13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-04, with 697 holding rows worth $1,479,082,000.
- Accession
- 0001172661-22-001168
- Filer
- CIK 1766530
- Filed
- 2022-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 697 entries on the cover page, a total value of $1,479,082,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,479,082,000 with VALUE read as thousands by filing date, 13F file number 028-19151. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 13,465 | $371,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 10,308 | $368,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 12,229 | $368,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,214 | $366,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,922 | $363,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,057 | $363,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,405 | $362,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,587 | $362,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,999 | $357,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,543 | $357,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,679 | $355,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,524 | $352,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,474 | $349,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,676 | $348,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 7,093 | $346,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,942 | $345,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 3,470 | $344,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 13,702 | $341,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,475 | $341,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 16,185 | $341,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,744 | $338,000 | thousands by filing date | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 2,745 | $335,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,216 | $334,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,530 | $331,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,979 | $330,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,081 | $330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,260 | $330,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,544 | $325,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 7,379 | $321,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 7,288 | $320,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,229 | $319,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,138 | $318,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,755 | $318,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 6,706 | $316,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,844 | $314,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 6,943 | $314,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 14,748 | $314,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,395 | $311,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,627 | $310,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,053 | $309,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 904 | $309,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,677 | $308,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 4,729 | $307,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,464 | $306,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,851 | $306,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,362 | $305,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,888 | $303,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,499 | $302,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,163 | $301,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 2,156 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,138 | $299,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,139 | $296,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,940 | $295,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 522 | $294,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 3,095 | $291,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,330 | $290,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 19,672 | $289,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,076 | $288,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,400 | $287,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,175 | $287,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,896 | $286,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,906 | $286,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 778 | $284,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 7,884 | $284,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,883 | $284,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,837 | $283,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,971 | $283,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,019 | $283,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 4,897 | $281,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 831 | $280,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,906 | $279,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,247 | $279,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 27,830 | $279,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,999 | $278,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,045 | $278,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,158 | $277,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,237 | $273,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,738 | $272,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,820 | $272,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 991 | $271,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,641 | $270,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 7,434 | $270,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,948 | $270,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,047 | $269,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 3,672 | $269,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,033 | $268,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 5,116 | $267,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 62,362 | $266,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,141 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,136 | $261,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 4,730 | $261,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,136 | $259,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,846 | $255,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 27,023 | $255,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,532 | $254,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,837 | $253,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 3,109 | $253,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 18,367 | $252,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,129 | $252,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 634 | $252,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,566 | $250,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 10,509 | $250,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 6,496 | $250,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 6,180 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 14,838 | $250,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,922 | $246,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,136 | $245,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,606 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,636 | $244,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 22,635 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 6,713 | $243,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,407 | $243,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 8,431 | $243,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,873 | $242,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,766 | $241,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,549 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 831 | $240,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 50,000 | $240,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 28,750 | $237,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 42,600 | $235,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,020 | $234,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,700 | $233,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 26,493 | $232,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,653 | $231,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,973 | $230,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,849 | $229,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,474 | $229,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 766 | $229,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,414 | $228,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 9,630 | $228,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 13,632 | $227,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 6,823 | $227,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 514 | $223,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 6,619 | $223,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 641 | $221,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,863 | $220,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 8,856 | $220,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,321 | $219,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,128 | $219,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 7,465 | $219,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 325 | $217,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,554 | $217,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 4,564 | $217,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,660 | $217,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,565 | $216,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,828 | $216,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,732 | $216,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 9,779 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4,402 | $216,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,626 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,370 | $215,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,172 | $214,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 643 | $214,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,209 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 5,360 | $213,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,361 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 6,958 | $212,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,634 | $210,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 736 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,794 | $210,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,826 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,960 | $207,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 34,200 | $207,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 17,212 | $206,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5,259 | $206,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,409 | $205,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,259 | $204,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 2,051 | $204,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,724 | $203,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 2,172 | $201,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 6,583 | $200,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,603 | $200,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,607 | $158,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 15,752 | $145,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 10,534 | $142,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 11,620 | $139,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,703 | $138,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,010 | $117,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,000 | $105,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 35,500 | $91,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,313 | $89,000 | thousands by filing date | |
| HEALTHCARE TRIANGLE INC | 42227W108 | COM | 70,000 | $89,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,293 | $86,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,106 | $85,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 11,000 | $75,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 10,790 | $71,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 12,855 | $59,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 10,743 | $59,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,233 | $57,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 21,700 | $46,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 10,400 | $31,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 14,000 | $18,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 10,390 | $17,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $15,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 15,000 | $12,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $8,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 12,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-22-001168 | this filing | 2022-05-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-23-000328 | base | 2023-01-30 | acceptance time not in the bulk data set |