13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-01, with 646 holding rows worth $1,416,975,396.
- Accession
- 0001172661-23-000384
- Filer
- CIK 1766530
- Filed
- 2023-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 646 entries on the cover page, a total value of $1,416,975,396 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,416,975,396 with VALUE read as dollars as filed, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,373 | $294,536 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,275 | $293,478 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 3,519 | $292,963 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,282 | $292,319 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 6,383 | $292,086 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 9,188 | $291,181 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 6,159 | $289,364 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,474 | $287,453 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 11,900 | $285,604 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 9,559 | $282,755 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 4,935 | $281,052 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,722 | $280,206 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 5,850 | $279,981 | dollars as filed | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 8,556 | $279,555 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,321 | $278,635 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,432 | $278,071 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,642 | $278,057 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 7,342 | $277,454 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,513 | $276,399 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,752 | $274,989 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 3,850 | $274,264 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,947 | $272,697 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,291 | $272,535 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 11,280 | $271,453 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,962 | $271,372 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,918 | $271,068 | dollars as filed | |
| General Electric Company | 369604301 | COM | 3,228 | $270,486 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 5,021 | $270,481 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 2,236 | $267,962 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,464 | $265,378 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 17,496 | $264,533 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,580 | $262,169 | dollars as filed | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 2,870 | $261,830 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,084 | $261,777 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,810 | $261,219 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,627 | $261,108 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,273 | $260,825 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 9,107 | $259,185 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,713 | $258,393 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 12,452 | $258,382 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,645 | $258,205 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,758 | $256,817 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 10,497 | $256,334 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 11,385 | $256,163 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 3,152 | $255,842 | dollars as filed | |
| FISERV INC | 337738108 | COM | 2,514 | $254,101 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 6,755 | $253,718 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 1,822 | $252,693 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,073 | $252,662 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 6,595 | $250,874 | dollars as filed | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 9,181 | $247,244 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 880 | $246,693 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 7,310 | $245,384 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 987 | $243,112 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,816 | $242,507 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,248 | $241,972 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,027 | $237,431 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,457 | $236,444 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,878 | $236,025 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 5,410 | $235,714 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,450 | $234,895 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,585 | $234,754 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,500 | $234,400 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 555 | $233,267 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,840 | $232,795 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,845 | $231,697 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,465 | $230,126 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,356 | $229,872 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 9,030 | $228,188 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,139 | $227,747 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,840 | $225,068 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,922 | $223,680 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,754 | $220,989 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 27,825 | $220,374 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 7,884 | $219,254 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 6,184 | $219,099 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 18,419 | $218,637 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 8,713 | $217,999 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,550 | $217,509 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,603 | $216,944 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 107 | $215,635 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 5,577 | $215,176 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 6,756 | $215,111 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 13,726 | $213,028 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 1,766 | $212,891 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,138 | $212,610 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 11,275 | $212,080 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 9,834 | $210,202 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 3,361 | $209,404 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 7,332 | $208,082 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,803 | $207,136 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,696 | $205,239 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 4,259 | $204,986 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,690 | $204,953 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 883 | $204,667 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,442 | $204,405 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 850 | $203,883 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 3,921 | $202,787 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 4,067 | $202,582 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 2,932 | $200,637 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,412 | $200,399 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 11,516 | $200,378 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 719 | $200,328 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,221 | $200,281 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 3,264 | $200,263 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 16,019 | $186,942 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 19,044 | $185,679 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 11,029 | $182,177 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,640 | $180,561 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 10,476 | $179,977 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 18,160 | $168,162 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,235 | $155,777 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 17,781 | $134,247 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,575 | $132,924 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 33,707 | $129,098 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 10,000 | $127,300 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,697 | $117,728 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,956 | $113,235 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,953 | $105,567 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,377 | $89,093 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 19,800 | $85,536 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 90,000 | $81,900 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 12,132 | $77,887 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,813 | $74,361 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,315 | $72,439 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 33,325 | $71,649 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,068 | $70,598 | dollars as filed | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,600 | $70,596 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 15,198 | $70,063 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 12,943 | $66,526 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 58,740 | $49,929 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 67,875 | $29,865 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 15,000 | $25,950 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 12,098 | $25,527 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,232 | $24,052 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 36,000 | $23,166 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 14,000 | $21,700 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 14,000 | $19,600 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 10,300 | $17,922 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 10,500 | $13,965 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 20,000 | $13,438 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $13,300 | dollars as filed | |
| HEALTHCARE TRIANGLE INC | 42227W108 | COM | 45,000 | $8,087 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 25,000 | $7,150 | dollars as filed | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 10,390 | $5,642 | dollars as filed | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $5,302 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-000384 | this filing | 2023-02-01 | acceptance time not in the bulk data set |