13F-HR filed by Ausdal Financial Partners, Inc.
Ausdal Financial Partners, Inc. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-31, with 433 holding rows worth $735,824,581.
- Accession
- 0001172661-23-002684
- Filer
- CIK 1667146
- Filed
- 2023-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 433 entries on the cover page, a total value of $735,824,581 stated on the cover page (in dollars after the unit check, H1), rows summing to $735,824,581 with VALUE read as dollars as filed, 13F file number 028-17378. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Short Treasury Bond ETF | 464288679 | SHS | 621,534 | $68,648,430 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 328,403 | $31,506,989 | dollars as filed | |
| SCHD | 808524797 | COM | 298,292 | $21,661,993 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 337,503 | $17,587,282 | dollars as filed | |
| Apple Inc | 037833100 | COM | 89,912 | $17,440,143 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 68,717 | $16,907,787 | dollars as filed | |
| SPDW | 78463X889 | COM | 398,048 | $12,952,487 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 130,909 | $9,811,621 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 25,796 | $9,529,422 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 126,854 | $9,524,183 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 34,979 | $8,525,681 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 24,835 | $8,457,465 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 43,290 | $8,106,906 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 82,105 | $7,933,777 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 76,784 | $7,050,307 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 137,821 | $6,910,329 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 71,191 | $6,752,439 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 66,725 | $6,656,488 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 141,441 | $6,531,766 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 64,031 | $6,271,827 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 152,852 | $6,127,821 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 13,621 | $6,071,116 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 82,967 | $5,893,161 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 375,038 | $5,595,567 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 93,720 | $5,410,433 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 99,714 | $4,949,782 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 21,823 | $4,804,485 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 16,662 | $4,714,771 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 105,153 | $4,605,681 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 33,585 | $4,524,912 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 139,862 | $4,490,968 | dollars as filed | |
| VGT | 92204A702 | SHS | 9,767 | $4,318,790 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 198,428 | $4,291,006 | dollars as filed | |
| Deere & Company | 244199105 | COM | 10,381 | $4,206,266 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 32,140 | $4,189,770 | dollars as filed | |
| Apple Inc | 037833100 | COM | 21,000 | $4,073,370 | dollars as filed | put |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 24,598 | $4,068,430 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 87,088 | $3,846,688 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 77,967 | $3,842,999 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 37,104 | $3,819,440 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 35,605 | $3,806,143 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 61,350 | $3,785,272 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 59,741 | $3,752,351 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 169,664 | $3,569,733 | dollars as filed | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 66,904 | $3,569,321 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 58,440 | $3,565,446 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 14,921 | $3,543,515 | dollars as filed | |
| SPY | 78462F103 | SHS | 7,821 | $3,466,903 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 35,321 | $3,411,991 | dollars as filed | |
| VTI | 922908769 | COM | 15,327 | $3,376,206 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 45,353 | $3,296,704 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 56,944 | $3,193,400 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 127,611 | $3,190,275 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 60,709 | $3,182,993 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 38,306 | $3,105,865 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 67,378 | $3,091,962 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,573 | $2,954,380 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 24,193 | $2,926,627 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 11,060 | $2,895,255 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 56,743 | $2,875,748 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 73,518 | $2,855,455 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 26,876 | $2,850,698 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,111 | $2,765,953 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 9,076 | $2,708,243 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 40,547 | $2,702,891 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,580 | $2,701,015 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 21,850 | $2,615,445 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,177 | $2,593,005 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 23,769 | $2,580,175 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 49,194 | $2,576,288 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 37,899 | $2,558,208 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 39,841 | $2,533,858 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 31,165 | $2,529,630 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 43,676 | $2,507,012 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 57,380 | $2,478,818 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 25,878 | $2,439,776 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 55,105 | $2,432,330 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 14,883 | $2,417,457 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 44,890 | $2,415,518 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 16,347 | $2,405,652 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,824 | $2,372,075 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 15,278 | $2,286,207 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 26,674 | $2,210,452 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 44,620 | $2,198,877 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 53,425 | $2,166,404 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 59,413 | $2,162,039 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 19,897 | $2,123,574 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 439,264 | $2,086,504 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 42,220 | $2,075,513 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 8,422 | $2,061,951 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 43,247 | $2,036,918 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 20,559 | $2,015,878 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 9,763 | $2,008,892 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 80,086 | $1,972,526 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 62,519 | $1,964,979 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 11,772 | $1,948,458 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 20,738 | $1,945,017 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 14,259 | $1,923,059 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 12,425 | $1,891,781 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 27,893 | $1,825,301 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 30,665 | $1,821,807 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 63,113 | $1,777,272 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 12,843 | $1,777,224 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 3,489 | $1,769,993 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 33,959 | $1,708,797 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 35,497 | $1,705,975 | dollars as filed | |
| Boeing Company | 097023105 | COM | 7,990 | $1,687,160 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 29,847 | $1,685,136 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 47,398 | $1,670,308 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,782 | $1,659,318 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 44,304 | $1,594,938 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 3,732 | $1,578,559 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 10,000 | $1,573,431 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 27,964 | $1,547,248 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 56,551 | $1,544,408 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 8,149 | $1,509,369 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 22,298 | $1,503,777 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 28,726 | $1,485,114 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,158 | $1,480,936 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 9,520 | $1,444,597 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 26,495 | $1,441,590 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 27,911 | $1,438,262 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,023 | $1,417,217 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,966 | $1,406,316 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 13,228 | $1,395,157 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 10,391 | $1,390,449 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 117,915 | $1,389,042 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,494 | $1,380,754 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,520 | $1,372,121 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q274 | SHORT DURA CORE | 29,881 | $1,368,567 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 17,503 | $1,351,582 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 8,576 | $1,347,970 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,775 | $1,314,098 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 34,963 | $1,300,284 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 81,027 | $1,292,384 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 93,266 | $1,268,888 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 11,153 | $1,264,897 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 100,255 | $1,260,201 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 27,265 | $1,234,150 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 9,234 | $1,231,077 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 10,654 | $1,225,662 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 26,760 | $1,212,212 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 62,329 | $1,195,478 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 51,748 | $1,187,617 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,797 | $1,175,168 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 14,811 | $1,170,844 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 43,762 | $1,153,117 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 9,679 | $1,152,720 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 32,240 | $1,137,739 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 23,422 | $1,117,932 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 2,264 | $1,107,073 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 40,466 | $1,106,751 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,556 | $1,104,618 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,504 | $1,096,684 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,175 | $1,091,724 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 11,781 | $1,084,159 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 11,057 | $1,079,433 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 10,689 | $1,047,074 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 14,926 | $1,044,074 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 9,989 | $1,034,947 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 11,563 | $1,032,314 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,306 | $1,020,569 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 38,676 | $981,223 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 38,519 | $963,358 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 57,460 | $917,632 | dollars as filed | |
| VWO | 922042858 | SHS | 22,511 | $915,768 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,446 | $912,694 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 40,077 | $912,558 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,247 | $908,366 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,687 | $908,138 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,883 | $905,175 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,880 | $891,425 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,387 | $887,729 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 48,630 | $872,903 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,878 | $864,551 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 30,930 | $858,929 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 6,625 | $853,537 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 7,748 | $851,040 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 6,996 | $832,856 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 71,326 | $801,704 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 19,497 | $787,882 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 16,747 | $785,602 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 12,944 | $779,517 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N731 | mc | 39,474 | $777,638 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 10,218 | $774,915 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 5,622 | $767,265 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 33,761 | $766,718 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 32,401 | $764,658 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,573 | $759,077 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 20,637 | $756,970 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6,833 | $755,479 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,642 | $748,812 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,911 | $747,356 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,970 | $739,779 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 7,855 | $732,570 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,659 | $730,773 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 16,804 | $719,211 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 6,621 | $717,113 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 59,857 | $699,729 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,006 | $685,932 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,310 | $684,652 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,611 | $679,164 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 14,539 | $669,392 | dollars as filed | |
| Intel Corp | 458140100 | COM | 19,819 | $662,758 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,791 | $659,129 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 25,449 | $654,803 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 15,638 | $650,066 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 5,198 | $647,255 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 15,301 | $640,669 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,211 | $626,862 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,723 | $615,488 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,616 | $614,967 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10,064 | $613,321 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 12,513 | $596,503 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,188 | $590,715 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,328 | $590,552 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 8,739 | $582,744 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 54,808 | $579,325 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 20,853 | $576,168 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 16,371 | $574,786 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,364 | $573,610 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,419 | $571,813 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 16,702 | $569,220 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J202 | TAX AWARE SHRT | 22,370 | $558,362 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 4,941 | $552,708 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 11,973 | $552,696 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 9,798 | $550,919 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,821 | $549,160 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 6,164 | $545,950 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 6,053 | $543,202 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 15,906 | $539,372 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 18,604 | $535,602 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 31,206 | $533,311 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 26,045 | $529,495 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,711 | $528,129 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,328 | $527,439 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 11,001 | $526,640 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,807 | $526,595 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 6,499 | $526,224 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,918 | $522,979 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 3,792 | $500,186 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 3,477 | $494,122 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 878 | $493,410 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 6,948 | $491,620 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 26,881 | $489,772 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,196 | $487,598 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 12,799 | $485,327 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 11,661 | $484,529 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,219 | $479,596 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 5,592 | $477,562 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 25,281 | $476,807 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 16,576 | $475,577 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 10,933 | $469,368 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 24,927 | $468,376 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 56,541 | $464,767 | dollars as filed | |
| IJH | 464287507 | COM | 1,769 | $462,493 | dollars as filed | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 9,932 | $461,977 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 23,088 | $461,306 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,039 | $455,993 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,767 | $454,709 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 27,800 | $453,974 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,387 | $447,441 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 8,556 | $444,727 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 13,376 | $437,796 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 7,223 | $436,119 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 10,008 | $432,045 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 30,812 | $431,368 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 20,594 | $430,209 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,398 | $415,868 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 10,413 | $414,737 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 10,133 | $412,818 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,918 | $404,718 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 28,911 | $403,019 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,453 | $402,165 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 10,900 | $397,087 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 33,455 | $394,769 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 6,224 | $392,823 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 19,249 | $392,678 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 3,934 | $389,740 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,469 | $384,300 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 485 | $382,770 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 15,208 | $380,808 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,532 | $380,107 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 438 | $379,554 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,795 | $379,212 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 25,016 | $378,491 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 6,201 | $376,327 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,035 | $376,101 | dollars as filed | |
| General Electric Company | 369604301 | COM | 3,420 | $375,708 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 21,270 | $371,807 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 3,256 | $368,902 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 14,699 | $368,791 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 3,298 | $359,568 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,943 | $356,835 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,703 | $352,106 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 36,058 | $351,926 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 696 | $349,552 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,758 | $347,857 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,520 | $346,867 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,191 | $346,597 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,489 | $346,498 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 16,425 | $345,251 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,516 | $342,149 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 3,672 | $341,376 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 5,993 | $339,660 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,375 | $338,521 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,654 | $334,162 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,495 | $334,082 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 347 | $331,489 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,949 | $330,877 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 6,379 | $330,122 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 9,630 | $326,837 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,193 | $326,451 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 12,948 | $326,424 | dollars as filed | |
| Linde plc | G54950103 | COM | 854 | $325,400 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,756 | $323,894 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,483 | $322,386 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 28,513 | $321,342 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,678 | $321,081 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,734 | $320,698 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 6,309 | $319,109 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,480 | $318,521 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,270 | $317,759 | dollars as filed | |
| Southern Company | 842587107 | COM | 4,520 | $317,541 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,892 | $314,840 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,750 | $313,379 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,897 | $312,941 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 24,244 | $307,901 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 7,662 | $307,016 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 11,027 | $305,229 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,504 | $304,020 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 6,985 | $298,122 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 7,450 | $292,860 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 5,077 | $292,452 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 633 | $288,586 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 25,127 | $285,699 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,325 | $283,610 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,898 | $281,831 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,061 | $280,728 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 3,035 | $277,838 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 2,423 | $277,298 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,586 | $277,237 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 6,010 | $273,296 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 8,775 | $271,411 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 8,618 | $270,187 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,324 | $265,632 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,773 | $264,536 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 766 | $264,440 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,247 | $258,683 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,370 | $258,471 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,409 | $258,312 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 33,025 | $257,265 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,018 | $255,039 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,936 | $254,266 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 24,217 | $253,790 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,021 | $252,988 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 485 | $252,943 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,187 | $245,917 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,481 | $245,341 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,849 | $239,344 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,389 | $238,015 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 557 | $238,013 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 1,945 | $236,318 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 24,373 | $236,174 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 23,000 | $235,750 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 10,463 | $235,731 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,698 | $235,699 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,534 | $234,917 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 21,561 | $232,211 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,449 | $231,369 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 3,671 | $230,465 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 5,255 | $230,363 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,058 | $229,805 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,474 | $229,720 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 3,624 | $226,579 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 907 | $226,495 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 11,592 | $225,933 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 310 | $224,839 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,311 | $224,041 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 11,463 | $223,875 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,134 | $222,025 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 5,401 | $221,711 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,271 | $221,413 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 3,560 | $220,791 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 318 | $220,082 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,576 | $218,757 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,083 | $216,668 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 985 | $216,591 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 27,440 | $215,129 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,954 | $214,156 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,420 | $214,141 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,975 | $211,944 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 3,320 | $211,218 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,811 | $211,119 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,067 | $207,633 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,256 | $206,039 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 5,986 | $205,977 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 5,055 | $205,722 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 3,965 | $205,558 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,757 | $204,995 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,281 | $203,739 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J103 | ULTRA SHORT INCM | 4,057 | $203,531 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 2,000 | $201,282 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 17,502 | $187,096 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,884 | $181,763 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 12,357 | $176,341 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 13,994 | $175,482 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,006 | $167,437 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 14,124 | $166,946 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 12,214 | $163,912 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 30,850 | $163,505 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 12,889 | $162,270 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 24,407 | $158,160 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 10,000 | $130,800 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 11,219 | $127,223 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,217 | $120,919 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 10,000 | $100,800 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 10,006 | $97,060 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 10,962 | $80,132 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 15,000 | $75,750 | dollars as filed | put |
| OPKO HEALTH INC | 68375N103 | COM | 25,175 | $54,630 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,808 | $48,156 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 10,000 | $45,500 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 18,000 | $42,300 | dollars as filed | call |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 56,900 | $38,772 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 47,000 | $35,866 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 33,271 | $24,288 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 15,000 | $20,850 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 11,420 | $17,130 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,000 | $15,900 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 12,500 | $8,609 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 38,320 | $5,748 | dollars as filed | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 63,603 | $1,934 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-002684 | this filing | 2023-07-31 | acceptance time not in the bulk data set |