13F-HR filed by Joseph P. Lucia & Associates, LLC
Joseph P. Lucia & Associates, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-21, with 117 holding rows worth $149,378,865.
- Accession
- 0001172661-23-002574
- Filer
- CIK 1775391
- Filed
- 2023-07-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 117 entries on the cover page, a total value of $149,378,865 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,378,865 with VALUE read as dollars as filed, 13F file number 028-19484. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 42,718 | $8,285,930 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 71,061 | $6,699,602 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 19,459 | $5,722,806 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 37,030 | $5,637,818 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 45,191 | $5,120,087 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 91,565 | $4,689,031 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 26,539 | $4,614,079 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 51,277 | $3,843,201 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 28,633 | $3,732,598 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 12,395 | $3,694,001 | dollars as filed | |
| SCHD | 808524797 | COM | 48,160 | $3,497,382 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 60,363 | $3,164,830 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 54,145 | $2,995,836 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 52,237 | $2,642,147 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 47,087 | $2,434,409 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 14,255 | $2,386,581 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 134,397 | $2,385,555 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 6,283 | $2,321,222 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,267 | $2,318,411 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 46,146 | $2,305,921 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 11,072 | $2,264,224 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,898 | $2,171,046 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 49,440 | $2,165,472 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 120,962 | $2,137,406 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,019 | $2,114,687 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 28,997 | $2,059,624 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 65,918 | $2,038,828 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 38,361 | $2,008,966 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 10,087 | $2,006,192 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,039 | $1,708,373 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 16,972 | $1,656,437 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 32,016 | $1,627,053 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 23,044 | $1,577,163 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 24,594 | $1,388,577 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 38,777 | $1,307,180 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,531 | $1,300,306 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,276 | $1,291,670 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 15,431 | $1,252,518 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 9,007 | $1,242,245 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 29,554 | $1,206,690 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 14,616 | $1,134,348 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 23,152 | $1,119,862 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 93,137 | $1,081,321 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 11,865 | $1,059,307 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 39,597 | $1,051,300 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 3,965 | $1,037,918 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 30,609 | $970,305 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 25,750 | $942,193 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 13,728 | $921,012 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 21,893 | $898,708 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,145 | $850,346 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,035 | $831,600 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,034 | $800,893 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 5,898 | $789,255 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,535 | $771,527 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,369 | $762,369 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 11,515 | $723,257 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 18,884 | $702,300 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,891 | $643,946 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,764 | $639,165 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 5,555 | $614,202 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 28,455 | $609,506 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 1,095 | $555,450 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,743 | $553,366 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 66,650 | $547,865 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 12,866 | $532,009 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 23,432 | $517,144 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2,895 | $509,462 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 18,755 | $488,380 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 3,336 | $474,046 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 2,893 | $452,334 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 26,870 | $448,729 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,719 | $436,869 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 5,276 | $427,740 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 22,895 | $418,974 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,617 | $408,640 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 11,195 | $403,020 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,684 | $395,367 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,778 | $391,444 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,614 | $388,939 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 62,498 | $380,613 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 29,935 | $380,175 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,120 | $377,426 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,970 | $373,893 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 8,569 | $369,924 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,204 | $346,527 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 31,914 | $335,735 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,852 | $327,150 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 12,915 | $318,096 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,425 | $294,710 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 20,165 | $289,368 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,949 | $288,855 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,145 | $272,329 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,787 | $254,238 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,532 | $249,149 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 11,056 | $246,880 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,275 | $242,490 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 925 | $236,615 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,138 | $233,683 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,628 | $232,355 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 122,185 | $230,930 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,523 | $230,545 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,292 | $230,325 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 3,459 | $227,118 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,156 | $221,939 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,212 | $221,458 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 644 | $219,604 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 9,346 | $217,388 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,899 | $215,019 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,442 | $209,724 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 6,775 | $205,260 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,781 | $191,133 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 53,529 | $186,281 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,275 | $114,216 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,000 | $62,400 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 16,805 | $19,998 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 10,000 | $4,794 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-002574 | this filing | 2023-07-21 | acceptance time not in the bulk data set |