786
- Filed
- 2023-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 233 entries on the cover page, a total value of $797,944,975 stated on the cover page (in dollars after the unit check, H1), rows summing to $797,944,975 with VALUE read as dollars as filed, 13F file number 028-17267. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NVIDIA Corp | 67066G104 | COM | 220,621 | $95,968,121 | dollars as filed | |
| Apple Inc | 037833100 | COM | 523,127 | $89,564,511 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 519,182 | $65,998,370 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 406,087 | $53,140,605 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 97,803 | $36,930,286 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 245,300 | $31,182,536 | dollars as filed | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 196,326 | $17,853,868 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 18,201 | $14,978,936 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 792,191 | $14,948,642 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 56,805 | $14,213,641 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 88,300 | $13,584,090 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 39,602 | $12,504,462 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 40,423 | $12,214,202 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 173,097 | $11,843,263 | dollars as filed | |
| IJH | 464287507 | COM | 41,889 | $10,445,038 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 167,467 | $10,145,180 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 21,692 | $9,548,458 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 17,058 | $9,162,300 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 39,775 | $9,148,629 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 450,700 | $8,504,709 | dollars as filed | call |
| Boeing Company | 097023105 | COM | 43,909 | $8,416,527 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 63,518 | $8,374,882 | dollars as filed | |
| Deere & Company | 244199105 | COM | 21,222 | $8,008,701 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 606,909 | $7,537,803 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 74,556 | $7,032,893 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 14,040 | $6,650,233 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 41,513 | $6,020,264 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 47,032 | $5,781,656 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 15,401 | $5,517,615 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 32,253 | $5,398,464 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 51,901 | $5,336,415 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 328,042 | $5,074,808 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 203,278 | $5,063,643 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 324,614 | $4,859,468 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,578 | $4,756,208 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 68,513 | $4,673,957 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 17,291 | $4,647,116 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 84,308 | $4,515,548 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 92,916 | $4,003,771 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 21,119 | $3,677,285 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 67,535 | $3,655,011 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 33,841 | $3,642,594 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 92,707 | $3,457,041 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 7,891 | $3,227,109 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 12,792 | $3,173,618 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,035 | $3,127,382 | dollars as filed | |
| Apple Inc | 037833100 | COM | 18,100 | $3,098,901 | dollars as filed | call |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,612 | $2,989,311 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 218,605 | $2,929,304 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 23,118 | $2,777,628 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 10,079 | $2,751,655 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 3,305 | $2,744,733 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 11,568 | $2,655,435 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 42,500 | $2,497,725 | dollars as filed | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,222 | $2,472,995 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 195,952 | $2,459,194 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,586 | $2,398,766 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 29,457 | $2,228,744 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 47,060 | $2,164,301 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 12,608 | $2,125,994 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 13,254 | $2,072,299 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,161 | $2,067,258 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 9,949 | $2,020,202 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 12,319 | $1,918,720 | dollars as filed | |
| VTI | 922908769 | COM | 8,261 | $1,754,773 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 132,000 | $1,656,600 | dollars as filed | call |
| SPY | 78462F103 | SHS | 3,708 | $1,584,966 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 25,319 | $1,487,989 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 29,600 | $1,487,703 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 13,778 | $1,405,598 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 28,016 | $1,347,553 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 5,002 | $1,317,708 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 16,764 | $1,310,931 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 5,713 | $1,305,266 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,957 | $1,156,592 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 8,150 | $1,118,271 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 33,613 | $1,114,937 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 20,744 | $1,110,203 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 35,509 | $1,091,899 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,545 | $1,085,605 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 16,765 | $1,079,347 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 23,120 | $1,076,448 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,345 | $1,070,790 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 25,004 | $1,051,401 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 82,000 | $1,018,440 | dollars as filed | call |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 30,960 | $1,004,342 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,772 | $1,001,203 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 8,356 | $964,231 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 18,864 | $914,913 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,811 | $905,786 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 10,020 | $887,089 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 12,738 | $852,709 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,977 | $847,061 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,775 | $833,005 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 11,074 | $826,785 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 9,100 | $805,168 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,234 | $800,493 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 5,631 | $779,545 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 79,777 | $740,330 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,612 | $715,790 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,394 | $710,612 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,791 | $698,814 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 19,529 | $684,865 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 11,390 | $668,024 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 22,120 | $666,933 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,545 | $657,850 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 77,502 | $651,018 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 6,966 | $635,787 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8,584 | $632,792 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,236 | $623,400 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 79,738 | $613,186 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,380 | $590,529 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 4,123 | $577,426 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,792 | $565,292 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,708 | $551,493 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 2,025 | $551,458 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 12,628 | $550,069 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 5,940 | $549,926 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,306 | $541,702 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,183 | $526,071 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,984 | $505,604 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 645,000 | $505,035 | dollars as filed | call |
| Honeywell Technologies | 438516106 | COM | 2,722 | $502,912 | dollars as filed | |
| AZENTA INC | 114340102 | COM | 10,000 | $501,900 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,120 | $499,045 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 975 | $498,132 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 15,000 | $497,550 | dollars as filed | put |
| Charles Schwab Corp | 808513105 | COM | 8,992 | $493,637 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 3,555 | $490,392 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,133 | $474,116 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,935 | $460,540 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,108 | $459,678 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,218 | $452,694 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,627 | $438,313 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,516 | $431,300 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28,500 | $427,215 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 15,330 | $419,742 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,200 | $418,752 | dollars as filed | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,285 | $399,946 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 7,054 | $384,911 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 23,610 | $377,763 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 5,320 | $367,772 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 200 | $366,366 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 3,901 | $363,963 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 4,445 | $360,242 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,035 | $359,712 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,580 | $357,962 | dollars as filed | |
| Intel Corp | 458140100 | COM | 9,939 | $353,343 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 8,526 | $348,363 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 7,647 | $342,218 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 5,911 | $330,894 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 2,432 | $330,484 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A858 | DLY AMZN BULL 2X | 15,000 | $326,250 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,978 | $325,314 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 241 | $306,126 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,689 | $304,247 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 33,824 | $291,563 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,156 | $277,187 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,346 | $275,886 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,299 | $263,406 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 32,007 | $262,781 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 5,858 | $249,439 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,851 | $247,312 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,810 | $243,096 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 6,387 | $242,212 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,227 | $235,845 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 728 | $235,583 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,969 | $231,116 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 5,555 | $230,816 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 355 | $229,788 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,768 | $227,568 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,221 | $225,165 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 4,790 | $224,890 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 12,820 | $220,248 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,100 | $218,284 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 3,132 | $217,580 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,161 | $216,339 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,281 | $216,006 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 7,438 | $213,774 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,000 | $211,860 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 533 | $210,958 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,262 | $207,889 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,579 | $203,549 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,116 | $202,314 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 999 | $200,447 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 771 | $200,007 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,000 | $191,680 | dollars as filed | call |
| NIO INC SPON ADS | 62914V106 | ADR | 20,000 | $180,800 | dollars as filed | call |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 19,681 | $157,251 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 30,001 | $153,603 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 6,000 | $145,680 | dollars as filed | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 9,545 | $143,082 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 17,356 | $138,678 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 5,693 | $138,237 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 300 | $130,497 | dollars as filed | call |
| IONQ INC COM | 46222L108 | Stock | 8,000 | $119,040 | dollars as filed | call |
| DERMTECH INC | 24984K105 | COM | 70,500 | $101,520 | dollars as filed | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,321 | $96,371 | dollars as filed | |
| CREXENDO INC | 226552107 | COMMON STOCK | 44,772 | $94,469 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,200 | $93,840 | dollars as filed | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,947 | $84,381 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 34,347 | $82,090 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 34,707 | $66,638 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 3,950 | $58,776 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 5,328 | $48,167 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 22,294 | $35,001 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 2,000 | $32,000 | dollars as filed | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,235 | $31,566 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 13,000 | $31,070 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 10,000 | $25,800 | dollars as filed | call |
| IMMUNITYBIO INC | 45256X103 | COM | 14,950 | $25,266 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 25,000 | $24,575 | dollars as filed | principal |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 21,909 | $23,880 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,000 | $20,200 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 10,512 | $19,973 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 10,000 | $18,100 | dollars as filed | call |
| TELLURIAN INC NEW | 87968A104 | COM | 14,158 | $16,424 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 7,896 | $14,292 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 21,026 | $8,726 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 5,386 | $7,756 | dollars as filed | |
| NUCANA PLC | 67022C106 | ADR | 11,000 | $6,710 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 6,992 | $5,473 | dollars as filed | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 11,777 | $5,359 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 600 | $4,794 | dollars as filed | call |
| INUVO INC | 46122W204 | COM NEW | 20,000 | $4,280 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 716 | $1,848 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Broadcom Inc. | 11135F101 | COM | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CUMMINS INC COM | 231021106 | Stock | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-003412 | this filing | 2023-10-16 | acceptance time not in the bulk data set |