13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-10, with 629 holding rows worth $1,640,496,205.
- Accession
- 0001172661-23-002884
- Filer
- CIK 1766530
- Filed
- 2023-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 629 entries on the cover page, a total value of $1,640,496,205 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,640,496,205 with VALUE read as dollars as filed, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,835 | $334,110 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 14,955 | $333,945 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,312 | $333,378 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,940 | $332,495 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,633 | $328,311 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 14,313 | $326,909 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 8,977 | $326,673 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 6,359 | $324,881 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,083 | $323,967 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 14,061 | $323,682 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 2,394 | $319,168 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,020 | $316,600 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,101 | $314,528 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 4,393 | $313,714 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,867 | $312,630 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,795 | $311,467 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,996 | $310,777 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 8,573 | $308,628 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,580 | $308,290 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 32,395 | $307,105 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 14,398 | $300,774 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 17,403 | $299,678 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 16,268 | $299,325 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,248 | $297,030 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 4,349 | $293,138 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 13,256 | $292,552 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 642 | $292,426 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,641 | $290,862 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 16,861 | $285,449 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,474 | $285,194 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,466 | $284,275 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,094 | $276,140 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 7,565 | $274,988 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 932 | $273,337 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 15,379 | $272,516 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,820 | $267,667 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 4,336 | $267,141 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 10,829 | $266,612 | dollars as filed | principal |
| PUBLIC STORAGE COM | 74460D109 | REIT | 908 | $264,999 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,677 | $264,245 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 11,415 | $261,175 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,959 | $261,074 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 19,173 | $260,369 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 6,837 | $260,079 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 7,084 | $259,975 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,387 | $257,072 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 746 | $255,445 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 3,002 | $254,552 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,836 | $251,367 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,161 | $250,999 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,316 | $250,575 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 4,953 | $250,542 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,750 | $250,263 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 9,909 | $247,820 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,108 | $247,261 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 15,650 | $246,801 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 707 | $245,838 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,715 | $245,791 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,982 | $245,266 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 7,156 | $243,876 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,409 | $243,074 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,584 | $242,651 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 12,626 | $241,914 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,453 | $240,825 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,729 | $239,365 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,785 | $239,209 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 5,697 | $239,018 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 5,185 | $238,792 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,223 | $238,253 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,983 | $234,269 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 7,229 | $231,328 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,356 | $229,394 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,300 | $228,774 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,126 | $228,263 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,033 | $227,427 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,153 | $226,426 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 22,702 | $225,431 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 739 | $224,171 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 7,418 | $223,133 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,265 | $222,249 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,679 | $222,132 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,276 | $221,487 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,317 | $220,044 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 1,808 | $219,672 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 5,524 | $219,303 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 745 | $219,097 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 8,800 | $218,504 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,280 | $217,274 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,608 | $216,814 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,091 | $214,670 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,617 | $208,284 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 11,378 | $205,826 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 5,936 | $205,294 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 13,114 | $205,103 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 831 | $204,643 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 11,635 | $191,745 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 57,800 | $190,740 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 10,000 | $189,500 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,157 | $180,998 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 145,000 | $172,550 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,480 | $172,280 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 16,744 | $162,250 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 18,000 | $146,340 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 12,898 | $144,065 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,697 | $129,029 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 33,500 | $128,305 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,851 | $125,540 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 10,740 | $122,119 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 24,293 | $115,392 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 61,000 | $106,750 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,368 | $105,542 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,586 | $102,301 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 16,495 | $93,362 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,510 | $92,945 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 23,700 | $92,193 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 62,580 | $91,993 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,310 | $89,236 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 10,869 | $85,756 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,813 | $80,583 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,016 | $75,078 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 320,500 | $57,049 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 14,000 | $44,730 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 30,725 | $27,653 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 25,000 | $23,500 | dollars as filed | principal |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 14,000 | $20,580 | dollars as filed | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 11,000 | $10,899 | dollars as filed | principal |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $10,800 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $9,888 | dollars as filed | principal |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $5,900 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-002884 | this filing | 2023-08-10 | acceptance time not in the bulk data set |