13F-HR/A filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR/A for the quarter ended 2022-03-31, filed 2023-01-30, with 697 holding rows worth $1,479,082,000.
- Accession
- 0001172661-23-000328
- Filer
- CIK 1766530
- Filed
- 2023-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, amendment of type restatement, 697 entries on the cover page, a total value of $1,479,082,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,479,082,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 13,465 | $371,000 | thousands, detected and multiplied | |
| Uber Technologies | 90353T100 | COM | 10,308 | $368,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 12,229 | $368,000 | thousands, detected and multiplied | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,214 | $366,000 | thousands, detected and multiplied | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,922 | $363,000 | thousands, detected and multiplied | |
| ECOLAB INC COM | 278865100 | Stock | 2,057 | $363,000 | thousands, detected and multiplied | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,405 | $362,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,587 | $362,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,999 | $357,000 | thousands, detected and multiplied | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,543 | $357,000 | thousands, detected and multiplied | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,679 | $355,000 | thousands, detected and multiplied | |
| Micron Technology,Inc. | 595112103 | COM | 4,524 | $352,000 | thousands, detected and multiplied | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,474 | $349,000 | thousands, detected and multiplied | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,676 | $348,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 7,093 | $346,000 | thousands, detected and multiplied | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,942 | $345,000 | thousands, detected and multiplied | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 3,470 | $344,000 | thousands, detected and multiplied | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 13,702 | $341,000 | thousands, detected and multiplied | |
| FEDEX CORP COM | 31428X106 | Stock | 1,475 | $341,000 | thousands, detected and multiplied | |
| NIO INC SPON ADS | 62914V106 | ADR | 16,185 | $341,000 | thousands, detected and multiplied | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,744 | $338,000 | thousands, detected and multiplied | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 2,745 | $335,000 | thousands, detected and multiplied | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,216 | $334,000 | thousands, detected and multiplied | |
| HERSHEY CO COM | 427866108 | Stock | 1,530 | $331,000 | thousands, detected and multiplied | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,979 | $330,000 | thousands, detected and multiplied | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,081 | $330,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,260 | $330,000 | thousands, detected and multiplied | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,544 | $325,000 | thousands, detected and multiplied | |
| ALLY FINL INC COM | 02005N100 | Stock | 7,379 | $321,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 7,288 | $320,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,229 | $319,000 | thousands, detected and multiplied | |
| FISERV INC | 337738108 | COM | 3,138 | $318,000 | thousands, detected and multiplied | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,755 | $318,000 | thousands, detected and multiplied | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 6,706 | $316,000 | thousands, detected and multiplied | |
| SYSCOCORP | 871829107 | COM | 3,844 | $314,000 | thousands, detected and multiplied | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 6,943 | $314,000 | thousands, detected and multiplied | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 14,748 | $314,000 | thousands, detected and multiplied | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,395 | $311,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,627 | $310,000 | thousands, detected and multiplied | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,053 | $309,000 | thousands, detected and multiplied | |
| FORTINET INC COM | 34959E109 | Stock | 904 | $309,000 | thousands, detected and multiplied | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,677 | $308,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 4,729 | $307,000 | thousands, detected and multiplied | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,464 | $306,000 | thousands, detected and multiplied | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,851 | $306,000 | thousands, detected and multiplied | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,362 | $305,000 | thousands, detected and multiplied | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,888 | $303,000 | thousands, detected and multiplied | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,499 | $302,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,163 | $301,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 2,156 | $300,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,138 | $299,000 | thousands, detected and multiplied | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,139 | $296,000 | thousands, detected and multiplied | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,940 | $295,000 | thousands, detected and multiplied | |
| BIO RAD LABS INC | 090572207 | CL A | 522 | $294,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 3,095 | $291,000 | thousands, detected and multiplied | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,330 | $290,000 | thousands, detected and multiplied | |
| DERMTECH INC | 24984K105 | COM | 19,672 | $289,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,076 | $288,000 | thousands, detected and multiplied | |
| CUMMINS INC COM | 231021106 | Stock | 1,400 | $287,000 | thousands, detected and multiplied | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,175 | $287,000 | thousands, detected and multiplied | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,896 | $286,000 | thousands, detected and multiplied | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,906 | $286,000 | thousands, detected and multiplied | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 778 | $284,000 | thousands, detected and multiplied | |
| SNAP INC | 83304A106 | CL A | 7,884 | $284,000 | thousands, detected and multiplied | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,883 | $284,000 | thousands, detected and multiplied | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,837 | $283,000 | thousands, detected and multiplied | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,971 | $283,000 | thousands, detected and multiplied | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,019 | $283,000 | thousands, detected and multiplied | |
| CORTEVA INC COM | 22052L104 | Stock | 4,897 | $281,000 | thousands, detected and multiplied | |
| MOODYS CORP COM | 615369105 | Stock | 831 | $280,000 | thousands, detected and multiplied | |
| V F CORP COM | 918204108 | Stock | 4,906 | $279,000 | thousands, detected and multiplied | |
| ETSY INC | 29786A106 | COM | 2,247 | $279,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 27,830 | $279,000 | thousands, detected and multiplied | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,999 | $278,000 | thousands, detected and multiplied | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,045 | $278,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,158 | $277,000 | thousands, detected and multiplied | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,237 | $273,000 | thousands, detected and multiplied | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,738 | $272,000 | thousands, detected and multiplied | |
| MARATHON OIL CORP | 565849106 | COM | 10,820 | $272,000 | thousands, detected and multiplied | |
| MORNINGSTAR INC COM | 617700109 | Stock | 991 | $271,000 | thousands, detected and multiplied | |
| TWILIO INC CL A | 90138F102 | Stock | 1,641 | $270,000 | thousands, detected and multiplied | |
| HP INC COM | 40434L105 | Stock | 7,434 | $270,000 | thousands, detected and multiplied | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,948 | $270,000 | thousands, detected and multiplied | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,047 | $269,000 | thousands, detected and multiplied | |
| BLACKLINE, INC. | 09239B109 | COM | 3,672 | $269,000 | thousands, detected and multiplied | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,033 | $268,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 5,116 | $267,000 | thousands, detected and multiplied | |
| INVESCO SR INCOME TR | 46131H107 | COM | 62,362 | $266,000 | thousands, detected and multiplied | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,141 | $263,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,136 | $261,000 | thousands, detected and multiplied | |
| DUTCH BROS INC | 26701L100 | CL A | 4,730 | $261,000 | thousands, detected and multiplied | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,136 | $259,000 | thousands, detected and multiplied | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,846 | $255,000 | thousands, detected and multiplied | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 27,023 | $255,000 | thousands, detected and multiplied | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,532 | $254,000 | thousands, detected and multiplied | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,837 | $253,000 | thousands, detected and multiplied | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 3,109 | $253,000 | thousands, detected and multiplied | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 18,367 | $252,000 | thousands, detected and multiplied | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,129 | $252,000 | thousands, detected and multiplied | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 634 | $252,000 | thousands, detected and multiplied | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,566 | $250,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 10,509 | $250,000 | thousands, detected and multiplied | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 6,496 | $250,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 6,180 | $250,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 14,838 | $250,000 | thousands, detected and multiplied | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,922 | $246,000 | thousands, detected and multiplied | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,136 | $245,000 | thousands, detected and multiplied | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,606 | $244,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,636 | $244,000 | thousands, detected and multiplied | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 22,635 | $244,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 6,713 | $243,000 | thousands, detected and multiplied | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,407 | $243,000 | thousands, detected and multiplied | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 8,431 | $243,000 | thousands, detected and multiplied | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,873 | $242,000 | thousands, detected and multiplied | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,766 | $241,000 | thousands, detected and multiplied | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,549 | $241,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 831 | $240,000 | thousands, detected and multiplied | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 50,000 | $240,000 | thousands, detected and multiplied | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 28,750 | $237,000 | thousands, detected and multiplied | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 42,600 | $235,000 | thousands, detected and multiplied | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,020 | $234,000 | thousands, detected and multiplied | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,700 | $233,000 | thousands, detected and multiplied | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 26,493 | $232,000 | thousands, detected and multiplied | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,653 | $231,000 | thousands, detected and multiplied | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,973 | $230,000 | thousands, detected and multiplied | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,849 | $229,000 | thousands, detected and multiplied | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,474 | $229,000 | thousands, detected and multiplied | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 766 | $229,000 | thousands, detected and multiplied | |
| Prologis,Inc. | 74340W103 | COM | 1,414 | $228,000 | thousands, detected and multiplied | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 9,630 | $228,000 | thousands, detected and multiplied | |
| CENOVUS ENERGY INC | 15135U109 | COM | 13,632 | $227,000 | thousands, detected and multiplied | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 6,823 | $227,000 | thousands, detected and multiplied | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 514 | $223,000 | thousands, detected and multiplied | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 6,619 | $223,000 | thousands, detected and multiplied | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 641 | $221,000 | thousands, detected and multiplied | |
| TERADYNE INC COM | 880770102 | Stock | 1,863 | $220,000 | thousands, detected and multiplied | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 8,856 | $220,000 | thousands, detected and multiplied | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,321 | $219,000 | thousands, detected and multiplied | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,128 | $219,000 | thousands, detected and multiplied | |
| 3D PRINTING ETF | 00214Q500 | ETF | 7,465 | $219,000 | thousands, detected and multiplied | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 325 | $217,000 | thousands, detected and multiplied | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,554 | $217,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 4,564 | $217,000 | thousands, detected and multiplied | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,660 | $217,000 | thousands, detected and multiplied | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,565 | $216,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,828 | $216,000 | thousands, detected and multiplied | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,732 | $216,000 | thousands, detected and multiplied | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 9,779 | $216,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4,402 | $216,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,626 | $215,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,370 | $215,000 | thousands, detected and multiplied | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,172 | $214,000 | thousands, detected and multiplied | |
| SYNOPSYS INC COM | 871607107 | Stock | 643 | $214,000 | thousands, detected and multiplied | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,209 | $213,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 5,360 | $213,000 | thousands, detected and multiplied | |
| BALL CORP | 058498106 | COM | 2,361 | $213,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F437 | COM | 6,958 | $212,000 | thousands, detected and multiplied | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,634 | $210,000 | thousands, detected and multiplied | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 736 | $210,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,794 | $210,000 | thousands, detected and multiplied | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,826 | $210,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,960 | $207,000 | thousands, detected and multiplied | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 34,200 | $207,000 | thousands, detected and multiplied | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 17,212 | $206,000 | thousands, detected and multiplied | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5,259 | $206,000 | thousands, detected and multiplied | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,409 | $205,000 | thousands, detected and multiplied | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,259 | $204,000 | thousands, detected and multiplied | |
| AVALARA INC | 05338G106 | COM | 2,051 | $204,000 | thousands, detected and multiplied | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,724 | $203,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 2,172 | $201,000 | thousands, detected and multiplied | |
| RANGE RES CORP COM | 75281A109 | Stock | 6,583 | $200,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,603 | $200,000 | thousands, detected and multiplied | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,607 | $158,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 15,752 | $145,000 | thousands, detected and multiplied | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 10,534 | $142,000 | thousands, detected and multiplied | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 11,620 | $139,000 | thousands, detected and multiplied | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,703 | $138,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,010 | $117,000 | thousands, detected and multiplied | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,000 | $105,000 | thousands, detected and multiplied | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 35,500 | $91,000 | thousands, detected and multiplied | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,313 | $89,000 | thousands, detected and multiplied | |
| HEALTHCARE TRIANGLE INC | 42227W108 | COM | 70,000 | $89,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,293 | $86,000 | thousands, detected and multiplied | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,106 | $85,000 | thousands, detected and multiplied | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 11,000 | $75,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 10,790 | $71,000 | thousands, detected and multiplied | |
| B2GOLD CORP COM | 11777Q209 | Stock | 12,855 | $59,000 | thousands, detected and multiplied | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 10,743 | $59,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,233 | $57,000 | thousands, detected and multiplied | |
| Hive Blockchain Technologies L | 43366H100 | COM | 21,700 | $46,000 | thousands, detected and multiplied | |
| SKILLZ INC | 83067L109 | COM | 10,400 | $31,000 | thousands, detected and multiplied | |
| SAVARA INC | 805111101 | COM | 14,000 | $18,000 | thousands, detected and multiplied | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 10,390 | $17,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $15,000 | thousands, detected and multiplied | |
| LIVEONE INC | 53814X102 | COM | 15,000 | $12,000 | thousands, detected and multiplied | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $8,000 | thousands, detected and multiplied | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 12,000 | $8,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-22-001168 | superseded | 2022-05-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-23-000328 | this filing | 2023-01-30 | acceptance time not in the bulk data set |