13F-HR filed by Sheaff Brock Investment Advisors, LLC
Sheaff Brock Investment Advisors, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 509 holding rows worth $1,014,176,074.
- Accession
- 0001172661-23-000686
- Filer
- CIK 1666789
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 509 entries on the cover page, a total value of $1,014,176,074 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,014,176,074 with VALUE read as dollars as filed, 13F file number 028-17380. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,000 | $23,740 | dollars as filed | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,500 | $20,880 | dollars as filed | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 45,200 | $16,656 | dollars as filed | |
| CORNING INC | 219350105 | COM | 500 | $15,970 | dollars as filed | call |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 2,000 | $14,840 | dollars as filed | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $8,823 | dollars as filed | call |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $5,250 | dollars as filed | principal |
| IMAC HLDGS INC | 44967K104 | COM | 19,021 | $3,795 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 8,000 | $2,948 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-000686 | this filing | 2023-02-13 | acceptance time not in the bulk data set |