13F-HR filed by CALTON & ASSOCIATES, INC.
CALTON & ASSOCIATES, INC. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-24, with 212 holding rows worth $214,431,805.
- Accession
- 0001172661-23-002604
- Filer
- CIK 822648
- Filed
- 2023-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 212 entries on the cover page, a total value of $214,431,805 stated on the cover page (in dollars after the unit check, H1), rows summing to $214,431,805 with VALUE read as dollars as filed, 13F file number 028-18259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 51,242 | $9,939,331 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 19,478 | $7,195,608 | dollars as filed | |
| SPY | 78462F103 | SHS | 15,873 | $7,036,022 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 82,909 | $6,735,556 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 18,528 | $5,242,594 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 38,305 | $5,084,245 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 118,785 | $4,973,540 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,672 | $4,662,071 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 47,413 | $4,353,442 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 17,325 | $4,241,596 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 21,667 | $4,213,079 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 117,299 | $3,888,456 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 126,023 | $3,867,658 | dollars as filed | |
| MGC | 921910873 | COM | 24,357 | $3,810,940 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 75,371 | $3,607,990 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 10,404 | $3,543,038 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 75,427 | $3,448,508 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 91,778 | $3,403,124 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,896 | $3,285,267 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 36,252 | $2,798,307 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 99,207 | $2,502,993 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 7,240 | $2,248,986 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 42,829 | $2,155,148 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,215 | $2,124,064 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,005 | $2,038,332 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,195 | $1,995,812 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 18,490 | $1,989,859 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 39,192 | $1,809,870 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 12,520 | $1,779,922 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 52,155 | $1,777,457 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 22,695 | $1,715,036 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 40,244 | $1,643,178 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 40,279 | $1,633,309 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 29,472 | $1,604,442 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 13,158 | $1,591,672 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 12,084 | $1,575,242 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,549 | $1,534,247 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 23,978 | $1,477,268 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 14,791 | $1,443,592 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 46,182 | $1,390,537 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 15,768 | $1,390,294 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 6,686 | $1,339,208 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 25,708 | $1,302,607 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 8,254 | $1,298,790 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 28,187 | $1,231,772 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 19,062 | $1,183,178 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 14,367 | $1,164,173 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 20,127 | $1,159,290 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 10,183 | $1,149,544 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 24,734 | $1,137,285 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 8,996 | $1,133,032 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 10,842 | $1,124,988 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 14,857 | $1,124,070 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 21,769 | $1,106,320 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,355 | $1,100,639 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 12,250 | $1,093,650 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 27,214 | $1,081,493 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,623 | $1,006,024 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 13,261 | $997,619 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 31,998 | $989,700 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 45,879 | $972,580 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 3,660 | $958,176 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 23,063 | $912,383 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 10,807 | $903,006 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 46,713 | $897,832 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7,045 | $894,456 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 9,849 | $894,062 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 11,423 | $849,097 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 34,043 | $826,894 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 13,448 | $822,901 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 26,283 | $754,072 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 950 | $749,161 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,537 | $737,036 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 16,963 | $708,372 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 19,794 | $692,589 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 9,811 | $691,462 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,161 | $688,734 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 41,383 | $660,054 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 4,864 | $655,337 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 26,112 | $653,066 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,352 | $652,344 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 7,267 | $650,066 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,324 | $637,653 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,480 | $634,694 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,400 | $624,021 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,320 | $619,133 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,342 | $618,949 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,904 | $614,227 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 26,398 | $610,853 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 11,783 | $598,796 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,183 | $595,672 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,146 | $586,186 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,267 | $583,407 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 15,529 | $577,521 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,741 | $567,726 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,840 | $558,449 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 3,650 | $544,325 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,430 | $527,788 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 34,493 | $521,875 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 15,143 | $520,628 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,279 | $516,453 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 14,073 | $516,192 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 2,475 | $513,509 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 26,527 | $508,780 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,085 | $506,274 | dollars as filed | |
| SPDW | 78463X889 | COM | 15,078 | $490,643 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 7,977 | $486,704 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 4,282 | $485,567 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 9,742 | $483,589 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,142 | $482,905 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 12,961 | $466,586 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 3,426 | $451,903 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,863 | $449,943 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,414 | $437,083 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,225 | $435,002 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 63,073 | $426,370 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,877 | $417,616 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 4,867 | $415,669 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 11,646 | $411,932 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 26,870 | $409,764 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 5,353 | $408,733 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 9,848 | $407,208 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,921 | $405,708 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 11,244 | $399,949 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 11,339 | $386,662 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,067 | $382,846 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,253 | $380,833 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,551 | $380,243 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 3,766 | $376,956 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,477 | $375,232 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 5,100 | $358,530 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,276 | $356,405 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,908 | $346,111 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 864 | $339,906 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,886 | $335,208 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 682 | $327,931 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,647 | $324,421 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 22,819 | $323,112 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,303 | $321,575 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 16,670 | $319,730 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 6,889 | $317,174 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 10,560 | $315,751 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 14,715 | $309,611 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,616 | $302,564 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,046 | $294,916 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,261 | $294,554 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,404 | $291,328 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 541 | $291,314 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,511 | $284,965 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 7,978 | $284,319 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,715 | $281,736 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 977 | $280,374 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 17,528 | $274,488 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 5,780 | $272,238 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,960 | $269,987 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 606 | $269,894 | dollars as filed | |
| VGT | 92204A702 | SHS | 595 | $263,085 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,562 | $262,948 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,052 | $256,988 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,101 | $256,551 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,818 | $254,937 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,117 | $253,355 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,381 | $252,490 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,001 | $249,499 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 3,503 | $249,009 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 822 | $245,440 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,122 | $245,067 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,588 | $242,967 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 986 | $242,749 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,003 | $238,242 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,023 | $238,196 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,157 | $237,028 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,964 | $236,981 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 3,928 | $236,530 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,959 | $235,192 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,852 | $233,043 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 4,955 | $232,903 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,991 | $231,669 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 27,532 | $227,926 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,067 | $227,391 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 8,177 | $223,654 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 5,456 | $222,275 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,582 | $222,145 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,053 | $221,915 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 10,666 | $221,116 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,174 | $218,569 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 762 | $215,798 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,983 | $212,399 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,016 | $210,500 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 934 | $208,393 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 2,983 | $206,571 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 1,819 | $206,120 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,285 | $205,020 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,435 | $204,869 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,840 | $200,594 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 5,597 | $200,371 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,734 | $193,750 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 22,350 | $186,399 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 18,479 | $172,959 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 16,100 | $156,009 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 11,730 | $138,176 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,923 | $137,190 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 22,907 | $113,848 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,394 | $108,926 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 19,630 | $103,547 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 14,020 | $94,075 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 26,555 | $84,842 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 13,900 | $83,261 | dollars as filed | |
| CARVER BANCORP ORD | 146875604 | COM | 25,150 | $67,151 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 15,095 | $49,209 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,000 | $39,800 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 17,770 | $6,575 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-002604 | this filing | 2023-07-24 | acceptance time not in the bulk data set |