13F-HR/A filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR/A for the quarter ended 2022-09-30, filed 2023-01-30, with 631 holding rows worth $1,279,285,000.
- Accession
- 0001172661-23-000333
- Filer
- CIK 1766530
- Filed
- 2023-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, amendment of type restatement, 631 entries on the cover page, a total value of $1,279,285,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,279,285,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,474 | $289,000 | thousands, detected and multiplied | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 9,161 | $289,000 | thousands, detected and multiplied | |
| LAM RESEARCH CORP | 512807108 | COM | 786 | $288,000 | thousands, detected and multiplied | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,375 | $287,000 | thousands, detected and multiplied | |
| HERSHEY CO COM | 427866108 | Stock | 1,303 | $287,000 | thousands, detected and multiplied | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,992 | $287,000 | thousands, detected and multiplied | |
| Analog Devices,Inc. | 032654105 | COM | 2,054 | $286,000 | thousands, detected and multiplied | |
| HUMACYTE INC | 44486Q103 | COM | 87,423 | $285,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,505 | $284,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 6,154 | $284,000 | thousands, detected and multiplied | |
| MERCADOLIBREINC | 58733R102 | STOK | 339 | $281,000 | thousands, detected and multiplied | |
| Cyber Security ETF | 26924G201 | Common | 6,477 | $281,000 | thousands, detected and multiplied | |
| FISERV INC | 337738108 | COM | 2,997 | $280,000 | thousands, detected and multiplied | |
| ALBEMARLE CORP | 012653101 | COM | 1,059 | $280,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,819 | $279,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 3,590 | $279,000 | thousands, detected and multiplied | |
| MODERNA INC | 60770K107 | COM | 2,353 | $278,000 | thousands, detected and multiplied | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 911 | $276,000 | thousands, detected and multiplied | |
| IDEXX LABS INC COM | 45168D104 | Stock | 843 | $275,000 | thousands, detected and multiplied | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 7,050 | $275,000 | thousands, detected and multiplied | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,977 | $274,000 | thousands, detected and multiplied | |
| Charles Schwab Corp | 808513105 | COM | 3,784 | $272,000 | thousands, detected and multiplied | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,526 | $270,000 | thousands, detected and multiplied | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,943 | $268,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,046 | $267,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,911 | $266,000 | thousands, detected and multiplied | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 4,939 | $264,000 | thousands, detected and multiplied | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,450 | $263,000 | thousands, detected and multiplied | |
| FEDEX CORP COM | 31428X106 | Stock | 1,751 | $260,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,455 | $257,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,410 | $257,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 6,822 | $257,000 | thousands, detected and multiplied | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9,452 | $255,000 | thousands, detected and multiplied | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,643 | $254,000 | thousands, detected and multiplied | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,885 | $254,000 | thousands, detected and multiplied | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 8,483 | $254,000 | thousands, detected and multiplied | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,464 | $253,000 | thousands, detected and multiplied | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 3,327 | $251,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 10,638 | $250,000 | thousands, detected and multiplied | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 19,667 | $250,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,103 | $246,000 | thousands, detected and multiplied | |
| iShares Silver Trust | 46428Q109 | COM | 13,869 | $243,000 | thousands, detected and multiplied | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,147 | $241,000 | thousands, detected and multiplied | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,487 | $241,000 | thousands, detected and multiplied | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,250 | $239,000 | thousands, detected and multiplied | |
| KELLANOVA | 487836108 | COM | 3,423 | $238,000 | thousands, detected and multiplied | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 6,490 | $236,000 | thousands, detected and multiplied | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,344 | $235,000 | thousands, detected and multiplied | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,896 | $235,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347B714 | FUND | 15,661 | $234,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 10,804 | $234,000 | thousands, detected and multiplied | |
| TWITTER INC | 90184L102 | COM | 5,322 | $233,000 | thousands, detected and multiplied | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,073 | $233,000 | thousands, detected and multiplied | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,168 | $231,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,432 | $230,000 | thousands, detected and multiplied | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,344 | $228,000 | thousands, detected and multiplied | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4,533 | $227,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,864 | $227,000 | thousands, detected and multiplied | |
| Eaton Corp. Plc | G29183103 | COM | 1,691 | $226,000 | thousands, detected and multiplied | |
| EXELON CORP COM | 30161N101 | Stock | 6,032 | $226,000 | thousands, detected and multiplied | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,626 | $223,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,919 | $222,000 | thousands, detected and multiplied | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,044 | $221,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,298 | $221,000 | thousands, detected and multiplied | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 7,455 | $219,000 | thousands, detected and multiplied | |
| General Electric Company | 369604301 | COM | 3,503 | $217,000 | thousands, detected and multiplied | |
| ALLY FINL INC COM | 02005N100 | Stock | 7,730 | $215,000 | thousands, detected and multiplied | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,491 | $215,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287457 | COM | 2,620 | $213,000 | thousands, detected and multiplied | |
| SHELL PLC SPON ADS | 780259305 | ADR | 4,277 | $213,000 | thousands, detected and multiplied | |
| NASDAQ INC COM | 631103108 | Stock | 3,748 | $212,000 | thousands, detected and multiplied | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,508 | $211,000 | thousands, detected and multiplied | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 953 | $208,000 | thousands, detected and multiplied | |
| MARATHON OIL CORP | 565849106 | COM | 9,233 | $208,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,541 | $208,000 | thousands, detected and multiplied | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,286 | $207,000 | thousands, detected and multiplied | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,314 | $207,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 11,164 | $206,000 | thousands, detected and multiplied | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 31,122 | $206,000 | thousands, detected and multiplied | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,617 | $204,000 | thousands, detected and multiplied | |
| Micron Technology,Inc. | 595112103 | COM | 4,050 | $203,000 | thousands, detected and multiplied | |
| SEA LTD | 81141R100 | SPONSORD ADS | 3,608 | $202,000 | thousands, detected and multiplied | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 17,585 | $202,000 | thousands, detected and multiplied | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 18,277 | $202,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,426 | $202,000 | thousands, detected and multiplied | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 3,110 | $202,000 | thousands, detected and multiplied | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,200 | $202,000 | thousands, detected and multiplied | |
| INTREPID POTASH INC | 46121Y201 | COM | 5,080 | $201,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,151 | $201,000 | thousands, detected and multiplied | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 5,870 | $201,000 | thousands, detected and multiplied | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 870 | $200,000 | thousands, detected and multiplied | |
| FOOT LOCKER INC | 344849104 | COM | 6,434 | $200,000 | thousands, detected and multiplied | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 5,750 | $200,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,536 | $196,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 11,029 | $179,000 | thousands, detected and multiplied | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 11,784 | $171,000 | thousands, detected and multiplied | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 10,172 | $165,000 | thousands, detected and multiplied | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,585 | $163,000 | thousands, detected and multiplied | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 22,960 | $159,000 | thousands, detected and multiplied | |
| LUCID GROUP INC | 549498103 | COM | 10,592 | $148,000 | thousands, detected and multiplied | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 50,000 | $147,000 | thousands, detected and multiplied | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,026 | $146,000 | thousands, detected and multiplied | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 16,466 | $134,000 | thousands, detected and multiplied | |
| INVESCO SR INCOME TR | 46131H107 | COM | 33,707 | $125,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 17,839 | $123,000 | thousands, detected and multiplied | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,575 | $118,000 | thousands, detected and multiplied | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 10,551 | $117,000 | thousands, detected and multiplied | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 10,213 | $109,000 | thousands, detected and multiplied | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 19,000 | $98,000 | thousands, detected and multiplied | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,343 | $95,000 | thousands, detected and multiplied | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 14,443 | $93,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,010 | $87,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,340 | $82,000 | thousands, detected and multiplied | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 15,584 | $76,000 | thousands, detected and multiplied | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 71,005 | $75,000 | thousands, detected and multiplied | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 42,285 | $75,000 | thousands, detected and multiplied | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,184 | $75,000 | thousands, detected and multiplied | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,314 | $71,000 | thousands, detected and multiplied | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 23,325 | $66,000 | thousands, detected and multiplied | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 35,500 | $55,000 | thousands, detected and multiplied | |
| DERMTECH INC | 24984K105 | COM | 12,447 | $49,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,232 | $44,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 11,000 | $39,000 | thousands, detected and multiplied | |
| HEALTHCARE TRIANGLE INC | 42227W108 | COM | 70,000 | $26,000 | thousands, detected and multiplied | |
| SAVARA INC | 805111101 | COM | 14,000 | $22,000 | thousands, detected and multiplied | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 14,000 | $22,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $16,000 | thousands, detected and multiplied | |
| SKILLZ INC | 83067L109 | COM | 10,400 | $11,000 | thousands, detected and multiplied | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 10,390 | $7,000 | thousands, detected and multiplied | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $6,000 | thousands, detected and multiplied | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 17,996 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-22-002219 | superseded | 2022-10-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-23-000333 | this filing | 2023-01-30 | acceptance time not in the bulk data set |