13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 517 holding rows worth $1,132,360,045.
- Accession
- 0001172661-23-002005
- Filer
- CIK 1559789
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 517 entries on the cover page, a total value of $1,132,360,045 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,132,360,045 with VALUE read as dollars as filed, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 34,221 | $64,678 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,350 | $62,478 | dollars as filed | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 55,000 | $54,379 | dollars as filed | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 19,273 | $54,352 | dollars as filed | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 85,000 | $50,401 | dollars as filed | principal |
| CYTOSORBENTS CORP | 23283X206 | CMN | 14,034 | $47,295 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $41,492 | dollars as filed | call |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 55,000 | $41,227 | dollars as filed | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,500 | $40,845 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,823 | $39,937 | dollars as filed | |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 45,000 | $39,038 | dollars as filed | principal |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 58,000 | $36,379 | dollars as filed | principal |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 26,237 | $20,938 | dollars as filed | |
| KNOW LABS INC | 499238103 | COM NEW | 11,000 | $9,793 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 50,000 | $6,565 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 21,377 | $6,537 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,000 | $4,274 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-002005 | this filing | 2023-05-11 | acceptance time not in the bulk data set |