13F-HR/A filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2023-01-30, with 296 holding rows worth $502,016,000.
- Accession
- 0001172661-23-000334
- Filer
- CIK 1766530
- Filed
- 2023-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type restatement, 296 entries on the cover page, a total value of $502,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,016,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 523,050 | $31,404,000 | thousands, detected and multiplied | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 421,962 | $20,558,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 940,329 | $19,239,000 | thousands, detected and multiplied | |
| SPY | 78462F103 | SHS | 37,806 | $14,135,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 127,192 | $11,862,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 88,787 | $11,781,000 | thousands, detected and multiplied | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 184,436 | $11,771,000 | thousands, detected and multiplied | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 30,210 | $11,340,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 224,829 | $10,700,000 | thousands, detected and multiplied | |
| IJH | 464287507 | COM | 40,035 | $9,201,000 | thousands, detected and multiplied | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 123,752 | $8,400,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 2,544 | $8,286,000 | thousands, detected and multiplied | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 219,338 | $7,692,000 | thousands, detected and multiplied | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 138,887 | $7,601,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 123,375 | $7,345,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 356,520 | $7,198,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 140,144 | $6,861,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717Y691 | CMN | 126,706 | $6,789,000 | thousands, detected and multiplied | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 51,191 | $6,553,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 28,170 | $5,979,000 | thousands, detected and multiplied | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 45,106 | $5,792,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 84,663 | $5,715,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 55,955 | $5,407,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 88,631 | $4,919,000 | thousands, detected and multiplied | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 64,702 | $4,750,000 | thousands, detected and multiplied | |
| VTI | 922908769 | COM | 24,364 | $4,742,000 | thousands, detected and multiplied | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 37,506 | $4,433,000 | thousands, detected and multiplied | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 50,624 | $4,365,000 | thousands, detected and multiplied | |
| Vanguard S&P 500 ETF | 922908363 | COM | 12,628 | $4,340,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 18,543 | $4,124,000 | thousands, detected and multiplied | |
| Vanguard Growth | 922908736 | COM | 15,798 | $4,002,000 | thousands, detected and multiplied | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 61,995 | $3,846,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 67,094 | $3,806,000 | thousands, detected and multiplied | |
| iShares Gold Trust | 464285105 | ISHARES | 198,494 | $3,599,000 | thousands, detected and multiplied | |
| SPDW | 78463X889 | COM | 101,936 | $3,440,000 | thousands, detected and multiplied | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 14,228 | $3,431,000 | thousands, detected and multiplied | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 91,871 | $3,337,000 | thousands, detected and multiplied | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 37,413 | $3,330,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 34,775 | $3,305,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 23,306 | $3,099,000 | thousands, detected and multiplied | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 42,602 | $2,954,000 | thousands, detected and multiplied | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,545 | $2,951,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 21,275 | $2,937,000 | thousands, detected and multiplied | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 45,930 | $2,920,000 | thousands, detected and multiplied | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 43,890 | $2,905,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 40,714 | $2,859,000 | thousands, detected and multiplied | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 30,683 | $2,820,000 | thousands, detected and multiplied | |
| Vanguard Value ETF | 922908744 | SHS | 23,416 | $2,786,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 51,665 | $2,775,000 | thousands, detected and multiplied | |
| Tesla Motors, Inc | 88160R101 | COM | 3,623 | $2,557,000 | thousands, detected and multiplied | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 28,013 | $2,470,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 37,496 | $2,451,000 | thousands, detected and multiplied | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 115,660 | $2,207,000 | thousands, detected and multiplied | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 22,274 | $2,204,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 11,898 | $2,156,000 | thousands, detected and multiplied | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 39,462 | $2,110,000 | thousands, detected and multiplied | |
| GRACO INC COM | 384109104 | Stock | 28,665 | $2,074,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 27,013 | $2,045,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 31,955 | $1,981,000 | thousands, detected and multiplied | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 5,142 | $1,967,000 | thousands, detected and multiplied | |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,239 | $1,876,000 | thousands, detected and multiplied | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 39,591 | $1,869,000 | thousands, detected and multiplied | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,812 | $1,861,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 5,900 | $1,851,000 | thousands, detected and multiplied | |
| Visa Inc | 92826C839 | COM | 8,066 | $1,764,000 | thousands, detected and multiplied | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 32,397 | $1,758,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 23,779 | $1,746,000 | thousands, detected and multiplied | |
| Fidelity High Dividend ETF | 316092840 | SHS | 54,251 | $1,741,000 | thousands, detected and multiplied | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,476 | $1,723,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 10,649 | $1,676,000 | thousands, detected and multiplied | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,477 | $1,662,000 | thousands, detected and multiplied | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,843 | $1,658,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 942 | $1,651,000 | thousands, detected and multiplied | |
| NVIDIA Corp | 67066G104 | COM | 3,151 | $1,645,000 | thousands, detected and multiplied | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,080 | $1,554,000 | thousands, detected and multiplied | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 54,043 | $1,530,000 | thousands, detected and multiplied | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 21,899 | $1,513,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 19,190 | $1,466,000 | thousands, detected and multiplied | |
| EXXON MOBIL CORP | 30231G102 | COM | 35,155 | $1,449,000 | thousands, detected and multiplied | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,603 | $1,441,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 25,300 | $1,390,000 | thousands, detected and multiplied | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,190 | $1,347,000 | thousands, detected and multiplied | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 21,097 | $1,323,000 | thousands, detected and multiplied | |
| NIO INC SPON ADS | 62914V106 | ADR | 27,122 | $1,322,000 | thousands, detected and multiplied | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 20,586 | $1,291,000 | thousands, detected and multiplied | |
| MERCADOLIBREINC | 58733R102 | STOK | 769 | $1,288,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 47,223 | $1,280,000 | thousands, detected and multiplied | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 91,750 | $1,269,000 | thousands, detected and multiplied | |
| Boeing Company | 097023105 | COM | 5,901 | $1,263,000 | thousands, detected and multiplied | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 21,817 | $1,249,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 9,266 | $1,234,000 | thousands, detected and multiplied | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 24,119 | $1,210,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 23,443 | $1,191,000 | thousands, detected and multiplied | |
| Salesforce.com, Inc | 79466L302 | COM | 5,246 | $1,167,000 | thousands, detected and multiplied | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,915 | $1,151,000 | thousands, detected and multiplied | |
| Home Depot, Inc | 437076102 | COM | 4,326 | $1,149,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,218 | $1,148,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 6,819 | $1,146,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 22,389 | $1,108,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 75,157 | $1,087,000 | thousands, detected and multiplied | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,984 | $1,062,000 | thousands, detected and multiplied | |
| Verizon Communications Inc | 92343V104 | COM | 17,305 | $1,017,000 | thousands, detected and multiplied | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 96,208 | $982,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,155 | $978,000 | thousands, detected and multiplied | |
| ISHARES TR | 46435G102 | CONV BD ETF | 10,083 | $974,000 | thousands, detected and multiplied | |
| Netflix, Inc | 64110L106 | COM | 1,789 | $967,000 | thousands, detected and multiplied | |
| Qualcomm Incorporated | 747525103 | COM | 6,287 | $958,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 9,744 | $947,000 | thousands, detected and multiplied | |
| MasterCard, Inc | 57636Q104 | COM | 2,618 | $935,000 | thousands, detected and multiplied | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,142 | $933,000 | thousands, detected and multiplied | |
| TELADOC HEALTH INC | 87918A105 | COM | 4,631 | $926,000 | thousands, detected and multiplied | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,508 | $919,000 | thousands, detected and multiplied | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 2,910 | $883,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 37,905 | $883,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 19,883 | $882,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,710 | $865,000 | thousands, detected and multiplied | |
| BLOCK INC CL A | 852234103 | Stock | 3,949 | $859,000 | thousands, detected and multiplied | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 47,300 | $858,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 7,889 | $845,000 | thousands, detected and multiplied | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 76,750 | $844,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 470 | $823,000 | thousands, detected and multiplied | |
| ISHARES TR | 46432F834 | COM | 11,505 | $773,000 | thousands, detected and multiplied | |
| AT&T Inc | 00206R102 | COM | 26,413 | $760,000 | thousands, detected and multiplied | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 15,038 | $759,000 | thousands, detected and multiplied | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,700 | $754,000 | thousands, detected and multiplied | |
| ConocoPhillips | 20825C104 | COM | 18,793 | $752,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 27,780 | $751,000 | thousands, detected and multiplied | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 7,180 | $724,000 | thousands, detected and multiplied | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,232 | $718,000 | thousands, detected and multiplied | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,124 | $714,000 | thousands, detected and multiplied | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,673 | $704,000 | thousands, detected and multiplied | |
| DOW HLDGS INC COM | 260557103 | Stock | 12,436 | $690,000 | thousands, detected and multiplied | |
| MODERNA INC | 60770K107 | COM | 6,545 | $684,000 | thousands, detected and multiplied | |
| Bank of America Corp | 060505104 | COM | 22,501 | $682,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288687 | COM | 17,668 | $680,000 | thousands, detected and multiplied | |
| VGT | 92204A702 | SHS | 1,913 | $677,000 | thousands, detected and multiplied | |
| TARGET CORP COM | 87612E106 | Stock | 3,720 | $657,000 | thousands, detected and multiplied | |
| VANGUARD STAR FDS | 921909768 | COM | 10,898 | $656,000 | thousands, detected and multiplied | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,930 | $651,000 | thousands, detected and multiplied | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,194 | $638,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 17,271 | $636,000 | thousands, detected and multiplied | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,928 | $634,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 9,065 | $629,000 | thousands, detected and multiplied | |
| Walmart Inc. | 931142103 | COM | 4,326 | $624,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 16,631 | $612,000 | thousands, detected and multiplied | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 745 | $597,000 | thousands, detected and multiplied | |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,862 | $570,000 | thousands, detected and multiplied | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,864 | $569,000 | thousands, detected and multiplied | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 7,950 | $565,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 7,806 | $564,000 | thousands, detected and multiplied | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 24,347 | $562,000 | thousands, detected and multiplied | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,133 | $561,000 | thousands, detected and multiplied | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,115 | $557,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,350 | $553,000 | thousands, detected and multiplied | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 10,157 | $541,000 | thousands, detected and multiplied | |
| PINTEREST INC CL A | 72352L106 | Stock | 8,175 | $539,000 | thousands, detected and multiplied | |
| Lowes Companies,Inc. | 548661107 | COM | 3,307 | $531,000 | thousands, detected and multiplied | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 50,599 | $525,000 | thousands, detected and multiplied | |
| DATADOGINCCLASSA | 23804L103 | STOK | 5,251 | $517,000 | thousands, detected and multiplied | |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,063 | $516,000 | thousands, detected and multiplied | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 16,382 | $499,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,347 | $498,000 | thousands, detected and multiplied | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 13,550 | $496,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,363 | $489,000 | thousands, detected and multiplied | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,351 | $474,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8,648 | $468,000 | thousands, detected and multiplied | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 17,125 | $466,000 | thousands, detected and multiplied | |
| Procter & Gamble Co | 742718109 | COM | 3,333 | $464,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,448 | $455,000 | thousands, detected and multiplied | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,416 | $446,000 | thousands, detected and multiplied | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,908 | $442,000 | thousands, detected and multiplied | |
| Honeywell Technologies | 438516106 | COM | 2,050 | $436,000 | thousands, detected and multiplied | |
| Adobe Inc | 00724F101 | COM | 866 | $433,000 | thousands, detected and multiplied | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,854 | $431,000 | thousands, detected and multiplied | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,298 | $429,000 | thousands, detected and multiplied | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,238 | $429,000 | thousands, detected and multiplied | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 26,950 | $426,000 | thousands, detected and multiplied | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,266 | $424,000 | thousands, detected and multiplied | |
| Comcast Corp | 20030N101 | COM | 8,070 | $423,000 | thousands, detected and multiplied | |
| iShares Global Tech ETF | 464287291 | SHS | 1,410 | $423,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F676 | COM | 1,937 | $423,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,621 | $410,000 | thousands, detected and multiplied | |
| CINTAS CORP COM | 172908105 | Stock | 1,157 | $409,000 | thousands, detected and multiplied | |
| SCHD | 808524797 | COM | 6,340 | $407,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,299 | $407,000 | thousands, detected and multiplied | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,536 | $403,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,757 | $403,000 | thousands, detected and multiplied | |
| ISHARES TR | 46435G425 | COM | 4,647 | $400,000 | thousands, detected and multiplied | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,960 | $400,000 | thousands, detected and multiplied | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 20,091 | $397,000 | thousands, detected and multiplied | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,089 | $395,000 | thousands, detected and multiplied | |
| McDonalds Corporation | 580135101 | COM | 1,824 | $391,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 11,548 | $390,000 | thousands, detected and multiplied | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 71,878 | $390,000 | thousands, detected and multiplied | |
| FEDEX CORP COM | 31428X106 | Stock | 1,490 | $387,000 | thousands, detected and multiplied | |
| COPART INC COM | 217204106 | Stock | 3,038 | $387,000 | thousands, detected and multiplied | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,967 | $387,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,730 | $383,000 | thousands, detected and multiplied | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 7,449 | $383,000 | thousands, detected and multiplied | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,146 | $368,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,050 | $363,000 | thousands, detected and multiplied | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,845 | $363,000 | thousands, detected and multiplied | |
| NIKE,Inc. Class B | 654106103 | COM | 2,518 | $356,000 | thousands, detected and multiplied | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,600 | $355,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 36,650 | $355,000 | thousands, detected and multiplied | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,883 | $353,000 | thousands, detected and multiplied | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,307 | $350,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287523 | COM | 901 | $342,000 | thousands, detected and multiplied | |
| OKTAINCCLASSA | 679295105 | STOK | 1,330 | $338,000 | thousands, detected and multiplied | |
| TWITTER INC | 90184L102 | COM | 6,240 | $338,000 | thousands, detected and multiplied | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,731 | $337,000 | thousands, detected and multiplied | |
| VWO | 922042858 | SHS | 6,702 | $336,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,476 | $335,000 | thousands, detected and multiplied | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,916 | $331,000 | thousands, detected and multiplied | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,378 | $330,000 | thousands, detected and multiplied | |
| Uber Technologies | 90353T100 | COM | 6,395 | $326,000 | thousands, detected and multiplied | |
| TWILIO INC CL A | 90138F102 | Stock | 962 | $326,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 11,843 | $319,000 | thousands, detected and multiplied | |
| PepsiCo,Inc. | 713448108 | COM | 2,146 | $318,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F437 | COM | 9,859 | $316,000 | thousands, detected and multiplied | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,213 | $315,000 | thousands, detected and multiplied | |
| GENERAL ELEC CO | 369604103 | COM | 28,878 | $312,000 | thousands, detected and multiplied | |
| Cyber Security ETF | 26924G201 | Common | 5,414 | $312,000 | thousands, detected and multiplied | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,129 | $302,000 | thousands, detected and multiplied | |
| Amgen Inc. | 031162100 | COM | 1,309 | $301,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 8,647 | $301,000 | thousands, detected and multiplied | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,417 | $300,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,561 | $300,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,843 | $299,000 | thousands, detected and multiplied | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 631 | $294,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 33,199 | $291,000 | thousands, detected and multiplied | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,898 | $290,000 | thousands, detected and multiplied | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,250 | $288,000 | thousands, detected and multiplied | |
| International Business Machines Corporation | 459200101 | COM | 2,229 | $281,000 | thousands, detected and multiplied | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 6,696 | $280,000 | thousands, detected and multiplied | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,538 | $279,000 | thousands, detected and multiplied | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,855 | $279,000 | thousands, detected and multiplied | |
| HYRECAR INC | 44916T107 | COM | 39,145 | $279,000 | thousands, detected and multiplied | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,600 | $277,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 7,218 | $271,000 | thousands, detected and multiplied | |
| NOVAVAX INC | 670002401 | COM NEW | 2,405 | $268,000 | thousands, detected and multiplied | |
| Danaher Corporation | 235851102 | COM | 1,201 | $267,000 | thousands, detected and multiplied | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,300 | $267,000 | thousands, detected and multiplied | |
| SPLUNK INC | 848637104 | COM | 1,574 | $267,000 | thousands, detected and multiplied | |
| INMODE LTD SHS | M5425M103 | Stock | 5,600 | $266,000 | thousands, detected and multiplied | |
| Intel Corp | 458140100 | COM | 5,319 | $265,000 | thousands, detected and multiplied | |
| Vanguard Real Estate | 922908553 | SHS | 3,125 | $265,000 | thousands, detected and multiplied | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,190 | $265,000 | thousands, detected and multiplied | |
| iShares MBS ETF | 464288588 | SHS | 2,375 | $262,000 | thousands, detected and multiplied | |
| 3M CO COM | 88579Y101 | Stock | 1,486 | $260,000 | thousands, detected and multiplied | |
| ROKU INC COM CL A | 77543R102 | Stock | 778 | $258,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 3,038 | $257,000 | thousands, detected and multiplied | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,954 | $256,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,282 | $253,000 | thousands, detected and multiplied | |
| FASTLY INC | 31188V100 | CL A | 2,893 | $253,000 | thousands, detected and multiplied | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 51,500 | $253,000 | thousands, detected and multiplied | |
| EDITAS MEDICINE INC | 28106W103 | COM | 3,575 | $251,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 867 | $249,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,137 | $248,000 | thousands, detected and multiplied | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,691 | $248,000 | thousands, detected and multiplied | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,615 | $248,000 | thousands, detected and multiplied | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,988 | $246,000 | thousands, detected and multiplied | |
| FORD MTR CO COM | 345370860 | Stock | 27,888 | $245,000 | thousands, detected and multiplied | |
| iShares Silver Trust | 46428Q109 | COM | 9,895 | $243,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 9,126 | $243,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 4,420 | $242,000 | thousands, detected and multiplied | |
| Lockheed Martin Corporation | 539830109 | COM | 678 | $241,000 | thousands, detected and multiplied | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,715 | $241,000 | thousands, detected and multiplied | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,793 | $239,000 | thousands, detected and multiplied | |
| REDFIN CORP | 75737F108 | COM | 3,440 | $236,000 | thousands, detected and multiplied | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,890 | $232,000 | thousands, detected and multiplied | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,624 | $230,000 | thousands, detected and multiplied | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,208 | $229,000 | thousands, detected and multiplied | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,356 | $223,000 | thousands, detected and multiplied | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 3,928 | $223,000 | thousands, detected and multiplied | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,321 | $222,000 | thousands, detected and multiplied | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 37,800 | $222,000 | thousands, detected and multiplied | |
| Morgan Stanley | 617446448 | COM | 3,166 | $217,000 | thousands, detected and multiplied | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,675 | $214,000 | thousands, detected and multiplied | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,640 | $213,000 | thousands, detected and multiplied | |
| Caterpillar Inc. | 149123101 | COM | 1,146 | $209,000 | thousands, detected and multiplied | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 636 | $208,000 | thousands, detected and multiplied | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,792 | $202,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,126 | $183,000 | thousands, detected and multiplied | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 14,624 | $160,000 | thousands, detected and multiplied | |
| Blackrock 2022 Global In | 09258P104 | ETF | 16,500 | $149,000 | thousands, detected and multiplied | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,965 | $121,000 | thousands, detected and multiplied | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 13,800 | $116,000 | thousands, detected and multiplied | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,350 | $88,000 | thousands, detected and multiplied | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,000 | $64,000 | thousands, detected and multiplied | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,900 | $63,000 | thousands, detected and multiplied | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 13,698 | $52,000 | thousands, detected and multiplied | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 10,150 | $50,000 | thousands, detected and multiplied | |
| OPKO HEALTH INC | 68375N103 | COM | 11,122 | $44,000 | thousands, detected and multiplied | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,940 | $35,000 | thousands, detected and multiplied | |
| GERON CORP | 374163103 | COM | 10,500 | $17,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-000789 | superseded | 2021-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-23-000334 | this filing | 2023-01-30 | acceptance time not in the bulk data set |