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13F-HR filed by Klingman & Associates, LLC

Klingman & Associates, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-03, with 203 holding rows worth $1,140,122,720.

Accession
0001172661-23-000422
Filed
2023-02-03
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2022

A holdings report, 203 entries on the cover page, a total value of $1,140,122,720 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,140,122,720 with VALUE read as dollars as filed, 13F file number 028-17124. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ISHARES TR CORE S&P 500 ETF464287200SHS448,713$172,399,926dollars as filed
VANGUARD MALVERN FDS922020805SHS1,123,254$52,467,178dollars as filed
IJH464287507COM214,162$51,803,637dollars as filed
SPY78462F103SHS130,196$49,790,991dollars as filed
SPDR SER TR78464A508PRTFLO S&P500 VL1,148,677$44,672,035dollars as filed
iShares Core S&P Small-Cap ETF464287804SHS407,678$38,582,691dollars as filed
SPDR Portfolio S&P 500 Growth ETF78464A409SHS734,075$37,195,568dollars as filed
JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF46641Q654ETF691,368$34,938,282dollars as filed
iShares MSCI USA Min Vol Factor ETF46429B697SHS459,612$33,138,015dollars as filed
PJT PARTNERS INC69343T107COM CL A406,853$29,980,998dollars as filed
SPDR S&P Dividend ETF78464A763SHS225,563$28,220,158dollars as filed
Apple Inc037833100COM216,652$28,149,638dollars as filed
iShares Core MSCI EAFE ETF46432F842SHS426,600$26,295,644dollars as filed
INVESCO EXCHANGE TRADED FD T46137V613RAFI US 1000 ETF154,240$23,930,368dollars as filed
FLEXSHARES TR33939L506IBOXX 3R TARGT1,005,778$23,655,899dollars as filed
SPDR SERIES TRUST78464A839ST STR SP400VAL364,056$23,561,717dollars as filed
iShares iBonds Dec. 2028 Corporate Bond ETF46435U515ETF943,071$22,907,191dollars as filed
iShares iBonds Dec. 2027 Corporate Bond ETF46435UAA9ETF973,507$22,750,848dollars as filedprincipal
iShares iBonds Dec 2026 Term Corporate ETF46435GAA0SHS973,236$22,725,063dollars as filedprincipal
iShares iBonds Dec. 2029 Corporate Bond ETF46436E205ETF1,021,610$22,649,102dollars as filed
SPDR SER TR78464A821S&P 400 MDCP GRW315,095$20,588,294dollars as filed
J P MORGAN EXCHANGE TRADED F46641Q837ULTRA SHRT ETF409,429$20,524,676dollars as filed
SPDR S&P Midcap 400 ETF Trust78467Y107SHS46,329$20,514,014dollars as filed
SPDR S&P 600 Small Cap Value ETF78464A300SHS261,395$19,400,739dollars as filed
Vanguard FTSE Developed Markets ETF921943858SHS449,519$18,866,311dollars as filed
DATADOGINCCLASSA23804L103STOK220,501$16,206,824dollars as filed
INVESCO EXCH TRADED FD TR II46138G698S&P 500 REVENUE196,771$14,549,215dollars as filed
SPDR SERIES TRUST78464a201ST STR SP600GRWO176,656$12,761,619dollars as filed
CITIZENS FINL GROUP INC COM174610105Stock317,025$12,481,274dollars as filed
ISHARES MSCI EAFE SMALL-CAP ETF464288273ETF181,443$10,247,901dollars as filed
VTI922908769COM46,536$8,897,164dollars as filed
DIMENSIONAL ETF TRUST25434V856INFLATION PROTE178,158$7,332,983dollars as filed
Microsoft Corp594918104COM27,046$6,486,271dollars as filed
VWO922042858SHS161,693$6,302,794dollars as filed
iShares Russell 2000 ETF464287655SHS32,955$5,745,961dollars as filed
CROCS INC COM227046109Stock50,205$5,443,728dollars as filed
ISHARES RUSSELL 1000 ETF464287622ETF22,123$4,657,334dollars as filed
INVESCO EXCH TRADED FD TR II46138E354S&P500 LOW VOL71,671$4,579,777dollars as filed
Vanguard Real Estate922908553SHS54,685$4,510,389dollars as filed
ISHARES U S ETF TR46431W507SHOR DURA BD ETF91,434$4,504,953dollars as filed
iShares Core MSCI Emerging Markets ETF46434G103SHS91,136$4,256,062dollars as filed
ISHARES TR464287168COM32,722$3,946,273dollars as filed
Amazon.com, Inc023135106COM40,235$3,379,740dollars as filed
Johnson & Johnson478160104COM17,515$3,094,025dollars as filed
DIMENSIONAL ETF TRUST25434V609US TARGETED VLU63,146$2,775,267dollars as filed
Vanguard S&P 500 ETF922908363COM7,869$2,764,830dollars as filed
EXXON MOBIL CORP30231G102COM24,426$2,694,188dollars as filed
Berkshire Hathaway Inc084670702COM8,022$2,477,996dollars as filed
MasterCard, Inc57636Q104COM7,055$2,453,235dollars as filed
ISHARES TR46429B663CORE HIGH DV ETF21,794$2,271,805dollars as filed
ISHARES MSCI EAFE MIN VOL FACTOR ETF46429B689ETF34,505$2,194,001dollars as filed
INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF46137V357COM14,368$2,029,480dollars as filed
PIMCO ETF TR72201R833ENHAN SHRT MA AC20,500$2,022,325dollars as filed
Vanguard Small-Cap ETF922908751SHS10,929$2,005,909dollars as filed
BROWN & BROWN INC COM115236101Stock33,534$1,910,432dollars as filed
ISHARES TR464287465MSCI EAFE ETF28,822$1,891,893dollars as filed
JPMorgan Chase & Co46625H100COM13,980$1,874,772dollars as filed
Home Depot, Inc437076102COM5,679$1,793,769dollars as filed
Merck & Co.,Inc.58933Y105COM15,717$1,743,801dollars as filed
ISHARES TR464287630RUS 2000 VAL ETF12,516$1,735,594dollars as filed
Vanguard FTSE All-World ex-US ETF922042775SHS33,297$1,669,512dollars as filed
Applied Materials,Inc.038222105COM15,745$1,533,248dollars as filed
ISHARES TR464287523COM4,400$1,531,112dollars as filed
Alphabet Inc. Reg. Shares C02079K107COM14,587$1,294,305dollars as filed
AbbVie,Inc.00287Y109COM7,947$1,284,315dollars as filed
Procter & Gamble Co742718109COM8,361$1,267,265dollars as filed
Alphabet Inc. Reg. Shares A02079K305COM13,864$1,223,221dollars as filed
Vanguard S&P Mid-Cap 400 ETF921932885SHS7,449$1,218,361dollars as filed
iShares iBonds Dec. 2026 Municipal Bond ETF46435U259ETF46,982$1,184,416dollars as filed
NextEra Energy,Inc.65339F101COM14,146$1,182,606dollars as filed
iShares iBonds Dec. 2027 Municipal Bond ETF46435U283ETF45,623$1,143,997dollars as filed
ISHARES TR464287101S&P 100 ETF6,685$1,140,260dollars as filed
SCHWAB STRATEGIC TR808524805INTL EQTY ETF34,849$1,122,471dollars as filed
ISHARES TR46432F834COM19,373$1,121,309dollars as filed
INVESCO EXCH TRADED FD TR II46138G672S&P MDCP 400 REV12,954$1,112,362dollars as filed
iShares Core S&P Total U.S. Stock Market ETF464287150SHS12,621$1,070,261dollars as filed
Automatic Data Processing,Inc.053015103COM4,454$1,063,882dollars as filed
INVESCO EXCH TRADED FD TR II46138G664S&P SMALLCAP 6009,703$1,053,055dollars as filed
Vanguard Small-Cap Value ETF922908611SHS6,504$1,032,869dollars as filed
BLACKSTONE INC09260D107COM13,913$1,032,229dollars as filed
Vanguard High Dividend Yield ETF921946406SHS8,854$958,091dollars as filed
iShares TIPS Bond ETF464287176SHS8,914$948,806dollars as filed
VANGUARD S&P SMALL-CAP 600 ETF921932828ETF5,467$947,486dollars as filed
TJX Companies Inc872540109COM11,753$935,539dollars as filed
Abbott Laboratories002824100COM8,303$911,586dollars as filed
COMPASS INC20464U100CL A390,896$910,788dollars as filed
Vanguard Dividend Appreciation ETF921908844SHS5,661$859,659dollars as filed
INVESCO EXCH TRADED FD TR II46138G870VAR RATE PFD37,567$841,125dollars as filed
UNITED BANKSHARES INC WEST VA COM909907107Stock20,596$833,932dollars as filed
Lockheed Martin Corporation539830109COM1,698$826,060dollars as filed
ROSS STORES INC COM778296103Stock7,095$823,517dollars as filed
PepsiCo,Inc.713448108COM4,434$801,046dollars as filed
INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF46138E735ETF25,543$756,584dollars as filed
General Electric Company369604301COM8,806$737,855dollars as filed
OREILLY AUTOMOTIVE INC COM67103H107Stock866$730,930dollars as filed
Avantis US Small Cap Value ETF025072877SHS9,197$685,261dollars as filed
Pfizer Inc.717081103COM13,263$679,596dollars as filed
GOLUB CAP BDC INC38173M102COM50,000$658,000dollars as filed
iShares Russell Midcap ETF464287499SHS9,715$655,277dollars as filed
iShares iBonds Dec. 2028 Municipal Bond ETF46435U325ETF26,010$652,721dollars as filed
McDonalds Corporation580135101COM2,446$644,644dollars as filed
Chevron Corporation166764100COM3,567$640,241dollars as filed
Oracle Corporation68389X105COM7,827$639,779dollars as filed
DIMENSIONAL ETF TRUST25434V401US EQUI MARK ETF15,010$624,566dollars as filed
ISHARES46435U432EXCHANGE TRADED22,890$603,609dollars as filed
Vanguard Value ETF922908744SHS4,300$603,549dollars as filed
INVESCO QQQ TR46090E103COM2,246$598,065dollars as filed
Honeywell Technologies438516106COM2,706$579,896dollars as filed
Vanguard Growth922908736COM2,719$579,446dollars as filed
UnitedHealth Group Inc91324P102COM1,088$576,836dollars as filed
Cisco Systems,Inc.17275R102COM11,730$558,840dollars as filed
VANGUARD SCOTTSDALE FDS92206C409COM7,049$530,014dollars as filed
ELME COMMUNITIES939653101SH BEN INT29,750$529,550dollars as filed
Intel Corp458140100COM20,019$529,102dollars as filed
HERSHEY CO COM427866108Stock2,274$526,590dollars as filed
ROYAL BK CDA COM780087102Stock5,579$524,538dollars as filed
Vanguard Mid-Cap Value ETF922908512SHS3,866$522,882dollars as filed
ISHARES TR464287234MSCI EMG MKT ETF13,282$503,388dollars as filed
Vanguard Extended Market ETF922908652SHS3,572$474,576dollars as filed
BERKSHIRE HATHAWAY INC DEL084670108CL A1$468,711dollars as filed
Union Pacific Corporation907818108COM2,224$460,524dollars as filed
International Business Machines Corporation459200101COM3,244$457,047dollars as filed
ISHARES TR464287457COM5,610$455,364dollars as filed
SYSCOCORP871829107COM5,949$454,801dollars as filed
META PLATFORMS INC CL A30303M102COM3,717$447,304dollars as filed
SCHWAB STRATEGIC TR808524409US LCAP VA ETF6,661$439,759dollars as filed
Costco Wholesale Corporation22160K105COM963$439,610dollars as filed
Visa Inc92826C839COM2,058$427,570dollars as filed
GENERAL MILLS INC COM370334104Stock5,047$423,191dollars as filed
Danaher Corporation235851102COM1,560$414,055dollars as filed
ISHARESRUSSELL1000GROWTHETF464287614STOK1,919$411,127dollars as filed
Verizon Communications Inc92343V104COM10,363$408,302dollars as filed
VANGUARD STAR FDS921909768COM7,889$408,019dollars as filed
Coca-Cola Company191216100COM6,412$407,867dollars as filed
PPG INDS INC COM693506107Stock3,240$407,398dollars as filed
Wisdomtree Equity Premium Income Fund97717X560COM13,435$403,482dollars as filed
Southern Company842587107COM5,644$403,038dollars as filed
Eli Lilly and Company532457108COM1,088$398,034dollars as filed
Walt Disney Co254687106COM4,427$384,616dollars as filed
L3HARRIS TECHNOLOGIES INC COM502431109Stock1,816$378,109dollars as filed
Vanguard Intermediate-Term Corporate Bond ETF92206C870SHS4,876$377,961dollars as filed
WISDOMTREE TR97717X669US QTLY DIV GRT6,080$366,989dollars as filed
JACOBS SOLUTIONS INC COM46982L108Stock2,975$357,208dollars as filed
CREDIT ACCEP CORP MICH225310101COM731$346,786dollars as filed
Charles Schwab Corp808513105COM4,128$343,697dollars as filed
BLEND LABS INC09352U108CL A237,000$341,280dollars as filed
ISHARES RUSSELL 1000 VALUE ETF464287598ETF2,218$336,360dollars as filed
EQUITY RESIDENTIAL29476L107SH BEN INT5,565$328,335dollars as filed
Vanguard Mid-Cap Growth ETF922908538SHS1,820$327,163dollars as filed
iShares S&P 500 Value ETF464287408SHS2,251$326,553dollars as filed
WISDOMTREE TR97717W315EMER MKT HIGH FD9,130$325,393dollars as filed
Technology Select Sector SPDR Fund81369Y803SHS2,565$319,189dollars as filed
NUVEEN TAXABLE MUNICPAL INM FD COM67074C103CEF19,845$316,726dollars as filed
CVS Health Corporation126650100COM3,371$314,143dollars as filed
Schwab U.S. Large-Cap Growth ETF808524300SHS5,631$312,853dollars as filed
Deere & Company244199105COM698$299,274dollars as filed
SPDR GOLD TR78463V107GOLD SHS1,743$295,683dollars as filed
Dimensional International Value ETF25434V807SHS9,721$295,518dollars as filed
Bank of America Corp060505104COM8,912$295,165dollars as filed
Vanguard FTSE All-World ex-US Small-Cap ETF922042718SHS2,796$287,457dollars as filed
Vanguard Small-Cap Growth ETF922908595SHS1,413$283,363dollars as filed
Walmart Inc.931142103COM1,997$283,155dollars as filed
WALGREENS BOOTS ALLIANCE INC931427108COM7,482$279,528dollars as filed
ALLIANT ENERGY CORP COM018802108Stock5,059$279,307dollars as filed
CSX Corporation126408103COM8,910$276,032dollars as filed
SMUCKER J M CO832696405COM NEW1,725$273,344dollars as filed
ISHARES TR46435U697IBONDS DEC10,593$272,770dollars as filed
Accenture Plc Class AG1151C101COM1,012$270,042dollars as filed
BHP BILLITON LIMITED SPONSORED ADS088606108ADR4,333$268,863dollars as filed
CONSOLIDATED EDISON INC209115104COM2,805$267,345dollars as filed
Starbucks Corporation855244109COM2,673$265,162dollars as filed
RIO TINTO PLC SPONSORED ADR767204100ADR3,724$265,149dollars as filed
Duke Energy Corporation26441C204COM2,518$259,329dollars as filed
Adobe Inc00724F101COM752$253,071dollars as filed
Netflix, Inc64110L106COM852$251,238dollars as filed
F5 INC COM315616102Stock1,710$245,402dollars as filed
Tesla Motors, Inc88160R101COM1,955$240,817dollars as filed
INVESCO EXCH TRADED FD TR II46138E743RAFI DVLPD MRKTS5,725$237,830dollars as filed
Thermo Fisher Scientific Inc.883556102COM431$237,347dollars as filed
COLGATE PALMOLIVE CO COM194162103Stock3,006$236,843dollars as filed
SCHD808524797COM3,073$232,134dollars as filed
BROADSTONE NET LEASE INC COM11135E203REIT14,288$231,608dollars as filed
Amgen Inc.031162100COM881$231,386dollars as filed
CAMDEN PPTY TR SH BEN INT133131102REIT2,067$231,256dollars as filed
NVIDIA Corp67066G104COM1,556$227,394dollars as filed
Comcast Corp20030N101COM6,409$224,134dollars as filed
Mondelez International,Inc. Class A609207105COM3,357$223,744dollars as filed
ISHARES INC464286525MSCI GBL MIN VOL2,345$222,808dollars as filed
ISHARES TR464287564SELECT US REIT4,052$222,212dollars as filed
AT&T Inc00206R102COM11,903$219,136dollars as filed
BLACKROCK FLOATING RATE INCO09255X100COM19,130$215,403dollars as filed
TYSON FOODS INC CL A902494103Stock3,361$209,222dollars as filed
Schwab U.S. Broad Market ETF808524102SHS4,664$208,994dollars as filed
Texas Instruments Incorporated882508104COM1,263$208,673dollars as filed
Lowes Companies,Inc.548661107COM1,021$203,424dollars as filed
CORNING INC219350105COM6,278$200,519dollars as filed
NATURA &CO HLDG S A63884N108ADR46,069$199,479dollars as filed
ENHABIT INC29332G102COM15,000$197,400dollars as filed
NUVEEN FLOATING RATE INCOME OP6706EN100COM SHS21,828$170,479dollars as filed
BLACKROCK MUNIHLDGS NY QLTY09255C106COM14,485$148,761dollars as filed
WESTERN ASSET EMERGING MARKETS95766A101COM13,581$123,723dollars as filed
NEKTAR THERAPEUTICS640268108COM35,063$79,242dollars as filed
DARIOHEALTH CORP23725P209COM17,850$76,398dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001172661-23-000422this filing2023-02-03acceptance time not in the bulk data set