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13F-HR filed by CERTUITY, LLC

CERTUITY, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-08, with 200 holding rows worth $430,665,000.

Accession
0001172661-22-002324
Filed
2022-11-08
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2022

A combination report, 200 entries on the cover page, a total value of $430,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $430,665,000 with VALUE read as thousands by filing date, 13F file number 028-19813. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
WISDOMTREE TR97717Y527FLOATNG RAT TREA1,975,605$99,333,000thousands by filing date
SPY78462F103SHS126,870$45,315,000thousands by filing date
EXXON MOBIL CORP30231G102COM303,807$26,525,000thousands by filing date
Apple Inc037833100COM171,562$23,710,000thousands by filing date
Chevron Corporation166764100COM103,127$14,816,000thousands by filing date
SPDR S&P Midcap 400 ETF Trust78467Y107SHS34,332$13,790,000thousands by filing date
INVESCO QQQ TR46090E103COM49,978$13,357,000thousands by filing date
IJH464287507COM57,789$12,671,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS33,305$11,945,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS112,950$9,848,000thousands by filing date
ISHARES RUSSELL 1000 VALUE ETF464287598ETF68,784$9,354,000thousands by filing date
ISHARESRUSSELL1000GROWTHETF464287614STOK33,625$7,075,000thousands by filing date
WISDOMTREE TR97717X669US QTLY DIV GRT93,859$5,060,000thousands by filing date
Microsoft Corp594918104COM20,762$4,835,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS33,553$3,985,000thousands by filing date
Schwab U.S. Large-Cap Growth ETF808524300SHS69,074$3,855,000thousands by filing date
Amazon.com, Inc023135106COM33,755$3,814,000thousands by filing date
Tesla Motors, Inc88160R101COM13,144$3,601,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS95,926$3,488,000thousands by filing date
ISHARES TR464287689RUSSELL 3000 ETF14,061$2,911,000thousands by filing date
Bristol-Myers Squibb Company110122108COM40,001$2,844,000thousands by filing date
iShares U.S. Technology ETF464287721SHS36,419$2,672,000thousands by filing date
Health Care Select Sector SPDR Fund81369Y209SHS21,600$2,616,000thousands by filing date
iShares Russell 2000 ETF464287655SHS15,776$2,602,000thousands by filing date
DOORDASH INC CL A25809K105Stock52,443$2,593,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM15,433$2,493,000thousands by filing date
VANGUARD S&P SMALL-CAP 600 ETF921932828ETF14,573$2,353,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM19,704$2,187,000thousands by filing date
VTI922908769COM12,187$2,187,000thousands by filing date
SCHWAB STRATEGIC TR808524805INTL EQTY ETF74,913$2,107,000thousands by filing date
iShares Core S&P Total U.S. Stock Market ETF464287150SHS26,071$2,074,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM17,818$1,943,000thousands by filing date
iShares MSCI ACWI ex U.S. ETF464288240SHS48,058$1,923,000thousands by filing date
Vanguard Growth922908736COM8,910$1,906,000thousands by filing date
WISDOMTREE TR97717X651US S CAP QTY DIV50,422$1,813,000thousands by filing date
VGT92204A702SHS5,632$1,731,000thousands by filing date
UnitedHealth Group Inc91324P102COM3,188$1,610,000thousands by filing date
iShares 0-3 Month Treasury Bond ETF46436E718SHS15,415$1,546,000thousands by filing date
SPDR SER TR78464A870S&P BIOTECH19,412$1,540,000thousands by filing date
SPDR Bloomberg 1-3 Month T-Bill ETF78468R663SHS16,694$1,529,000thousands by filing date
VANGUARDRUSSELL2000ETF92206C664STOK20,488$1,365,000thousands by filing date
NVIDIA Corp67066G104COM10,982$1,333,000thousands by filing date
META PLATFORMS INC CL A30303M102COM8,004$1,305,000thousands by filing date
BARCLAYS BANK PLC06738C778DJUBS CMDT ETN3639,284$1,293,000thousands by filing date
AbbVie,Inc.00287Y109COM8,980$1,205,000thousands by filing date
Visa Inc92826C839COM6,644$1,180,000thousands by filing date
Vanguard S&P 500 ETF922908363COM3,461$1,136,000thousands by filing date
WISDOMTREE TR97717X578EM EX ST-OWNED44,356$1,092,000thousands by filing date
Eli Lilly and Company532457108COM3,342$1,081,000thousands by filing date
Vertex Pharmaceuticals Incorporated92532F100COM3,543$1,026,000thousands by filing date
NIKE,Inc. Class B654106103COM12,298$1,022,000thousands by filing date
ISHARES MICRO-CAP ETF464288869ETF9,621$995,000thousands by filing date
Netflix, Inc64110L106COM4,145$994,000thousands by filing date
VWO922042858SHS25,970$948,000thousands by filing date
Schwab US REIT ETF808524847SHS50,448$943,000thousands by filing date
PIMCO ETF TR72201R833ENHAN SHRT MA AC9,431$932,000thousands by filing date
BLUE OWL CAPITAL CORPORATION COM69121K104CEF83,110$862,000thousands by filing date
Schwab U.S. Large-Cap ETF808524201SHS20,185$855,000thousands by filing date
Johnson & Johnson478160104COM5,226$854,000thousands by filing date
GOLDMAN SACHS BDC INC38147U107SHS57,918$837,000thousands by filing date
ROBINHOOD MKTS INC770700102COM81,784$826,000thousands by filing date
Walt Disney Co254687106COM8,310$784,000thousands by filing date
MasterCard, Inc57636Q104COM2,710$771,000thousands by filing date
Vanguard Real Estate922908553SHS9,137$733,000thousands by filing date
STATE STR SPDR DOW JONES IND78467X109UT SER 12,541$730,000thousands by filing date
Berkshire Hathaway Inc084670702COM2,589$691,000thousands by filing date
Costco Wholesale Corporation22160K105COM1,454$687,000thousands by filing date
Salesforce.com, Inc79466L302COM4,764$685,000thousands by filing date
Gilead Sciences,Inc.375558103COM10,874$671,000thousands by filing date
STARWOOD PPTY TR INC COM85571B105REIT36,722$669,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF18,116$632,000thousands by filing date
General Electric Company369604301COM10,192$631,000thousands by filing date
BIOMARIN PHARMACEUTICAL INC09061G101COM7,424$629,000thousands by filing date
INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF46138E735ETF24,560$629,000thousands by filing date
SHOPIFY INC82509L107CL A SUB VTG SHS22,893$618,000thousands by filing date
ISHARES TR464287630RUS 2000 VAL ETF4,668$602,000thousands by filing date
Home Depot, Inc437076102COM2,140$591,000thousands by filing date
JPMorgan Chase & Co46625H100COM5,549$580,000thousands by filing date
Adobe Inc00724F101COM2,091$575,000thousands by filing date
McDonalds Corporation580135101COM2,396$553,000thousands by filing date
SPDR SER TR STATE STR SPDR PORT S&P 500 ETF78464A854SHS13,084$549,000thousands by filing date
Vanguard Mid-Cap ETF922908629SHS2,859$537,000thousands by filing date
THETRADEDESKINCCLASSCLASSA88339J105STOK8,960$535,000thousands by filing date
ISHARES TR464287556ISHARES BIOTECH4,369$511,000thousands by filing date
GLOBAL X FDS37954Y384CYBRSCURTY ETF21,236$511,000thousands by filing date
CVS Health Corporation126650100COM5,318$507,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK5,761$496,000thousands by filing date
Intuit Inc.461202103COM1,267$491,000thousands by filing date
Procter & Gamble Co742718109COM3,850$486,000thousands by filing date
JACK IN THE BOX INC466367109COM6,556$486,000thousands by filing date
CROWDSTRIKE HLDGS INC22788C105COM2,939$484,000thousands by filing date
iShares Russell Midcap ETF464287499SHS7,780$484,000thousands by filing date
RITHM CAPITAL CORP COM NEW64828T201REIT65,471$479,000thousands by filing date
ALIGN TECHNOLOGY INC COM016255101Stock2,315$479,000thousands by filing date
Pfizer Inc.717081103COM10,906$477,000thousands by filing date
ISHARES TR464287168COM4,429$475,000thousands by filing date
Chubb LimitedH1467J104COM2,595$472,000thousands by filing date
Schlumberger Limited806857108COM12,654$454,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF8,046$451,000thousands by filing date
Merck & Co.,Inc.58933Y105COM5,198$448,000thousands by filing date
BlackRock Ultra Short-Term Bond ETF46434V878SHS8,809$441,000thousands by filing date
ARISTA NETWORKS INC040413106COM3,854$435,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS2,526$432,000thousands by filing date
Accenture Plc Class AG1151C101COM1,643$423,000thousands by filing date
Danaher Corporation235851102COM1,607$415,000thousands by filing date
CEREVEL THERAPEUTICS HLDNG I15678U128COM14,500$410,000thousands by filing date
DIMENSIONAL ETF TRUST25434V401US EQUI MARK ETF10,540$409,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33733E302DJ INTERNT IDX3,221$407,000thousands by filing date
ServiceNow,Inc.81762P102COM1,025$387,000thousands by filing date
MSCI INC COM55354G100Stock905$382,000thousands by filing date
Vanguard Mega Cap Growth ETF921910816SHS2,151$375,000thousands by filing date
Amgen Inc.031162100COM1,599$360,000thousands by filing date
ISHARES RUSSELL MID-CAP GROWTH ETF464287481ETF4,566$358,000thousands by filing date
Broadcom Inc.11135F101COM796$353,000thousands by filing date
TIDAL ETF TR886364603RPAR RISK PARI20,308$352,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM5,461$346,000thousands by filing date
DIMENSIONAL ETF TRUST25434V708US CORE EQUITY 215,445$343,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock2,239$335,000thousands by filing date
Abbott Laboratories002824100COM3,426$331,000thousands by filing date
Starbucks Corporation855244109COM3,934$331,000thousands by filing date
Walmart Inc.931142103COM2,541$330,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock8,529$329,000thousands by filing date
Vanguard Dividend Appreciation ETF921908844SHS2,406$325,000thousands by filing date
CALLON PETROLEUM CORP13123X508COMMON STOCK9,288$325,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS2,089$323,000thousands by filing date
ARES CAPITAL CORP04010L103COM18,764$317,000thousands by filing date
Coca-Cola Company191216100COM5,633$316,000thousands by filing date
NORTHROP GRUMMAN CORP COM666807102Stock660$310,000thousands by filing date
ISHARES TR464287648RUS 2000 GRW ETF1,465$303,000thousands by filing date
WISDOMTREE TR97717W307US LARGECAP DIVD5,435$300,000thousands by filing date
Qualcomm Incorporated747525103COM2,647$299,000thousands by filing date
Schwab U.S. Broad Market ETF808524102SHS7,075$297,000thousands by filing date
AUTODESK INC COM052769106Stock1,577$295,000thousands by filing date
Texas Instruments Incorporated882508104COM1,887$292,000thousands by filing date
Intuitive Surgical,Inc.46120E602COM1,550$291,000thousands by filing date
Verizon Communications Inc92343V104COM7,559$287,000thousands by filing date
Bank of America Corp060505104COM9,438$285,000thousands by filing date
NextEra Energy,Inc.65339F101COM3,612$283,000thousands by filing date
Avantis Emerging Markets Equity ETF025072604SHS6,092$280,000thousands by filing date
Oracle Corporation68389X105COM4,536$277,000thousands by filing date
ABIOMED INC003654100COM1,128$277,000thousands by filing date
COSTAR GROUP INC COM22160N109Stock3,917$273,000thousands by filing date
FIRST REPUBLIC BANK/SAN FRANCI33616C100COM2,091$273,000thousands by filing date
BLACKROCK INC CL A COM09247X101COM494$272,000thousands by filing date
LAUDER ESTEE COS INC CL A518439104Stock1,252$270,000thousands by filing date
AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF26924G870COM6,171$270,000thousands by filing date
Booking Holdings Inc.09857L108COM161$265,000thousands by filing date
Comcast Corp20030N101COM8,986$264,000thousands by filing date
Lowes Companies,Inc.548661107COM1,397$262,000thousands by filing date
CHIPOTLEMEXICANGRILLI169656105STOK172$258,000thousands by filing date
iShares Core MSCI EAFE ETF46432F842SHS4,830$254,000thousands by filing date
iShares MSCI ACWI Low Carbon Target ETF46434V464SHS2,007$254,000thousands by filing date
BLACKSTONE INC09260D107COM3,002$251,000thousands by filing date
ISHARES INC464286632MSCI ISRAEL ETF4,357$250,000thousands by filing date
TRANE TECHNOLOGIES PLC SHSG8994E103Stock1,721$249,000thousands by filing date
Philip Morris International Inc.718172109COM2,967$246,000thousands by filing date
PepsiCo,Inc.713448108COM1,504$245,000thousands by filing date
SPDR SERIES TRUST78468R747ST STR MSCI GEN3,332$243,000thousands by filing date
EDWARDS LIFESCIENCES CORP COM28176E108Stock2,933$242,000thousands by filing date
Cisco Systems,Inc.17275R102COM6,008$240,000thousands by filing date
PAYCOMSOFTWAREINC70432V102STOK702$232,000thousands by filing date
Boeing Company097023105COM1,906$231,000thousands by filing date
FIRST TR VALUE LINE DIVID IN33734H106SHS6,462$231,000thousands by filing date
J P MORGAN EXCHANGE TRADED F46641Q837ULTRA SHRT ETF4,585$230,000thousands by filing date
DIMENSIONAL ETF TRUST25434V880WORLD EX US CORE12,084$228,000thousands by filing date
PALO ALTO NETWORKS INC697435105COM1,373$225,000thousands by filing date
QUANTA SVCS INC74762E102COM1,764$225,000thousands by filing date
AMPLIFY ETF TR032108888BLACKSWAN GRWT9,038$224,000thousands by filing date
Vanguard Value ETF922908744SHS1,801$222,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock3,653$220,000thousands by filing date
FACTSET RESH SYS INC COM303075105Stock548$219,000thousands by filing date
INSULET CORP COM45784P101Stock935$214,000thousands by filing date
ZOETIS INC CL A98978V103Stock1,437$213,000thousands by filing date
CONNECTONE BANCORP INC20786W107COMMON STOCK9,129$211,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN19,000$210,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM412$209,000thousands by filing date
Duke Energy Corporation26441C204COM2,231$208,000thousands by filing date
SEMPRA COM816851109Stock1,388$208,000thousands by filing date
Financial Select Sector SPDR Fund81369Y605SHS6,740$205,000thousands by filing date
Union Pacific Corporation907818108COM1,050$205,000thousands by filing date
ISHARES INC MSCI EURZONE ETF464286608MSCI EURZONE ETF6,421$205,000thousands by filing date
Ouster Inc68989M103COM192,960$186,000thousands by filing date
DANIMER SCIENTIFIC INC236272100COM CL A62,278$184,000thousands by filing date
MYOVANT SCIENCES LTDG637AM102COMMON STOCK-FO10,000$180,000thousands by filing date
Palantir Technologies Inc. Class A69608A108COM18,112$147,000thousands by filing date
BURFORD CAPITAL LIMITEDG17977110ORD SHS17,643$132,000thousands by filing date
LYELL IMMUNOPHARMA INC55083R104COM15,000$110,000thousands by filing date
MATTERPORT INC577096100COM CL A21,133$80,000thousands by filing date
BLACKSTONE INC09260D107COM800$67,000thousands by filing datecall
GEVO INC374396406COM PAR20,296$46,000thousands by filing date
HARVARD BIOSCIENCE INC416906105COM14,340$37,000thousands by filing date
Bitfarms Ltd/Canada09173B107Common Stock23,000$24,000thousands by filing date
REDWOOD TRUST INC758075AC9BOND25,000$24,000thousands by filing dateprincipal
CYTOMX THERAPEUTICS INC23284F105COMMON STOCK15,000$22,000thousands by filing date
AYRO INC054748108COM36,025$21,000thousands by filing date
INDIE SEMICONDUCTOR INC45569U119*W EXP 06/10/20210,000$18,000thousands by filing date
DENISON MINES CORP248356107COM14,237$17,000thousands by filing date
XOS INC98423B108COM13,812$17,000thousands by filing date
DRIVE SHACK INC262077100COM14,482$9,000thousands by filing date
QUOTIENT LTDG73268107SHS50,000$8,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001172661-22-002324this filing2022-11-08acceptance time not in the bulk data set