13F-HR filed by Klingman & Associates, LLC
Klingman & Associates, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-03, with 199 holding rows worth $1,161,209,254.
- Accession
- 0001172661-23-001803
- Filer
- CIK 1662449
- Filed
- 2023-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 199 entries on the cover page, a total value of $1,161,209,254 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,161,209,254 with VALUE read as dollars as filed, 13F file number 028-17124. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 462,212 | $190,005,945 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,168,506 | $55,877,959 | dollars as filed | |
| IJH | 464287507 | COM | 222,861 | $55,750,934 | dollars as filed | |
| SPY | 78462F103 | SHS | 129,817 | $53,145,889 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,159,631 | $47,220,162 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 739,236 | $40,924,080 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 423,088 | $40,912,634 | dollars as filed | |
| Apple Inc | 037833100 | COM | 214,488 | $35,369,145 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 452,243 | $32,896,146 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 433,878 | $29,004,767 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 219,360 | $27,137,056 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 993,784 | $24,784,977 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 1,078,173 | $24,668,595 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,014,789 | $24,527,451 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 1,020,995 | $24,320,098 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 154,089 | $24,158,123 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 1,011,809 | $24,010,228 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 359,405 | $23,749,454 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 327,560 | $23,646,557 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 311,292 | $21,304,796 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 46,176 | $21,167,562 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 463,765 | $20,948,248 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 257,659 | $19,628,474 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 216,520 | $15,732,344 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 196,501 | $14,953,743 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 287,613 | $14,607,865 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 176,025 | $12,981,815 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 182,055 | $10,834,094 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 331,469 | $10,066,714 | dollars as filed | |
| VTI | 922908769 | COM | 44,435 | $9,069,282 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 182,825 | $7,830,030 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 155,511 | $7,825,314 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 26,674 | $7,690,234 | dollars as filed | |
| VWO | 922042858 | SHS | 169,259 | $6,838,049 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 32,957 | $5,879,489 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 45,324 | $5,730,767 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 22,123 | $4,982,764 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 96,526 | $4,709,516 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 54,453 | $4,521,769 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 71,671 | $4,472,271 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 38,972 | $4,025,418 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 32,672 | $3,828,505 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,146 | $3,063,467 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 63,071 | $2,806,660 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 17,291 | $2,680,105 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,421 | $2,678,007 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 53,510 | $2,654,096 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 7,022 | $2,551,866 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,056 | $2,487,452 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 34,349 | $2,323,710 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 21,802 | $2,216,411 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,329 | $2,147,526 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 14,368 | $2,077,901 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 28,822 | $2,061,368 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 20,500 | $2,034,625 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 4,400 | $1,956,548 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 33,525 | $1,925,006 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 15,662 | $1,923,764 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,020 | $1,826,963 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 33,297 | $1,780,391 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 12,547 | $1,719,190 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 5,710 | $1,685,136 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,638 | $1,663,727 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14,553 | $1,513,512 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 13,718 | $1,422,969 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 53,889 | $1,375,798 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 50,846 | $1,294,542 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 8,689 | $1,291,939 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 7,986 | $1,272,729 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 14,897 | $1,261,511 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 35,990 | $1,252,452 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,685 | $1,250,363 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 13,720 | $1,205,200 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 19,436 | $1,204,061 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,997 | $1,176,879 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 12,954 | $1,173,907 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 18,917 | $1,107,402 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,120 | $1,088,370 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 9,703 | $1,088,180 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 9,614 | $1,014,277 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,442 | $988,923 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 10,934 | $970,830 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,140 | $945,599 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,897 | $936,130 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 11,404 | $893,618 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 3,479 | $885,093 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 33,538 | $858,570 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 37,567 | $832,110 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 8,176 | $827,902 | dollars as filed | |
| General Electric Company | 369604301 | COM | 8,594 | $821,587 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,702 | $804,587 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 4,412 | $804,308 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 247,009 | $797,840 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 3,176 | $792,222 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 25,543 | $792,089 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,557 | $753,871 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 6,954 | $738,029 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 20,596 | $724,980 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,564 | $723,681 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 53,300 | $722,748 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2,250 | $722,093 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 846 | $718,238 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 7,679 | $713,533 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 9,229 | $683,492 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,443 | $683,088 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 9,715 | $679,273 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 15,010 | $666,895 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 24,690 | $657,001 | dollars as filed | |
| Intel Corp | 458140100 | COM | 19,744 | $645,037 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,521 | $602,280 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,460 | $564,534 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,579 | $533,241 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 13,026 | $531,461 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 29,750 | $531,335 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,282 | $524,108 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,443 | $506,825 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,572 | $500,795 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 2,574 | $491,943 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 973 | $483,455 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,919 | $468,870 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $465,600 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 5,959 | $460,214 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 11,813 | $459,408 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 952 | $449,906 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,234 | $449,615 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 3,239 | $447,339 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,819 | $447,191 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,309 | $433,777 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,063 | $432,684 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,914 | $431,531 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 3,213 | $429,193 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 7,700 | $425,117 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 4,184 | $418,942 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 13,435 | $417,029 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,671 | $413,803 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,058 | $409,987 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,442 | $400,545 | dollars as filed | |
| Southern Company | 842587107 | COM | 5,643 | $392,640 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,565 | $387,341 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,080 | $379,028 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,089 | $373,985 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,475 | $371,759 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,631 | $366,968 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,813 | $355,784 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,820 | $354,700 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,278 | $345,710 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 9,130 | $345,662 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 2,925 | $343,717 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,218 | $337,713 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,743 | $319,353 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 731 | $318,746 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 9,721 | $313,308 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,832 | $309,368 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,119 | $307,140 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,413 | $305,788 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 847 | $292,622 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,982 | $292,246 | dollars as filed | |
| Deere & Company | 244199105 | COM | 690 | $284,888 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 953 | $272,377 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,726 | $271,621 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,267 | $270,571 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 2,596 | $270,322 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,054 | $269,884 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,610 | $268,439 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,790 | $266,920 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 691 | $266,291 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 8,886 | $266,047 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,724 | $255,467 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,726 | $252,268 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 20,964 | $250,101 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 1,710 | $249,130 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,246 | $248,926 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,577 | $248,604 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 14,288 | $243,039 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 8,490 | $242,814 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 418 | $240,923 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 46,069 | $240,481 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,434 | $239,419 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,280 | $238,093 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 2,862 | $234,770 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 19,577 | $229,051 | dollars as filed | |
| SCHD | 808524797 | COM | 3,125 | $228,625 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 937 | $226,520 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,052 | $225,049 | dollars as filed | |
| CORNING INC | 219350105 | COM | 6,352 | $224,099 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 2,956 | $219,661 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,716 | $218,928 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,896 | $217,635 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,231 | $215,836 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 8,278 | $214,152 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 5,645 | $213,986 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,001 | $209,785 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 15,000 | $208,650 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,017 | $203,370 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 22,214 | $178,156 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,485 | $154,121 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,581 | $116,661 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 17,850 | $73,542 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 13,005 | $15,086 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-001803 | this filing | 2023-05-03 | acceptance time not in the bulk data set |