13F-HR filed by Clear Harbor Asset Management, LLC
Clear Harbor Asset Management, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-04, with 392 holding rows worth $969,728,981.
- Accession
- 0001172661-23-001852
- Filer
- CIK 1511857
- Filed
- 2023-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 392 entries on the cover page, a total value of $969,728,981 stated on the cover page (in dollars after the unit check, H1), rows summing to $969,728,981 with VALUE read as dollars as filed, 13F file number 028-14126. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 224,779 | $99,057,876 | dollars as filed | |
| Apple Inc | 037833100 | COM | 327,714 | $54,040,165 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 173,644 | $36,513,860 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 204,095 | $29,898,020 | dollars as filed | |
| SPY | 78462F103 | SHS | 65,099 | $26,651,089 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 893,735 | $20,564,854 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 60,395 | $20,299,363 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 59,193 | $17,065,508 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 52,468 | $16,200,544 | dollars as filed | |
| VTI | 922908769 | COM | 79,262 | $16,177,374 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 281,202 | $14,740,609 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 129,619 | $13,474,543 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 102,090 | $13,303,385 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 130,340 | $11,967,819 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 56,283 | $11,495,342 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 50,090 | $11,462,596 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 57,168 | $10,925,990 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 113,447 | $10,552,840 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100,964 | $10,472,996 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 191,437 | $10,236,149 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 37,883 | $9,548,221 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 60,799 | $9,532,089 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 60,626 | $9,397,158 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 37,066 | $9,056,431 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 116,553 | $8,605,108 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 841,504 | $8,381,380 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 118,728 | $8,274,154 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 77,391 | $7,993,716 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 61,711 | $7,898,455 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 193,183 | $7,623,009 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 184,011 | $6,876,491 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 17,706 | $6,339,119 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 106,933 | $5,688,836 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 56,493 | $5,599,586 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 49,552 | $5,227,816 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 14,003 | $5,089,137 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 33,881 | $5,037,773 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 65,881 | $4,954,910 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 29,843 | $4,939,912 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 210,886 | $4,871,467 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 48,782 | $4,777,246 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 185,959 | $4,684,307 | dollars as filed | principal |
| AbbVie,Inc. | 00287Y109 | COM | 28,994 | $4,620,774 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 95,768 | $4,490,562 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 41,987 | $4,467,048 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,658 | $4,455,320 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 17,642 | $4,102,647 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 20,382 | $4,102,081 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 11,870 | $4,092,420 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 89,425 | $3,903,401 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 103,909 | $3,884,118 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 32,903 | $3,871,038 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,071 | $3,814,274 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 19,866 | $3,804,824 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,506,719 | $3,766,798 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 24,789 | $3,766,553 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 153,010 | $3,762,516 | dollars as filed | principal |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 64,340 | $3,744,588 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 36,957 | $3,742,266 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 40,631 | $3,699,466 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 10,668 | $3,696,387 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 11,976 | $3,534,357 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 43,009 | $3,533,619 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 51,475 | $3,513,169 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 15,380 | $3,467,575 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 80,386 | $3,435,698 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,254 | $3,427,314 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 72,442 | $3,372,175 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 2,638 | $3,369,808 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 5,963 | $3,337,657 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 16,954 | $3,327,053 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 326,100 | $3,316,437 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 35,030 | $3,254,988 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 31,785 | $3,196,935 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 23,490 | $3,175,143 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 18,980 | $3,159,147 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 1,155 | $3,063,534 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 17,556 | $3,002,812 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 14,553 | $2,973,795 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 32,266 | $2,970,408 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 257,370 | $2,934,018 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 28,628 | $2,908,032 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5,756 | $2,878,460 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,817 | $2,776,399 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 19,005 | $2,761,997 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 14,196 | $2,572,031 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 169,365 | $2,547,250 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,893 | $2,454,253 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 34,711 | $2,405,819 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 7,605 | $2,311,996 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 30,118 | $2,292,883 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 14,052 | $2,292,724 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 9,913 | $2,265,021 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 5,020 | $2,245,747 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 6,226 | $2,207,989 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 7,922 | $2,200,505 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 16,299 | $2,185,207 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 43,140 | $2,183,315 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 20,677 | $2,173,359 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 48,061 | $2,053,166 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 23,145 | $2,033,066 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 49,260 | $2,009,808 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 83,898 | $1,976,218 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 195,965 | $1,943,973 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 181,700 | $1,904,216 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 7,808 | $1,887,791 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 12,974 | $1,876,359 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,248 | $1,847,114 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 14,937 | $1,835,010 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,583 | $1,795,692 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 22,388 | $1,769,131 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,524 | $1,718,516 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 74,185 | $1,712,932 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 6,472 | $1,706,537 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 13,329 | $1,700,514 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 18,828 | $1,678,704 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 8,960 | $1,646,758 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,164 | $1,627,711 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 73,376 | $1,593,727 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 15,950 | $1,588,780 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 142,150 | $1,506,790 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 7,490 | $1,497,775 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,931 | $1,468,956 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 23,815 | $1,468,433 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 24,407 | $1,465,152 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 7,060 | $1,464,668 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 75,690 | $1,430,541 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 14,146 | $1,416,439 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 16,182 | $1,385,017 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 3,029 | $1,350,497 | dollars as filed | |
| TIDAL TRUST I | 886364637 | FOLI AL RATE ETF | 42,220 | $1,316,842 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 18,043 | $1,307,937 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 21,582 | $1,302,258 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 29,150 | $1,301,256 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 20,677 | $1,290,245 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 16,600 | $1,282,018 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,897 | $1,263,668 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 7,843 | $1,255,743 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 23,015 | $1,254,778 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 6,015 | $1,252,082 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 5,896 | $1,238,691 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 6,372 | $1,237,315 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 55,317 | $1,234,122 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 50,725 | $1,193,052 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 16,858 | $1,178,711 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,584 | $1,177,782 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 11,811 | $1,167,399 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 47,499 | $1,143,776 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,323 | $1,131,573 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 38,307 | $1,095,592 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 3,725 | $1,063,376 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 4,142 | $1,058,405 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 16,118 | $1,055,890 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 5,276 | $1,054,039 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,000 | $1,040,000 | dollars as filed | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 127,570 | $1,037,144 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 46,150 | $1,036,257 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 16,434 | $1,019,401 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,918 | $1,000,931 | dollars as filed | |
| Intel Corp | 458140100 | COM | 30,576 | $998,918 | dollars as filed | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 55,723 | $993,541 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 44,095 | $976,704 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 25,457 | $965,075 | dollars as filed | |
| Deere & Company | 244199105 | COM | 2,314 | $955,404 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,752 | $942,940 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 147,674 | $940,683 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 48,835 | $932,749 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,032 | $931,489 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 113,000 | $918,690 | dollars as filed | call |
| XPERI INC | 98423J101 | COMMON STOCK | 83,725 | $915,114 | dollars as filed | |
| VWO | 922042858 | SHS | 22,397 | $904,874 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 38,088 | $890,497 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 26,508 | $881,126 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 13,108 | $877,712 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 55,632 | $872,866 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 1,640 | $869,397 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,990 | $867,825 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 30,350 | $848,586 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 13,517 | $843,866 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,805 | $842,374 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 14,910 | $839,582 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 6,000 | $822,120 | dollars as filed | put |
| STAGWELL INC | 85256A109 | COM CL A | 107,617 | $798,518 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,190 | $776,606 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 65,850 | $770,445 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 9,807 | $764,860 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 29,789 | $759,322 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 80,221 | $758,088 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 9,939 | $755,762 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 10,142 | $753,652 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 70,748 | $753,466 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 39,581 | $742,935 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,433 | $734,852 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 37,151 | $715,157 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,800 | $699,124 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 70,521 | $696,042 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,973 | $682,066 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,169 | $667,628 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 57,214 | $662,538 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 53,581 | $645,115 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,854 | $644,813 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 5,994 | $630,029 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 12,635 | $623,285 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 20,710 | $619,850 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 58,150 | $609,994 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 6,392 | $605,514 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 4,844 | $604,773 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,891 | $601,338 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,215 | $586,311 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 7,980 | $565,622 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 6,318 | $554,720 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 34,158 | $552,335 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 10,214 | $551,352 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 31,500 | $549,990 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 12,089 | $546,085 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 11,124 | $545,298 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,665 | $544,749 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 4,039 | $538,237 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 107,200 | $537,072 | dollars as filed | put |
| Medtronic Plc | G5960L103 | COM | 6,619 | $533,641 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 10,125 | $531,765 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 12,650 | $530,794 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 14,011 | $527,794 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 19,531 | $524,993 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 9,577 | $520,318 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,397 | $515,719 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 20,650 | $514,109 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 20,716 | $508,163 | dollars as filed | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,508 | $506,736 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 11,395 | $506,280 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,921 | $500,689 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 10,180 | $499,838 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 12,456 | $498,987 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 24,316 | $495,560 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 12,251 | $494,205 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 17,750 | $492,563 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 50,750 | $487,200 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,276 | $485,884 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 8,000 | $482,720 | dollars as filed | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 82,690 | $480,429 | dollars as filed | |
| Linde plc | G54950103 | COM | 1,349 | $479,134 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 12,303 | $478,464 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,659 | $476,481 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,845 | $471,217 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,598 | $466,527 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 23,165 | $466,080 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $465,600 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 26,420 | $464,464 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,053 | $459,665 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 385,237 | $458,432 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,415 | $455,382 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 39,685 | $450,028 | dollars as filed | |
| PROVENTION BIO INC | 74374N102 | COM | 18,400 | $443,440 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,874 | $441,431 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,732 | $440,638 | dollars as filed | |
| IJH | 464287507 | COM | 1,761 | $440,532 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 10,885 | $437,686 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,390 | $435,697 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 9,750 | $433,095 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,500 | $432,250 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,011 | $426,332 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 25,594 | $426,314 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 11,050 | $425,425 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 27,169 | $422,478 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 32,625 | $417,274 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 9,057 | $415,535 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,118 | $412,926 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 4,214 | $409,812 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 8,024 | $405,533 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 9,742 | $404,196 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,707 | $390,540 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 30,071 | $389,552 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 9,770 | $388,944 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 32,973 | $387,762 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,300 | $379,385 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,498 | $371,533 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,000 | $358,020 | dollars as filed | call |
| MATCH GROUP INC NEW | 57667L107 | COM | 9,191 | $352,842 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 13,004 | $351,108 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,273 | $335,154 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 13,235 | $332,199 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 27,500 | $330,825 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 17,492 | $324,826 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 25,599 | $319,220 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 9,970 | $316,049 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,619 | $309,682 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,845 | $308,867 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,725 | $307,653 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 10,050 | $306,224 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,748 | $304,577 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,554 | $301,460 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,082 | $298,029 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 92,005 | $297,176 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 5,950 | $294,585 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,839 | $294,154 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 15,676 | $293,768 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 6,008 | $292,409 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 22,615 | $291,734 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,100 | $289,952 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 5,374 | $288,100 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,000 | $283,380 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,084 | $283,203 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 5,400 | $282,852 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 5,462 | $281,839 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,492 | $278,173 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,822 | $275,192 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,800 | $274,428 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 34,000 | $272,000 | dollars as filed | |
| LIQTECH INTL INC | 53632A201 | COM | 576,604 | $270,946 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,865 | $269,230 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 538 | $267,316 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 30,000 | $266,700 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,294 | $264,897 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 27,704 | $254,600 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 13,598 | $250,475 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,490 | $249,608 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,238 | $246,768 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,120 | $244,171 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 81,250 | $243,750 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,084 | $241,998 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 21,000 | $241,290 | dollars as filed | put |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,199 | $237,854 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,730 | $236,282 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,000 | $235,040 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 1,857 | $235,003 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 15,450 | $233,295 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,768 | $227,557 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 9,584 | $227,428 | dollars as filed | principal |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,302 | $223,403 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,697 | $222,460 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 7,150 | $221,007 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,737 | $220,773 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,857 | $220,218 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,000 | $219,540 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 14,100 | $209,667 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 2,549 | $209,094 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,000 | $208,000 | dollars as filed | call |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 3,511 | $204,270 | dollars as filed | |
| Boeing Company | 097023105 | COM | 960 | $203,933 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,300 | $203,805 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 11,500 | $197,455 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 12,450 | $192,726 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 15,801 | $189,296 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,068 | $182,991 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 90,390 | $182,588 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,000 | $168,610 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 17,900 | $165,754 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 53,000 | $160,590 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 20,390 | $154,556 | dollars as filed | |
| STEM INC | 85859N102 | COM | 26,683 | $151,293 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 20,485 | $149,131 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 26,000 | $146,120 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,000 | $138,620 | dollars as filed | call |
| SUNOPTA INC | 8676EP108 | COM | 17,600 | $135,520 | dollars as filed | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 11,203 | $130,067 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,000 | $125,880 | dollars as filed | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 23,500 | $119,615 | dollars as filed | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 19,809 | $115,090 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,000 | $110,200 | dollars as filed | put |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 17,392 | $105,917 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 5,000 | $94,500 | dollars as filed | call |
| BARRICK GOLD CORP | 067901108 | COM | 5,000 | $92,850 | dollars as filed | call |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 14,035 | $89,507 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10,300 | $87,035 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 6,250 | $77,250 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,000 | $75,000 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 1,000 | $74,310 | dollars as filed | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 19,000 | $72,871 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 10,500 | $72,870 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 17,000 | $71,060 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 33,933 | $63,794 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 18,220 | $62,312 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,000 | $61,950 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 5,000 | $61,800 | dollars as filed | call |
| AGENUS INC | 00847G705 | COM NEW | 38,575 | $58,634 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 80,754 | $57,085 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 1,000 | $56,310 | dollars as filed | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,000 | $53,100 | dollars as filed | call |
| Charles Schwab Corp | 808513105 | COM | 1,000 | $52,380 | dollars as filed | call |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 6,000 | $41,640 | dollars as filed | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 12,000 | $41,040 | dollars as filed | call |
| Eaton Corp. Plc | G29183103 | COM | 200 | $34,268 | dollars as filed | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,000 | $31,850 | dollars as filed | call |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 12,250 | $27,930 | dollars as filed | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 155,850 | $22,739 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 15,000 | $21,750 | dollars as filed | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 1,000 | $17,830 | dollars as filed | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,500 | $17,685 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,000 | $15,100 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 10,000 | $6,500 | dollars as filed | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 15,296 | $1,958 | dollars as filed | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 10,000 | $923 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-001852 | this filing | 2023-05-04 | acceptance time not in the bulk data set |