13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-09, with 528 holding rows worth $1,090,007,000.
- Accession
- 0001172661-22-001198
- Filer
- CIK 1559789
- Filed
- 2022-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 528 entries on the cover page, a total value of $1,090,007,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,090,007,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,688 | $208,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,957 | $207,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,336 | $205,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 635 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 11,151 | $202,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 8,735 | $201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 4,014 | $200,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 10,056 | $195,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 10,781 | $187,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 12,700 | $183,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 17,200 | $176,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,000 | $171,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 17,600 | $166,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 20,696 | $161,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 25,350 | $157,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,074 | $133,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,140 | $119,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 28,995 | $118,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,891 | $105,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 13,500 | $83,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,155 | $77,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 11,088 | $67,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,000 | $52,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,231 | $49,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,077 | $37,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 15,345 | $28,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $11,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 225 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-22-001198 | this filing | 2022-05-09 | acceptance time not in the bulk data set |