13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-20, with 631 holding rows worth $1,279,285,000.
- Accession
- 0001172661-22-002219
- Filer
- CIK 1766530
- Filed
- 2022-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 631 entries on the cover page, a total value of $1,279,285,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,279,285,000 with VALUE read as thousands by filing date, 13F file number 028-19151. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,474 | $289,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 9,161 | $289,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 786 | $288,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,375 | $287,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,303 | $287,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,992 | $287,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,054 | $286,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 87,423 | $285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,505 | $284,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 6,154 | $284,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 339 | $281,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,477 | $281,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,997 | $280,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,059 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,819 | $279,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 3,590 | $279,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,353 | $278,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 911 | $276,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 843 | $275,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 7,050 | $275,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,977 | $274,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,784 | $272,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,526 | $270,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,943 | $268,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,046 | $267,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,911 | $266,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 4,939 | $264,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,450 | $263,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,751 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,455 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,410 | $257,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 6,822 | $257,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9,452 | $255,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,643 | $254,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,885 | $254,000 | thousands by filing date | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 8,483 | $254,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,464 | $253,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 3,327 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 10,638 | $250,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 19,667 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,103 | $246,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,869 | $243,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,147 | $241,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,487 | $241,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,250 | $239,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,423 | $238,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 6,490 | $236,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,344 | $235,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,896 | $235,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 15,661 | $234,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 10,804 | $234,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,322 | $233,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,073 | $233,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,168 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,432 | $230,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,344 | $228,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4,533 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,864 | $227,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,691 | $226,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,032 | $226,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,626 | $223,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,919 | $222,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,044 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,298 | $221,000 | thousands by filing date | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 7,455 | $219,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,503 | $217,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 7,730 | $215,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,491 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,620 | $213,000 | thousands by filing date | |
| SHELL PLC SPON ADS | 780259305 | ADR | 4,277 | $213,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,748 | $212,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,508 | $211,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 953 | $208,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 9,233 | $208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,541 | $208,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,286 | $207,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,314 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 11,164 | $206,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 31,122 | $206,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,617 | $204,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,050 | $203,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 3,608 | $202,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 17,585 | $202,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 18,277 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,426 | $202,000 | thousands by filing date | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 3,110 | $202,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,200 | $202,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 5,080 | $201,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,151 | $201,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 5,870 | $201,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 870 | $200,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 6,434 | $200,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 5,750 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,536 | $196,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 11,029 | $179,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 11,784 | $171,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 10,172 | $165,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,585 | $163,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 22,960 | $159,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 10,592 | $148,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 50,000 | $147,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,026 | $146,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 16,466 | $134,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 33,707 | $125,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 17,839 | $123,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,575 | $118,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 10,551 | $117,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 10,213 | $109,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 19,000 | $98,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,343 | $95,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 14,443 | $93,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,010 | $87,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,340 | $82,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 15,584 | $76,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 71,005 | $75,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 42,285 | $75,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,184 | $75,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,314 | $71,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 23,325 | $66,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 35,500 | $55,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 12,447 | $49,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,232 | $44,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 11,000 | $39,000 | thousands by filing date | |
| HEALTHCARE TRIANGLE INC | 42227W108 | COM | 70,000 | $26,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 14,000 | $22,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 14,000 | $22,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $16,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 10,400 | $11,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 10,390 | $7,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $6,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 17,996 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-22-002219 | this filing | 2022-10-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-23-000333 | base | 2023-01-30 | acceptance time not in the bulk data set |