13F-HR filed by III Capital Management
III Capital Management filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 144 holding rows worth $1,777,823,530.
- Accession
- 0001172661-23-002333
- Filer
- CIK 1783139
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 144 entries on the cover page, a total value of $1,777,823,530 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,777,823,530 with VALUE read as dollars as filed, 13F file number 028-19553. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 525,000 | $214,929,750 | dollars as filed | put |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 69,914,000 | $141,102,823 | dollars as filed | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 65,066,000 | $97,708,853 | dollars as filed | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 45,694,000 | $95,463,524 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 50,938,000 | $73,101,123 | dollars as filed | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 36,076,000 | $72,160,665 | dollars as filed | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 62,371,000 | $62,417,518 | dollars as filed | principal |
| ATI INC | 01741RAK8 | BOND | 20,005,000 | $51,879,383 | dollars as filed | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 16,302,000 | $46,126,509 | dollars as filed | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 21,992,000 | $42,977,169 | dollars as filed | principal |
| VERADIGM INC | 01988PAF5 | BOND | 34,911,000 | $39,459,612 | dollars as filed | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 27,471,000 | $38,855,371 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 33,182,000 | $38,396,440 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 25,000,000 | $37,418,750 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 16,000,000 | $35,879,320 | dollars as filed | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 28,159,000 | $35,005,907 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 34,670,000 | $33,519,447 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 35,550,000 | $32,809,095 | dollars as filed | principal |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 789,000 | $32,711,940 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 59,452,000 | $31,473,542 | dollars as filed | principal |
| Granite Construction Inc | 387328AB3 | CV | 22,000,000 | $29,815,441 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,000,000 | $29,500,000 | dollars as filed | put |
| VARONIS SYS INC | 922280AB8 | BOND | 24,241,000 | $26,533,886 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 24,140,000 | $23,466,594 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,421,700 | $22,594,461 | dollars as filed | put |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 9,475,000 | $20,627,751 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 20,324,000 | $20,493,011 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 1,213,000 | $18,777,240 | dollars as filed | put |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 16,000,000 | $18,713,253 | dollars as filed | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 5,000,000 | $18,302,945 | dollars as filed | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 19,029,000 | $18,097,911 | dollars as filed | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 15,097,000 | $16,520,923 | dollars as filed | principal |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 15,404,000 | $16,391,026 | dollars as filed | principal |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 13,238,000 | $15,823,800 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 750,000 | $15,600,000 | dollars as filed | put |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 17,636,000 | $15,371,228 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 14,100,000 | $14,882,044 | dollars as filed | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 13,051,000 | $14,440,942 | dollars as filed | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 12,000,000 | $12,048,210 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 10,600,000 | $11,585,075 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 10,644,000 | $9,541,166 | dollars as filed | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 38,188,000 | $9,388,742 | dollars as filed | principal |
| VEECO INSTRS INC DEL | 922417AG5 | NOTE 3.500% 1/1 | 7,500,000 | $8,198,677 | dollars as filed | principal |
| LIVENT CORP | 53814LAB4 | BOND | 3,000,000 | $7,726,062 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 8,408,000 | $7,641,854 | dollars as filed | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 7,000,000 | $6,379,665 | dollars as filed | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 6,500,000 | $6,228,394 | dollars as filed | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 4,700,000 | $4,845,296 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 5,100,000 | $4,712,060 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 60,000 | $4,200,000 | dollars as filed | put |
| AMYRIS INC | 03236MAJ0 | BOND | 15,000,000 | $4,174,025 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 5,000,000 | $4,153,883 | dollars as filed | principal |
| BEYOND MEAT INC | 08862E109 | COM | 250,000 | $4,057,500 | dollars as filed | put |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 3,500,000 | $3,517,511 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 118,500 | $3,328,665 | dollars as filed | |
| THE REALREAL INC | 88339PAD3 | CNV | 9,055,000 | $3,112,384 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 2,500,000 | $2,929,100 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 3,000,000 | $2,886,242 | dollars as filed | principal |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029103 | CL A | 269,475 | $2,729,781 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 720,000 | $2,556,000 | dollars as filed | put |
| SILVERBOX CORP III | 82836N206 | UNIT 02/28/2028 | 250,000 | $2,515,000 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 108,177 | $2,461,026 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 37,269 | $2,433,665 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 47,116 | $2,299,731 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 5,500,000 | $2,095,316 | dollars as filed | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 30,500 | $1,955,660 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 2,000,000 | $1,697,740 | dollars as filed | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,000 | $1,695,520 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 48,149 | $1,681,363 | dollars as filed | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 4,000,000 | $1,550,590 | dollars as filed | principal |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 11,142 | $1,355,535 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 2,500,000 | $1,332,947 | dollars as filed | principal |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 55,000 | $1,252,350 | dollars as filed | put |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 2,000,000 | $1,241,404 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 11,825 | $1,229,800 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 17,750 | $1,119,847 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,000 | $1,072,830 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 100,000 | $1,034,910 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005106 | COM | 99,000 | $993,960 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 8,000 | $894,320 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W105 | CLASS A COM | 81,799 | $846,619 | dollars as filed | |
| FUTURETECH II ACQUISITION CO | 36119D103 | CLASS A COM | 80,000 | $837,600 | dollars as filed | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 81,628 | $833,421 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 200,000 | $710,000 | dollars as filed | call |
| AMYRIS INC | 03236M200 | COM NEW | 500,000 | $680,000 | dollars as filed | put |
| GROUPON INC | 399473206 | COM NEW | 150,000 | $631,468 | dollars as filed | put |
| BILANDER ACQUISITION CORP | 09001T106 | CL A COM | 53,895 | $543,800 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K100 | COMMON STOCK | 50,000 | $522,000 | dollars as filed | |
| VMG CONSUMER ACQUISITION COR | 91842V102 | CLASS A COM | 50,000 | $516,500 | dollars as filed | |
| JACKSON ACQUISITION CO | 46653C106 | COM | 50,000 | $515,000 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 7,725 | $504,056 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 15,000 | $489,300 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 11,000 | $478,610 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 7,000 | $407,890 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 2,465 | $357,030 | dollars as filed | |
| TMT ACQUISITION CORP | G89229101 | UNIT 03/27/2028 | 35,000 | $357,000 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 5,000 | $306,550 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,500 | $270,135 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 6,460 | $236,306 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 10,000 | $193,600 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 25,000 | $105,245 | dollars as filed | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 400 | $28,000 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 98,996 | $25,689 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 47,500 | $20,425 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 47,500 | $20,425 | dollars as filed | put |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029111 | *W EXP 03/30/202 | 89,824 | $17,650 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 3,904 | $16,435 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 100,000 | $13,500 | dollars as filed | |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 50,000 | $10,527 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R111 | *W EXP 11/16/202 | 50,000 | $10,500 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 49,999 | $8,249 | dollars as filed | |
| SHUAA PARTNERS ACQUISTN CORP | G81173117 | *W EXP 02/24/202 | 50,000 | $7,700 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 49,999 | $7,662 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 150,000 | $6,900 | dollars as filed | |
| GENESIS UNICORN CAPITAL CORP | 37187C118 | *W EXP 06/30/202 | 66,400 | $6,268 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 200,000 | $6,160 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 100,000 | $6,005 | dollars as filed | |
| CORSAIR PARTNERING CORP | G2540H116 | *W EXP 07/06/202 | 27,208 | $5,584 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 150,000 | $5,482 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 41,795 | $4,154 | dollars as filed | |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 54,999 | $3,987 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 49,999 | $3,474 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 99,999 | $3,394 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W121 | *W EXP 02/24/202 | 81,799 | $3,296 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 22,999 | $3,047 | dollars as filed | |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 55,787 | $2,995 | dollars as filed | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 40,075 | $2,809 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 41,184 | $2,697 | dollars as filed | |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 15,829 | $2,611 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 25,000 | $2,448 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 80,000 | $2,412 | dollars as filed | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 13,588 | $2,303 | dollars as filed | |
| BILANDER ACQUISITION CORP | 09001T114 | *W EXP 05/19/202 | 13,473 | $2,205 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 25,000 | $1,986 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 24,999 | $1,914 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 22,499 | $1,619 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K118 | *W EXP 03/18/202 | 24,999 | $1,499 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 24,994 | $1,403 | dollars as filed | |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 46,848 | $1,288 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 37,499 | $1,201 | dollars as filed | |
| Libity | G49219127 | Warrant | 12,500 | $936 | dollars as filed | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 25,000 | $606 | dollars as filed | |
| VMG CONSUMER ACQUISITION COR | 91842V110 | WARR | 25,000 | $590 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 10,300 | $362 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-002333 | this filing | 2023-05-15 | acceptance time not in the bulk data set |