13F-HR/A filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR/A for the quarter ended 2021-12-31, filed 2023-01-30, with 594 holding rows worth $1,290,814,000.
- Accession
- 0001172661-23-000335
- Filer
- CIK 1766530
- Filed
- 2023-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, amendment of type restatement, 594 entries on the cover page, a total value of $1,290,814,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,290,814,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,200 | $267,000 | thousands, detected and multiplied | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,060 | $266,000 | thousands, detected and multiplied | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 330 | $263,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,884 | $263,000 | thousands, detected and multiplied | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 6,293 | $263,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 5,734 | $263,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,313 | $262,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 9,490 | $261,000 | thousands, detected and multiplied | |
| CORVEL CORP COM | 221006109 | Stock | 1,248 | $260,000 | thousands, detected and multiplied | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 668 | $259,000 | thousands, detected and multiplied | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 6,610 | $259,000 | thousands, detected and multiplied | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 7,506 | $257,000 | thousands, detected and multiplied | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,256 | $255,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 4,113 | $255,000 | thousands, detected and multiplied | |
| INVESCO SR INCOME TR | 46131H107 | COM | 57,889 | $251,000 | thousands, detected and multiplied | |
| BECTON DICKINSON & CO | 075887109 | COM | 994 | $250,000 | thousands, detected and multiplied | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 631 | $247,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 20,728 | $247,000 | thousands, detected and multiplied | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 11,176 | $244,000 | thousands, detected and multiplied | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 676 | $243,000 | thousands, detected and multiplied | |
| FS KKR CAP CORP | 302635206 | COM | 11,552 | $242,000 | thousands, detected and multiplied | |
| STEM INC | 85859N102 | COM | 12,725 | $241,000 | thousands, detected and multiplied | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,494 | $239,000 | thousands, detected and multiplied | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 5,615 | $239,000 | thousands, detected and multiplied | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 25,000 | $237,000 | thousands, detected and multiplied | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,543 | $236,000 | thousands, detected and multiplied | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 2,000 | $236,000 | thousands, detected and multiplied | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 15,000 | $234,000 | thousands, detected and multiplied | |
| NISOURCE INC COM | 65473P105 | Stock | 8,391 | $232,000 | thousands, detected and multiplied | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,963 | $231,000 | thousands, detected and multiplied | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 3,536 | $230,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 8,283 | $230,000 | thousands, detected and multiplied | |
| Schlumberger Limited | 806857108 | COM | 7,643 | $229,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4,402 | $229,000 | thousands, detected and multiplied | |
| iShares Silver Trust | 46428Q109 | COM | 10,619 | $228,000 | thousands, detected and multiplied | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 4,377 | $227,000 | thousands, detected and multiplied | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,392 | $226,000 | thousands, detected and multiplied | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,527 | $225,000 | thousands, detected and multiplied | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,082 | $223,000 | thousands, detected and multiplied | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,913 | $223,000 | thousands, detected and multiplied | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 3,595 | $220,000 | thousands, detected and multiplied | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 614 | $220,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,028 | $220,000 | thousands, detected and multiplied | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,576 | $219,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 674 | $218,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 5,337 | $218,000 | thousands, detected and multiplied | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,185 | $217,000 | thousands, detected and multiplied | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 3,873 | $215,000 | thousands, detected and multiplied | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,962 | $213,000 | thousands, detected and multiplied | |
| Prologis,Inc. | 74340W103 | COM | 1,260 | $212,000 | thousands, detected and multiplied | |
| INMODE LTD SHS | M5425M103 | Stock | 3,000 | $212,000 | thousands, detected and multiplied | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 5,414 | $211,000 | thousands, detected and multiplied | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 15,157 | $211,000 | thousands, detected and multiplied | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,408 | $208,000 | thousands, detected and multiplied | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,300 | $208,000 | thousands, detected and multiplied | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 4,924 | $208,000 | thousands, detected and multiplied | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 3,223 | $208,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,679 | $207,000 | thousands, detected and multiplied | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,416 | $206,000 | thousands, detected and multiplied | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 5,258 | $206,000 | thousands, detected and multiplied | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 8,075 | $205,000 | thousands, detected and multiplied | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 1,501 | $204,000 | thousands, detected and multiplied | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,882 | $204,000 | thousands, detected and multiplied | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,151 | $204,000 | thousands, detected and multiplied | |
| Etfmg Prime Mobile | 26924G409 | COM | 3,490 | $203,000 | thousands, detected and multiplied | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,804 | $202,000 | thousands, detected and multiplied | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,334 | $201,000 | thousands, detected and multiplied | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,781 | $200,000 | thousands, detected and multiplied | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 24,543 | $197,000 | thousands, detected and multiplied | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 12,115 | $189,000 | thousands, detected and multiplied | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 16,543 | $182,000 | thousands, detected and multiplied | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,483 | $160,000 | thousands, detected and multiplied | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,046 | $159,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 14,584 | $139,000 | thousands, detected and multiplied | |
| REDWIRE CORPORATION | 75776W103 | COM | 20,000 | $135,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,010 | $128,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,233 | $118,000 | thousands, detected and multiplied | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,000 | $112,000 | thousands, detected and multiplied | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 23,000 | $111,000 | thousands, detected and multiplied | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 35,500 | $104,000 | thousands, detected and multiplied | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,429 | $97,000 | thousands, detected and multiplied | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 19,364 | $96,000 | thousands, detected and multiplied | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 17,092 | $92,000 | thousands, detected and multiplied | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,313 | $76,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,056 | $74,000 | thousands, detected and multiplied | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,687 | $68,000 | thousands, detected and multiplied | |
| SACHEM CAP CORP | 78590A109 | COM | 10,450 | $61,000 | thousands, detected and multiplied | |
| OPKO HEALTH INC | 68375N103 | COM | 11,622 | $56,000 | thousands, detected and multiplied | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 10,837 | $55,000 | thousands, detected and multiplied | |
| OWLET INC | 69120X107 | COM | 18,600 | $50,000 | thousands, detected and multiplied | |
| SAVARA INC | 805111101 | COM | 14,000 | $17,000 | thousands, detected and multiplied | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 55,058 | $17,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $12,000 | thousands, detected and multiplied | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 10,000 | $12,000 | thousands, detected and multiplied | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-22-000340 | superseded | 2022-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-23-000335 | this filing | 2023-01-30 | acceptance time not in the bulk data set |