13F-HR filed by CERTUITY, LLC
CERTUITY, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 225 holding rows worth $677,153,276.
- Accession
- 0001172661-23-001992
- Filer
- CIK 1800752
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 225 entries on the cover page, a total value of $677,153,276 stated on the cover page (in dollars after the unit check, H1), rows summing to $677,153,276 with VALUE read as dollars as filed, 13F file number 028-19813. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBURNEY CO/028-04852
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 1,213,357 | $60,995,477 | dollars as filed | |
| SPY | 78462F103 | SHS | 135,056 | $55,290,390 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 354,130 | $38,833,876 | dollars as filed | |
| General Electric Company | 369604301 | COM | 340,522 | $32,553,871 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,421,320 | $30,928,733 | dollars as filed | |
| Apple Inc | 037833100 | COM | 178,799 | $29,483,012 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 588,100 | $27,576,024 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 251,791 | $22,107,250 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 58,072 | $18,637,090 | dollars as filed | |
| IJH | 464287507 | COM | 69,976 | $17,505,115 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 103,321 | $16,857,841 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 263,088 | $15,874,729 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 33,610 | $15,407,263 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 1,172,637 | $14,775,226 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 511,810 | $14,637,777 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 34,320 | $14,108,177 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 202,225 | $12,606,713 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 122,643 | $11,859,585 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 76,860 | $11,702,641 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 304,116 | $11,367,856 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 133,212 | $10,927,380 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 255,333 | $10,445,653 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 65,754 | $8,568,359 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 31,601 | $7,720,654 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 20,704 | $5,969,047 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 32,990 | $4,981,887 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 96,665 | $4,366,365 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 38,711 | $3,955,472 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 34,780 | $3,827,899 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 13,102 | $3,639,335 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 20,341 | $3,628,769 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 36,885 | $3,423,299 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 52,471 | $3,335,057 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 50,952 | $3,320,517 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 13,646 | $3,212,405 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 21,690 | $2,807,945 | dollars as filed | |
| VTI | 922908769 | COM | 13,165 | $2,686,994 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,671 | $2,652,037 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 75,739 | $2,635,703 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 29,594 | $2,627,607 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 85,000 | $2,499,000 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 35,522 | $2,461,997 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 11,234 | $2,456,075 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 48,460 | $2,363,372 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 25,155 | $2,277,758 | dollars as filed | |
| VGT | 92204A702 | SHS | 5,716 | $2,203,248 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 18,534 | $2,160,241 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16,829 | $2,041,297 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 47,611 | $1,979,187 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 20,627 | $1,893,937 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 101,589 | $1,885,492 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 41,274 | $1,683,992 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,806 | $1,646,417 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 6,941 | $1,564,920 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 150,000 | $1,564,500 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 66,810 | $1,509,916 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 74,481 | $1,433,755 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,628 | $1,364,489 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 47,962 | $1,335,275 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 42,134 | $1,331,013 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 13,081 | $1,315,674 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 5,178 | $1,291,609 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 80,000 | $1,281,600 | dollars as filed | |
| VWO | 922042858 | SHS | 30,361 | $1,226,583 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,481 | $1,172,483 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,493 | $1,078,534 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 10,000 | $1,045,088 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 4,928 | $984,516 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 8,001 | $981,188 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 75,847 | $956,437 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 19,783 | $949,698 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,262 | $919,254 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,515 | $914,088 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 30,745 | $894,065 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 18,432 | $891,546 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,483 | $825,946 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,377 | $816,251 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,184 | $802,138 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 81,779 | $793,720 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 57,918 | $790,585 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,312 | $785,915 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 24,560 | $761,606 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 38,485 | $750,458 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,503 | $747,037 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 6,320 | $740,595 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,503 | $738,853 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 4,610 | $734,742 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 7,277 | $728,627 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,393 | $693,902 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,998 | $690,269 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 4,639 | $684,052 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,303 | $679,640 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 8,086 | $671,492 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,631 | $656,246 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,206 | $651,925 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,814 | $640,218 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 36,166 | $639,771 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 13,084 | $629,995 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,603 | $617,702 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,394 | $600,325 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 37,469 | $590,137 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,921 | $582,994 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 6,588 | $577,043 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,676 | $560,014 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,621 | $556,787 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 69,298 | $554,382 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 9,070 | $552,448 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 859 | $551,083 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 1,208 | $538,442 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,056 | $525,249 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 2,687 | $521,796 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,686 | $509,158 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 8,082 | $501,340 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 890 | $498,228 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,814 | $457,201 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,100 | $450,329 | dollars as filed | put |
| ServiceNow,Inc. | 81762P102 | COM | 965 | $448,455 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 8,859 | $445,174 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 9,789 | $434,945 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 11,093 | $431,408 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,291 | $426,224 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,438 | $412,962 | dollars as filed | |
| SCHD | 808524797 | COM | 5,585 | $408,584 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,800 | $404,282 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,929 | $402,035 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,427 | $399,012 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 20,308 | $397,224 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,894 | $396,531 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,491 | $391,573 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 147 | $389,910 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 227 | $387,782 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,529 | $387,558 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 15,197 | $387,227 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,355 | $387,139 | dollars as filed | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 55,000 | $382,800 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 561 | $375,498 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,876 | $374,712 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 4,265 | $374,594 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,460 | $365,001 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 3,487 | $353,120 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,450 | $350,634 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,273 | $350,126 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,985 | $348,551 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,714 | $342,654 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 10,224 | $341,891 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 5,435 | $336,209 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 3,204 | $333,610 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,807 | $332,449 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,025 | $326,934 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,349 | $325,690 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,505 | $325,685 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 6,092 | $322,232 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,506 | $318,545 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 17,126 | $312,974 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 987 | $310,972 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,430 | $309,964 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,062 | $309,323 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 1,855 | $309,158 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,005 | $308,715 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,332 | $302,108 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 2,183 | $301,550 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,007 | $296,916 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,202 | $296,267 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,616 | $296,084 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,594 | $290,526 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 2,364 | $290,372 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,472 | $288,053 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 6,171 | $284,791 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,434 | $284,095 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 11,874 | $278,451 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 599 | $276,519 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3,332 | $276,223 | dollars as filed | |
| Deere & Company | 244199105 | COM | 666 | $274,921 | dollars as filed | |
| Linde plc | G54950103 | COM | 753 | $267,646 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 461 | $265,707 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,276 | $265,611 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 6,895 | $261,392 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,705 | $255,089 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 310 | $254,717 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,603 | $253,116 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,087 | $248,749 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 467 | $247,338 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 3,519 | $241,579 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 699 | $240,994 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 352 | $239,632 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,357 | $238,429 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,025 | $238,371 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,714 | $237,190 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,601 | $236,708 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 569 | $236,046 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,359 | $227,573 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 4,715 | $225,487 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,534 | $221,216 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,767 | $217,547 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 1,422 | $214,941 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 62,278 | $214,859 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 702 | $213,415 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 947 | $210,831 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,315 | $210,781 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 5,227 | $209,916 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 2,212 | $209,541 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,551 | $207,023 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,046 | $206,549 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,024 | $206,130 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,419 | $205,268 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 663 | $203,210 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,218 | $200,953 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 17,643 | $195,132 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 12,034 | $171,123 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 167,000 | $167,000 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 192,960 | $161,450 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,971 | $161,230 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 92,262 | $158,691 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 321,310 | $152,526 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 12,149 | $102,659 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,135 | $81,437 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 800 | $70,272 | dollars as filed | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 14,340 | $60,228 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 21,133 | $57,738 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,422 | $56,279 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 21,796 | $33,566 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 10,000 | $31,850 | dollars as filed | |
| AYRO INC | 054748108 | COM | 36,025 | $19,655 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,615 | $16,778 | dollars as filed | |
| XOS INC | 98423B108 | COM | 13,812 | $7,251 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-001992 | this filing | 2023-05-11 | acceptance time not in the bulk data set |