13F-HR/A filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR/A for the quarter ended 2022-06-30, filed 2023-01-30, with 645 holding rows worth $1,264,381,000.
- Accession
- 0001172661-23-000330
- Filer
- CIK 1766530
- Filed
- 2023-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, amendment of type restatement, 645 entries on the cover page, a total value of $1,264,381,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,264,381,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,224 | $306,000 | thousands, detected and multiplied | |
| Stryker Corporation | 863667101 | COM | 1,533 | $305,000 | thousands, detected and multiplied | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,285 | $304,000 | thousands, detected and multiplied | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,924 | $302,000 | thousands, detected and multiplied | |
| SEA LTD | 81141R100 | SPONSORD ADS | 4,513 | $302,000 | thousands, detected and multiplied | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,604 | $302,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 7,316 | $302,000 | thousands, detected and multiplied | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,126 | $299,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,444 | $298,000 | thousands, detected and multiplied | |
| ROBLOX CORP CL A | 771049103 | Stock | 8,939 | $294,000 | thousands, detected and multiplied | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,474 | $294,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,524 | $293,000 | thousands, detected and multiplied | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,182 | $291,000 | thousands, detected and multiplied | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,119 | $287,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,100 | $286,000 | thousands, detected and multiplied | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,335 | $285,000 | thousands, detected and multiplied | |
| iShares Silver Trust | 46428Q109 | COM | 15,086 | $281,000 | thousands, detected and multiplied | |
| SYSCOCORP | 871829107 | COM | 3,314 | $281,000 | thousands, detected and multiplied | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,976 | $281,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,353 | $281,000 | thousands, detected and multiplied | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 11,777 | $280,000 | thousands, detected and multiplied | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,815 | $279,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,964 | $279,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 12,248 | $279,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 10,631 | $279,000 | thousands, detected and multiplied | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 722 | $278,000 | thousands, detected and multiplied | |
| TWITTER INC | 90184L102 | COM | 7,442 | $278,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,417 | $277,000 | thousands, detected and multiplied | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,241 | $277,000 | thousands, detected and multiplied | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 19,209 | $277,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 31,586 | $275,000 | thousands, detected and multiplied | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,573 | $272,000 | thousands, detected and multiplied | |
| FISERV INC | 337738108 | COM | 2,989 | $266,000 | thousands, detected and multiplied | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,828 | $265,000 | thousands, detected and multiplied | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,323 | $264,000 | thousands, detected and multiplied | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,177 | $264,000 | thousands, detected and multiplied | |
| General Electric Company | 369604301 | COM | 4,125 | $263,000 | thousands, detected and multiplied | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,300 | $263,000 | thousands, detected and multiplied | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,797 | $263,000 | thousands, detected and multiplied | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,290 | $263,000 | thousands, detected and multiplied | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 14,471 | $262,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,012 | $260,000 | thousands, detected and multiplied | |
| Boston Scientific Corporation | 101137107 | COM | 6,929 | $258,000 | thousands, detected and multiplied | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 7,118 | $254,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,066 | $254,000 | thousands, detected and multiplied | |
| ALLY FINL INC COM | 02005N100 | Stock | 7,551 | $253,000 | thousands, detected and multiplied | |
| ServiceNow,Inc. | 81762P102 | COM | 530 | $252,000 | thousands, detected and multiplied | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,896 | $252,000 | thousands, detected and multiplied | |
| MERCADOLIBREINC | 58733R102 | STOK | 394 | $251,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,195 | $251,000 | thousands, detected and multiplied | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,959 | $250,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,422 | $249,000 | thousands, detected and multiplied | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,276 | $247,000 | thousands, detected and multiplied | |
| Charles Schwab Corp | 808513105 | COM | 3,890 | $246,000 | thousands, detected and multiplied | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 24,936 | $245,000 | thousands, detected and multiplied | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,464 | $244,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,748 | $244,000 | thousands, detected and multiplied | |
| Micron Technology,Inc. | 595112103 | COM | 4,342 | $240,000 | thousands, detected and multiplied | |
| MARATHON OIL CORP | 565849106 | COM | 10,657 | $240,000 | thousands, detected and multiplied | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 7,317 | $240,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 3,197 | $239,000 | thousands, detected and multiplied | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 7,336 | $238,000 | thousands, detected and multiplied | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,417 | $237,000 | thousands, detected and multiplied | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,699 | $236,000 | thousands, detected and multiplied | |
| INVESCO SR INCOME TR | 46131H107 | COM | 60,275 | $234,000 | thousands, detected and multiplied | |
| Eaton Corp. Plc | G29183103 | COM | 1,850 | $233,000 | thousands, detected and multiplied | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,308 | $232,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,440 | $232,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 9,569 | $232,000 | thousands, detected and multiplied | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,890 | $231,000 | thousands, detected and multiplied | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,565 | $231,000 | thousands, detected and multiplied | |
| FS KKR CAP CORP | 302635206 | COM | 11,874 | $231,000 | thousands, detected and multiplied | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,029 | $230,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347B714 | FUND | 15,995 | $230,000 | thousands, detected and multiplied | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,175 | $228,000 | thousands, detected and multiplied | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 977 | $228,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 6,724 | $228,000 | thousands, detected and multiplied | |
| INTREPID POTASH INC | 46121Y201 | COM | 5,026 | $228,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,926 | $228,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,059 | $228,000 | thousands, detected and multiplied | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,873 | $227,000 | thousands, detected and multiplied | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,463 | $226,000 | thousands, detected and multiplied | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,948 | $226,000 | thousands, detected and multiplied | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,671 | $226,000 | thousands, detected and multiplied | |
| BUNGE LTD | G16962105 | COM | 2,479 | $225,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 9,837 | $224,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 10,827 | $222,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,010 | $222,000 | thousands, detected and multiplied | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,404 | $220,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,987 | $219,000 | thousands, detected and multiplied | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,930 | $218,000 | thousands, detected and multiplied | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 5,735 | $218,000 | thousands, detected and multiplied | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5,727 | $216,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 6,449 | $215,000 | thousands, detected and multiplied | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,925 | $214,000 | thousands, detected and multiplied | |
| AES CORP COM | 00130H105 | Stock | 10,154 | $213,000 | thousands, detected and multiplied | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 5,425 | $212,000 | thousands, detected and multiplied | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,610 | $211,000 | thousands, detected and multiplied | |
| MOODYS CORP COM | 615369105 | Stock | 763 | $208,000 | thousands, detected and multiplied | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,940 | $206,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,659 | $206,000 | thousands, detected and multiplied | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,888 | $204,000 | thousands, detected and multiplied | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 22,146 | $203,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,854 | $203,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 2,465 | $201,000 | thousands, detected and multiplied | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 50,000 | $193,000 | thousands, detected and multiplied | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,500 | $192,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,398 | $181,000 | thousands, detected and multiplied | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 18,846 | $180,000 | thousands, detected and multiplied | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 30,594 | $180,000 | thousands, detected and multiplied | |
| LUCID GROUP INC | 549498103 | COM | 10,377 | $178,000 | thousands, detected and multiplied | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,372 | $173,000 | thousands, detected and multiplied | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 23,603 | $163,000 | thousands, detected and multiplied | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 17,299 | $157,000 | thousands, detected and multiplied | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 12,676 | $143,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 16,752 | $135,000 | thousands, detected and multiplied | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 10,284 | $134,000 | thousands, detected and multiplied | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,620 | $127,000 | thousands, detected and multiplied | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 14,343 | $122,000 | thousands, detected and multiplied | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,575 | $110,000 | thousands, detected and multiplied | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 20,243 | $107,000 | thousands, detected and multiplied | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,513 | $101,000 | thousands, detected and multiplied | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 18,000 | $100,000 | thousands, detected and multiplied | |
| DERMTECH INC | 24984K105 | COM | 17,847 | $99,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,010 | $93,000 | thousands, detected and multiplied | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 77,730 | $87,000 | thousands, detected and multiplied | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 10,015 | $80,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,316 | $80,000 | thousands, detected and multiplied | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,314 | $79,000 | thousands, detected and multiplied | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,184 | $76,000 | thousands, detected and multiplied | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,513 | $74,000 | thousands, detected and multiplied | |
| HEALTHCARE TRIANGLE INC | 42227W108 | COM | 70,000 | $70,000 | thousands, detected and multiplied | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 12,780 | $68,000 | thousands, detected and multiplied | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 46,190 | $61,000 | thousands, detected and multiplied | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 35,500 | $55,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 15,700 | $39,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,233 | $34,000 | thousands, detected and multiplied | |
| HIVE BLOCKCHAIN TECHNLGIES L | 43366H704 | COM NEW | 11,365 | $34,000 | thousands, detected and multiplied | |
| SAVARA INC | 805111101 | COM | 14,000 | $21,000 | thousands, detected and multiplied | |
| SKILLZ INC | 83067L109 | COM | 10,400 | $13,000 | thousands, detected and multiplied | |
| LIVEONE INC | 53814X102 | COM | 15,000 | $13,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $12,000 | thousands, detected and multiplied | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 10,390 | $9,000 | thousands, detected and multiplied | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $7,000 | thousands, detected and multiplied | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 12,000 | $4,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-22-001946 | superseded | 2022-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-23-000330 | this filing | 2023-01-30 | acceptance time not in the bulk data set |