13F-HR filed by Monashee Investment Management LLC
Monashee Investment Management LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-09, with 41 holding rows worth $232,331,318.
- Accession
- 0001172661-23-000559
- Filer
- CIK 1627608
- Filed
- 2023-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 41 entries on the cover page, a total value of $232,331,318 stated on the cover page (in dollars after the unit check, H1), rows summing to $232,331,318 with VALUE read as dollars as filed, 13F file number 028-16854. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 310,000 | $59,268,900 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 100,000 | $11,523,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 2,230,441 | $11,219,000 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 40,000 | $9,270,000 | dollars as filed | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 9,000,000 | $9,086,805 | dollars as filed | principal |
| ALIGHT INC | 01626W101 | COM CL A | 979,397 | $8,187,759 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 150,000 | $7,596,450 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 45,000 | $7,456,950 | dollars as filed | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 7,000,000 | $6,987,797 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 8,000,000 | $6,919,840 | dollars as filed | principal |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 698,304 | $6,717,684 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 25,000 | $6,657,000 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 505,000 | $5,953,950 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 6,000,000 | $5,914,455 | dollars as filed | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 6,000,000 | $5,310,160 | dollars as filed | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 5,000,000 | $4,672,846 | dollars as filed | principal |
| AN2 THERAPEUTICS INC | 037326105 | COM | 450,000 | $4,288,500 | dollars as filed | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,000,000 | $4,034,394 | dollars as filed | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 4,000,000 | $3,934,333 | dollars as filed | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 4,000,000 | $3,872,089 | dollars as filed | principal |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 470,000 | $3,755,300 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 87,700 | $3,720,234 | dollars as filed | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 3,000,000 | $2,920,440 | dollars as filed | principal |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 150,000 | $2,899,500 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 3,000,000 | $2,887,530 | dollars as filed | principal |
| BIOHAVEN LTD | G1110E107 | COM | 200,000 | $2,776,000 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 314,171 | $2,513,368 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 1,000,000 | $2,510,000 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 175,000 | $2,098,250 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 350,000 | $2,040,500 | dollars as filed | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 245,000 | $2,013,900 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 2,000,000 | $1,935,600 | dollars as filed | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 2,000,000 | $1,933,380 | dollars as filed | principal |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 481,696 | $1,637,766 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 123,719 | $1,433,903 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 131,640 | $1,382,220 | dollars as filed | |
| 8X8 INC NEW | 282914AB6 | BOND | 1,500,000 | $1,352,645 | dollars as filed | principal |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 122,500 | $1,247,050 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 125,000 | $1,085,000 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 42,344 | $686,820 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 25,000 | $630,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-000559 | this filing | 2023-02-09 | acceptance time not in the bulk data set |