13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 657 holding rows worth $1,544,398,171.
- Accession
- 0001172661-23-002073
- Filer
- CIK 1766530
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 657 entries on the cover page, a total value of $1,544,398,171 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,544,398,171 with VALUE read as dollars as filed, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Palantir Technologies Inc. Class A | 69608A108 | COM | 37,920 | $320,424 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 7,213 | $319,969 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 2,889 | $317,443 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,387 | $314,884 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 10,030 | $314,643 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 13,342 | $312,874 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,133 | $312,839 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 7,813 | $312,520 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 8,167 | $310,918 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,112 | $309,830 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,365 | $309,615 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 8,715 | $309,121 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,632 | $306,561 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,488 | $306,455 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 4,062 | $305,584 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,677 | $303,751 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,725 | $303,677 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 6,732 | $303,462 | dollars as filed | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 8,732 | $302,372 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 17,025 | $302,364 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,310 | $301,981 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 1,958 | $300,675 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 567 | $300,578 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7,191 | $299,721 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,215 | $299,512 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,124 | $297,781 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,191 | $296,199 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 4,282 | $296,100 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,104 | $295,570 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,827 | $294,839 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,506 | $294,686 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,474 | $288,582 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 7,245 | $287,554 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 25,405 | $287,077 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 4,268 | $285,792 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 3,475 | $283,977 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,954 | $283,577 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 11,276 | $282,351 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 9,902 | $281,510 | dollars as filed | |
| FISERV INC | 337738108 | COM | 2,481 | $280,440 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,949 | $279,536 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 4,996 | $279,052 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 30,089 | $278,925 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 4,118 | $278,108 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,398 | $278,048 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 7,375 | $277,816 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 2,911 | $277,791 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 5,823 | $276,971 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 14,874 | $276,219 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,364 | $276,092 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 901 | $272,259 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,039 | $267,057 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,776 | $266,955 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 10,825 | $266,180 | dollars as filed | principal |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 14,854 | $265,887 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,710 | $264,612 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,835 | $264,508 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,386 | $264,433 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,263 | $262,357 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 8,254 | $261,636 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 17,638 | $259,279 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 7,325 | $258,707 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,577 | $256,404 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,393 | $254,905 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,754 | $254,651 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,029 | $254,560 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 6,638 | $253,605 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 3,656 | $251,018 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 13,677 | $249,332 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 41,000 | $248,870 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 531 | $246,766 | dollars as filed | |
| SIMPSON MFG INC | 829073105 | COM | 2,248 | $246,471 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 1,819 | $245,929 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,652 | $245,566 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 4,391 | $242,425 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,863 | $241,093 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,984 | $240,482 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,750 | $239,225 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,081 | $238,944 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,830 | $238,682 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,473 | $238,647 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 6,081 | $235,396 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 7,156 | $233,429 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,723 | $232,367 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 18,504 | $230,740 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,758 | $228,556 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 7,325 | $228,452 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,964 | $228,075 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,151 | $227,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 8,891 | $226,721 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,332 | $224,967 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,657 | $224,098 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,528 | $223,005 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 5,359 | $220,472 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,437 | $218,430 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,833 | $217,127 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,194 | $216,294 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 706 | $216,050 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,121 | $213,221 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 2,460 | $212,150 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,135 | $212,029 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 8,375 | $209,794 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 6,563 | $209,424 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 10,885 | $207,795 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 5,973 | $207,577 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 78 | $206,888 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,311 | $206,772 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,550 | $206,531 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,017 | $205,166 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 11,378 | $204,346 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,275 | $203,256 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L305 | US STRATEGIC DIV | 8,273 | $202,036 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 437 | $201,785 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 888 | $200,655 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 18,359 | $192,954 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 17,300 | $189,608 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,051 | $187,032 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 19,053 | $166,142 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,169 | $160,467 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 18,160 | $155,631 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 145,000 | $155,150 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,276 | $155,040 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 10,000 | $152,300 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 17,781 | $138,870 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,797 | $126,464 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,697 | $124,791 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 33,707 | $124,042 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,586 | $120,234 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 16,800 | $117,600 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,460 | $115,269 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,347 | $108,957 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 320,500 | $108,329 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,204 | $101,284 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,596 | $99,191 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 10,809 | $96,092 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 100,000 | $93,780 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 50,500 | $93,425 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,493 | $90,240 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,440 | $88,303 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,813 | $79,990 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 12,943 | $76,881 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,015 | $71,622 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 69,100 | $67,027 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 30,725 | $41,786 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 15,000 | $29,550 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 14,000 | $27,300 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 12,000 | $26,040 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 14,000 | $23,100 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 20,000 | $19,800 | dollars as filed | principal |
| HEALTHCARE TRIANGLE INC | 42227W108 | COM | 45,000 | $18,068 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 10,500 | $17,115 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $11,600 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 10,000 | $9,949 | dollars as filed | principal |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 10,390 | $6,763 | dollars as filed | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $5,405 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 25,000 | $3,283 | dollars as filed | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 10,000 | $1,435 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-002073 | this filing | 2023-05-12 | acceptance time not in the bulk data set |