13F-HR filed by Monashee Investment Management LLC
Monashee Investment Management LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-05, with 55 holding rows worth $362,221,004.
- Accession
- 0001172661-23-001856
- Filer
- CIK 1627608
- Filed
- 2023-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 55 entries on the cover page, a total value of $362,221,004 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,221,004 with VALUE read as dollars as filed, 13F file number 028-16854. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 765,000 | $156,136,500 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 57,000 | $18,293,010 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 95,000 | $16,944,200 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 9,000,000 | $8,975,160 | dollars as filed | principal |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 10,000,000 | $8,886,600 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 10,000,000 | $8,832,900 | dollars as filed | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 9,000,000 | $8,816,670 | dollars as filed | principal |
| ALIGHT INC | 01626W101 | COM CL A | 950,000 | $8,749,500 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 8,000,000 | $7,962,960 | dollars as filed | principal |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 2,177,042 | $7,118,927 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 7,000,000 | $6,653,430 | dollars as filed | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 6,060,000 | $5,926,680 | dollars as filed | principal |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 28,500 | $5,176,740 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 5,567,000 | $5,018,261 | dollars as filed | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 300,000 | $4,995,000 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 36,468 | $4,573,087 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 65,000 | $4,244,500 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 75,000 | $4,217,250 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 170,000 | $4,044,300 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 5,000,000 | $3,872,450 | dollars as filed | principal |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 10,000 | $3,725,800 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 500,000 | $3,690,000 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 250,000 | $3,415,000 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 04930R107 | COM | 200,000 | $3,406,000 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 3,000,000 | $2,875,800 | dollars as filed | principal |
| BIOMEA FUSION INC | 09077A106 | CMN | 90,000 | $2,790,900 | dollars as filed | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,789,000 | $2,753,580 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 2,789,000 | $2,695,569 | dollars as filed | principal |
| SOMALOGIC INC | 83444K105 | COM | 989,861 | $2,524,146 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 275,000 | $2,519,000 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 125,000 | $2,443,750 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 247,467 | $2,442,499 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 207,323 | $2,438,118 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 285,000 | $2,411,100 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 3,000,000 | $2,373,960 | dollars as filed | principal |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 105,000 | $2,021,250 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 1,855,000 | $1,908,313 | dollars as filed | principal |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 110,000 | $1,722,600 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 75,000 | $1,686,750 | dollars as filed | |
| ENLIGHT RENEWABLE ENERGY LTD SHS | M4056D110 | Stock | 94,183 | $1,593,576 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 21,259 | $1,402,244 | dollars as filed | |
| 8X8 INC NEW | 282914AB6 | BOND | 1,394,000 | $1,268,247 | dollars as filed | principal |
| 89BIO INC | 282559103 | COM | 75,000 | $1,142,250 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 27,500 | $1,133,825 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,500 | $1,098,675 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 977,000 | $897,042 | dollars as filed | principal |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 40,000 | $866,400 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 50,000 | $808,500 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 45,000 | $718,200 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 74,400 | $713,496 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 369,099 | $468,756 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 32,100 | $438,165 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 31,159 | $272,330 | dollars as filed | |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 60,000 | $105,000 | dollars as filed | |
| SURROZEN INC | 86889P117 | *W EXP 08/01/203 | 120,382 | $12,038 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-001856 | this filing | 2023-05-05 | acceptance time not in the bulk data set |